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NEIGHBORHOOD HEALTH SAVINGS PLAN 401k Plan overview

Plan NameNEIGHBORHOOD HEALTH SAVINGS PLAN
Plan identification number 002

NEIGHBORHOOD HEALTH SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance
  • Long-term disability cover
  • Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

NEIGHBORHOOD HEALTH AGENCIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:NEIGHBORHOOD HEALTH AGENCIES, INC.
Employer identification number (EIN):232324782
NAIC Classification:621610
NAIC Description:Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEIGHBORHOOD HEALTH SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022014-01-01ANDREA L. DEVOTI
0022013-07-01ANDREA DEVOTI
0022013-01-01ANDREA L DEVOTI
0022012-07-01ANDREA L. DEVOTI

Plan Statistics for NEIGHBORHOOD HEALTH SAVINGS PLAN

401k plan membership statisitcs for NEIGHBORHOOD HEALTH SAVINGS PLAN

Measure Date Value
2014: NEIGHBORHOOD HEALTH SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01265
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NEIGHBORHOOD HEALTH SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01120
Total number of active participants reported on line 7a of the Form 55002013-07-01162
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-010
Total of all active and inactive participants2013-07-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01162
Number of participants with account balances2013-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
Total participants, beginning-of-year2013-01-01245
Total number of active participants reported on line 7a of the Form 55002013-01-01220
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0145
Total of all active and inactive participants2013-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01265
Number of participants with account balances2013-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: NEIGHBORHOOD HEALTH SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01198
Total number of active participants reported on line 7a of the Form 55002012-07-01207
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0138
Total of all active and inactive participants2012-07-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01245
Number of participants with account balances2012-07-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-015

Financial Data on NEIGHBORHOOD HEALTH SAVINGS PLAN

Measure Date Value
2014 : NEIGHBORHOOD HEALTH SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-07-11$0
Total transfer of assets from this plan2014-07-11$4,434,902
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-07-11$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-07-11$0
Total income from all sources (including contributions)2014-07-11$540,508
Total loss/gain on sale of assets2014-07-11$0
Total of all expenses incurred2014-07-11$65,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-07-11$54,660
Value of total corrective distributions2014-07-11$9,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-07-11$375,208
Value of total assets at end of year2014-07-11$0
Value of total assets at beginning of year2014-07-11$3,959,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-07-11$1,020
Total interest from all sources2014-07-11$257
Total dividends received (eg from common stock, registered investment company shares)2014-07-11$30,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-07-11Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-07-11$0
Total dividends received from registered investment company shares (eg mutual funds)2014-07-11$30,422
Administrative expenses professional fees incurred2014-07-11$1,020
Was this plan covered by a fidelity bond2014-07-11Yes
Value of fidelity bond cover2014-07-11$1,000,000
If this is an individual account plan, was there a blackout period2014-07-11Yes
Were there any nonexempt tranactions with any party-in-interest2014-07-11No
Contributions received from participants2014-07-11$303,803
Participant contributions at end of year2014-07-11$0
Participant contributions at beginning of year2014-07-11$14,762
Income. Received or receivable in cash from other sources (including rollovers)2014-07-11$3,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-07-11No
Value of net income/loss2014-07-11$475,202
Value of net assets at end of year (total assets less liabilities)2014-07-11$0
Value of net assets at beginning of year (total assets less liabilities)2014-07-11$3,959,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-07-11No
Were any loans by the plan or fixed income obligations due to the plan in default2014-07-11No
Were any leases to which the plan was party in default or uncollectible2014-07-11No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-07-11$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-07-11$3,944,938
Interest on participant loans2014-07-11$257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-07-11$134,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-07-11No
Was there a failure to transmit to the plan any participant contributions2014-07-11No
Has the plan failed to provide any benefit when due under the plan2014-07-11No
Contributions received in cash from employer2014-07-11$67,445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-07-11$54,660
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-07-11Yes
Did the plan have assets held for investment2014-07-11No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-07-11No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-07-11Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-07-11Yes
Opinion of an independent qualified public accountant for this plan2014-07-11Disclaimer
Accountancy firm name2014-07-11SIMIONE MACCA & LARROW, LLP
Accountancy firm EIN2014-07-11061586075
2013 : NEIGHBORHOOD HEALTH SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,195,220
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$235,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$234,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$733,842
Value of total assets at end of year2013-12-31$3,959,700
Value of total assets at beginning of year2013-12-31$3,000,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,153
Total interest from all sources2013-12-31$225
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$123,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$123,705
Administrative expenses professional fees incurred2013-12-31$1,153
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$572,629
Participant contributions at end of year2013-12-31$14,762
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$45,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$959,567
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,959,700
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,000,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,944,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,000,133
Interest on participant loans2013-12-31$225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$337,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$116,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$234,500
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SIMIONE MACCA & LARROW, LLP
Accountancy firm EIN2013-12-31061586075
2012 : NEIGHBORHOOD HEALTH SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$81,878
Total income from all sources (including contributions)2012-12-31$571,184
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$112,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$112,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$483,264
Value of total assets at end of year2012-12-31$3,000,133
Value of total assets at beginning of year2012-12-31$2,623,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$45,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$45,627
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$226,051
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$195,086
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$-81,878
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$268
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$76,235
Other income not declared elsewhere2012-12-31$1,483
Liabilities. Value of operating payables at beginning of year2012-12-31$5,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$458,585
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,000,133
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,541,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,000,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,623,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$40,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$62,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$194,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SIMIONE MACCA & LARROW, LLP
Accountancy firm EIN2012-12-31061586075

Form 5500 Responses for NEIGHBORHOOD HEALTH SAVINGS PLAN

2014: NEIGHBORHOOD HEALTH SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEIGHBORHOOD HEALTH SAVINGS PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedYes
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – General assets of the sponsorYes
2013-07-01Plan benefit arrangement – General assets of the sponsorYes
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEIGHBORHOOD HEALTH SAVINGS PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number086977
Policy instance 1
Insurance contract or identification number086977
Number of Individuals Covered162
Insurance policy start date2013-07-01
Insurance policy end date2014-07-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISABILITY
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $68,555
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number086977
Policy instance 1
Insurance contract or identification number086977
Number of Individuals Covered162
Insurance policy start date2013-07-01
Insurance policy end date2014-07-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH AND DISABILITY
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $68,555
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameBENESERV INC

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