401k Plan data: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN plan

UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 401k Plan overview

Plan Name	UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN
Plan identification number	002

UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

UNITY HOUSE OF TROY, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNITY HOUSE OF TROY, INC.

Employer identification number (EIN): 232378930

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Additional information about UNITY HOUSE OF TROY, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1981-09-08

Company Identification Number: 720981

Legal Registered Office Address: 33 SECOND STREET
Rensselaer
TROY
United States of America (USA)
12180

More information about UNITY HOUSE OF TROY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 CHRISTOPHER BURKE 2020-07-31
002 2018-01-01 CHRISTOPHER BURKE 2019-10-11
002 2018-01-01 CHRISTOPHER BURKE 2019-10-11
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01 CHRISTOPHER BURKE
002 2012-01-01 CHRISTOPHER BURKE
002 2011-01-01 CHRISTOPHER BURKE
002 2009-01-01 J. CHRISTOPHER BURKE

Plan Statistics for UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN

401k plan membership statisitcs for UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN

Measure Date Value
2019: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 549
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 223
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 346
Total of all active and inactive participants 2019-01-01 569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 4
Total participants 2019-01-01 573
Number of participants with account balances 2019-01-01 572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 535
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 268
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 277
Total of all active and inactive participants 2018-01-01 545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 3
Total participants 2018-01-01 548
Number of participants with account balances 2018-01-01 544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 530
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 245
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 287
Total of all active and inactive participants 2017-01-01 532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 3
Total participants 2017-01-01 535
Number of participants with account balances 2017-01-01 533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 513
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 238
Number of other retired or separated participants entitled to future benefits 2016-01-01 289
Total of all active and inactive participants 2016-01-01 527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 530
Number of participants with account balances 2016-01-01 529
2015: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 529
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 232
Number of other retired or separated participants entitled to future benefits 2015-01-01 278
Total of all active and inactive participants 2015-01-01 510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 513
Number of participants with account balances 2015-01-01 507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 525
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 227
Number of other retired or separated participants entitled to future benefits 2014-01-01 299
Total of all active and inactive participants 2014-01-01 526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 529
Number of participants with account balances 2014-01-01 488
2013: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 535
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 242
Number of retired or separated participants receiving benefits 2013-01-01 280
Total of all active and inactive participants 2013-01-01 522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 525
Number of participants with account balances 2013-01-01 511
2012: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 494
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 260
Number of retired or separated participants receiving benefits 2012-01-01 272
Total of all active and inactive participants 2012-01-01 532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 3
Total participants 2012-01-01 535
Number of participants with account balances 2012-01-01 529
2011: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 507
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 239
Number of retired or separated participants receiving benefits 2011-01-01 254
Total of all active and inactive participants 2011-01-01 493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 494
Number of participants with account balances 2011-01-01 479
2009: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 439
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 429
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 444
Number of participants with account balances 2009-01-01 345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	549
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	223
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	346
Total of all active and inactive participants	2019-01-01	569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	4
Total participants	2019-01-01	573
Number of participants with account balances	2019-01-01	572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	535
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	268
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	277
Total of all active and inactive participants	2018-01-01	545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	548
Number of participants with account balances	2018-01-01	544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	530
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	245
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	287
Total of all active and inactive participants	2017-01-01	532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	535
Number of participants with account balances	2017-01-01	533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	513
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	238
Number of other retired or separated participants entitled to future benefits	2016-01-01	289
Total of all active and inactive participants	2016-01-01	527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	530
Number of participants with account balances	2016-01-01	529
2015: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	529
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	232
Number of other retired or separated participants entitled to future benefits	2015-01-01	278
Total of all active and inactive participants	2015-01-01	510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	513
Number of participants with account balances	2015-01-01	507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	525
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	227
Number of other retired or separated participants entitled to future benefits	2014-01-01	299
Total of all active and inactive participants	2014-01-01	526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	529
Number of participants with account balances	2014-01-01	488
2013: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	535
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	242
Number of retired or separated participants receiving benefits	2013-01-01	280
Total of all active and inactive participants	2013-01-01	522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	525
Number of participants with account balances	2013-01-01	511
2012: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	494
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	260
Number of retired or separated participants receiving benefits	2012-01-01	272
Total of all active and inactive participants	2012-01-01	532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	3
Total participants	2012-01-01	535
Number of participants with account balances	2012-01-01	529
2011: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	507
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	239
Number of retired or separated participants receiving benefits	2011-01-01	254
Total of all active and inactive participants	2011-01-01	493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	494
Number of participants with account balances	2011-01-01	479
2009: UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	439
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	429
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	444
Number of participants with account balances	2009-01-01	345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN

Measure	Date	Value
2019 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$3,170,000
Total of all expenses incurred	2019-12-31	$986,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$926,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$707,256
Value of total assets at end of year	2019-12-31	$17,312,763
Value of total assets at beginning of year	2019-12-31	$15,129,474
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$60,259
Total interest from all sources	2019-12-31	$222,154
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$218,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$218,191
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$310,840
Participant contributions at end of year	2019-12-31	$29,837
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$61,748
Other income not declared elsewhere	2019-12-31	$455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,183,289
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$17,312,763
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$15,129,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$11,006,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,025,627
Value of interest in pooled separate accounts at end of year	2019-12-31	$113,740
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$113,224
Interest on participant loans	2019-12-31	$286
Interest earned on other investments	2019-12-31	$221,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$5,828,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,684,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,015,900
Net investment gain/loss from pooled separate accounts	2019-12-31	$6,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$334,668
Employer contributions (assets) at end of year	2019-12-31	$334,668
Employer contributions (assets) at beginning of year	2019-12-31	$306,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$926,452
Contract administrator fees	2019-12-31	$60,259
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2019-12-31	141567343
2018 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2018 401k financial data
Total transfer of assets to this plan	2018-12-31	$7
Total income from all sources (including contributions)	2018-12-31	$371,850
Total of all expenses incurred	2018-12-31	$715,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$660,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$654,100
Value of total assets at end of year	2018-12-31	$15,129,474
Value of total assets at beginning of year	2018-12-31	$15,472,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$54,692
Total interest from all sources	2018-12-31	$220,343
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$222,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$222,400
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$348,098
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-343,479
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$15,129,474
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$15,472,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,025,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,588,146
Value of interest in pooled separate accounts at end of year	2018-12-31	$113,224
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$142,651
Interest earned on other investments	2018-12-31	$220,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$5,684,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$5,446,992
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-730,860
Net investment gain/loss from pooled separate accounts	2018-12-31	$5,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$306,002
Employer contributions (assets) at end of year	2018-12-31	$306,002
Employer contributions (assets) at beginning of year	2018-12-31	$295,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$660,637
Contract administrator fees	2018-12-31	$54,692
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2018-12-31	141567343
2017 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$9,792
Total income from all sources (including contributions)	2017-12-31	$2,488,187
Total of all expenses incurred	2017-12-31	$645,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$596,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$684,605
Value of total assets at end of year	2017-12-31	$15,472,946
Value of total assets at beginning of year	2017-12-31	$13,620,530
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$49,494
Total interest from all sources	2017-12-31	$207,313
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$145,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$145,536
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$339,419
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$60,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,842,624
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$15,472,946
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,620,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,588,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,111,824
Value of interest in pooled separate accounts at end of year	2017-12-31	$142,651
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$163,481
Interest earned on other investments	2017-12-31	$207,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$5,446,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$5,046,770
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$87,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,443,796
Net investment gain/loss from pooled separate accounts	2017-12-31	$6,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$284,455
Employer contributions (assets) at end of year	2017-12-31	$295,157
Employer contributions (assets) at beginning of year	2017-12-31	$298,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$509,008
Contract administrator fees	2017-12-31	$49,494
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2017-12-31	141567343
2016 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,452,077
Total of all expenses incurred	2016-12-31	$688,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$640,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$603,897
Value of total assets at end of year	2016-12-31	$13,620,530
Value of total assets at beginning of year	2016-12-31	$12,856,544
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$47,252
Total interest from all sources	2016-12-31	$206,001
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$125,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$125,281
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$302,540
Participant contributions at beginning of year	2016-12-31	$10,745
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$763,986
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,620,530
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,856,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,111,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,594,327
Value of interest in pooled separate accounts at end of year	2016-12-31	$163,481
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$180,094
Interest earned on other investments	2016-12-31	$206,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$5,046,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$4,797,989
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$210,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$507,986
Net investment gain/loss from pooled separate accounts	2016-12-31	$8,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$298,455
Employer contributions (assets) at end of year	2016-12-31	$298,455
Employer contributions (assets) at beginning of year	2016-12-31	$273,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$430,415
Contract administrator fees	2016-12-31	$47,252
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2016-12-31	141567343
2015 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2015 401k financial data
Total transfer of assets to this plan	2015-12-31	$1,244
Total income from all sources (including contributions)	2015-12-31	$823,614
Total of all expenses incurred	2015-12-31	$729,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$708,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$534,767
Value of total assets at end of year	2015-12-31	$12,856,544
Value of total assets at beginning of year	2015-12-31	$12,761,599
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$21,910
Total interest from all sources	2015-12-31	$163,152
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$85,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$85,244
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$258,758
Participant contributions at end of year	2015-12-31	$10,745
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$11,531
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$93,701
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,856,544
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,761,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,594,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,197,544
Value of interest in pooled separate accounts at end of year	2015-12-31	$180,094
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$549,561
Interest earned on other investments	2015-12-31	$163,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$4,797,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,721,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$2,891
Net investment gain/loss from pooled separate accounts	2015-12-31	$37,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$273,389
Employer contributions (assets) at end of year	2015-12-31	$273,389
Employer contributions (assets) at beginning of year	2015-12-31	$281,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$708,003
Contract administrator fees	2015-12-31	$21,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2015-12-31	141567343
2014 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,237,617
Total of all expenses incurred	2014-12-31	$519,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$519,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$480,909
Value of total assets at end of year	2014-12-31	$12,761,599
Value of total assets at beginning of year	2014-12-31	$12,043,782
Total interest from all sources	2014-12-31	$147,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$216,323
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$11,531
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$16,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$717,817
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,761,599
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,043,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,197,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,607,009
Value of interest in pooled separate accounts at end of year	2014-12-31	$549,561
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$480,187
Interest earned on other investments	2014-12-31	$147,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$3,721,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$3,436,237
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$14,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$549,367
Net investment gain/loss from pooled separate accounts	2014-12-31	$59,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$264,586
Employer contributions (assets) at end of year	2014-12-31	$281,022
Employer contributions (assets) at beginning of year	2014-12-31	$503,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$505,744
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2014-12-31	141567343
2013 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,460,048
Total of all expenses incurred	2013-12-31	$1,325,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,325,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$817,965
Value of total assets at end of year	2013-12-31	$12,043,782
Value of total assets at beginning of year	2013-12-31	$10,909,415
Total interest from all sources	2013-12-31	$32,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$236,074
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$16,362
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$13,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,134,367
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,043,782
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,909,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,607,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,018,648
Value of interest in pooled separate accounts at end of year	2013-12-31	$480,187
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$449,466
Interest earned on other investments	2013-12-31	$32,178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,436,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,428,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,567,129
Net investment gain/loss from pooled separate accounts	2013-12-31	$42,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$581,891
Employer contributions (assets) at end of year	2013-12-31	$503,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,325,681
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2013-12-31	141567343
2012 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$12,409
Total income from all sources (including contributions)	2012-12-31	$1,604,070
Total of all expenses incurred	2012-12-31	$414,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$414,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$600,674
Value of total assets at end of year	2012-12-31	$10,909,415
Value of total assets at beginning of year	2012-12-31	$9,707,548
Total interest from all sources	2012-12-31	$28,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$247,379
Participant contributions at beginning of year	2012-12-31	$6,670
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$13,239
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,189,458
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,909,415
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,707,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,018,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,912,051
Value of interest in pooled separate accounts at end of year	2012-12-31	$449,466
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$344,008
Interest earned on other investments	2012-12-31	$28,448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,428,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,179,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$937,623
Net investment gain/loss from pooled separate accounts	2012-12-31	$37,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$352,798
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$265,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$414,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2012-12-31	141567343
2011 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$4,991,390
Total income from all sources (including contributions)	2011-12-31	$592,134
Total of all expenses incurred	2011-12-31	$640,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$640,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$533,311
Value of total assets at end of year	2011-12-31	$9,707,548
Value of total assets at beginning of year	2011-12-31	$4,764,364
Total interest from all sources	2011-12-31	$27,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$234,255
Participant contributions at end of year	2011-12-31	$6,670
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$8,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-48,206
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,707,548
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,764,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,912,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,178,732
Value of interest in pooled separate accounts at end of year	2011-12-31	$344,008
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$159,872
Interest earned on other investments	2011-12-31	$27,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,179,720
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,425,760
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$83,052
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-7,772
Net investment gain/loss from pooled separate accounts	2011-12-31	$38,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$291,046
Employer contributions (assets) at end of year	2011-12-31	$265,099
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$557,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARVIN AND COMPANY, PC
Accountancy firm EIN	2011-12-31	141567343
2010 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$780,182
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$229,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$229,937
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$340,283
Value of total assets at end of year	2010-12-31	$4,764,364
Value of total assets at beginning of year	2010-12-31	$4,214,119
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$49,923
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$270,823
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$69,460
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$550,245
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,764,364
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,214,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,178,732
Value of interest in pooled separate accounts at end of year	2010-12-31	$159,872
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,890,611
Interest on participant loans	2010-12-31	$0
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$49,923
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,425,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,323,508
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$38,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$370,585
Net investment gain/loss from pooled separate accounts	2010-12-31	$19,391
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$0
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$191,619
Contract administrator fees	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RODMAN & RODMAN, P.C.
Accountancy firm EIN	2010-12-31	042929802
2009 : UNITY HOUSE OF TROY, INC. 403B TDA AND DC PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0