401k Plan data: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP plan

RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 401k Plan overview

Plan Name	RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP
Plan identification number	001

RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RANDY H. PLATON, D.D.S has sponsored the creation of one or more 401k plans.

Company Name: RANDY H. PLATON, D.D.S

Employer identification number (EIN): 232593543

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 RANDALL H PLATON, TRUSTEE
001 2013-01-01 RANDALL H PLATON, TRUSTEE
001 2012-01-01 RANDALL H PLATON, TRUSTEE
001 2011-01-01 RANDALL H PLATON, TRUSTEE
001 2009-01-01 RANDALL H PLATON, TRUSTEE

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	RANDALL H PLATON, TRUSTEE
001	2013-01-01	RANDALL H PLATON, TRUSTEE
001	2012-01-01	RANDALL H PLATON, TRUSTEE
001	2011-01-01	RANDALL H PLATON, TRUSTEE
001	2009-01-01	RANDALL H PLATON, TRUSTEE

Plan Statistics for RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP

401k plan membership statisitcs for RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP

Measure Date Value
2014: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4
Number of participants with account balances 2012-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 4
Number of participants with account balances 2009-01-01 4

Measure	Date	Value
2014: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4
Number of participants with account balances	2012-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	4
Number of participants with account balances	2009-01-01	4

Financial Data on RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP

Measure	Date	Value
2014 : RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2014 401k financial data
Total income from all sources	2014-12-31	$68,207
Expenses. Total of all expenses incurred	2014-12-31	$975,463
Benefits paid (including direct rollovers)	2014-12-31	$975,463
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$907,256
Value of fidelity bond covering the plan	2014-12-31	$100,000
Other income received	2014-12-31	$68,207
Net income (gross income less expenses)	2014-12-31	$-907,256
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$907,256
2013 : RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2013 401k financial data
Total income from all sources	2013-12-31	$187,285
Expenses. Total of all expenses incurred	2013-12-31	$60,655
Benefits paid (including direct rollovers)	2013-12-31	$60,626
Total plan assets at end of year	2013-12-31	$907,256
Total plan assets at beginning of year	2013-12-31	$780,626
Value of fidelity bond covering the plan	2013-12-31	$100,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$29
Other income received	2013-12-31	$187,285
Net income (gross income less expenses)	2013-12-31	$126,630
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$907,256
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$780,626
2012 : RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2012 401k financial data
Total income from all sources	2012-12-31	$86,336
Expenses. Total of all expenses incurred	2012-12-31	$25
Total plan assets at end of year	2012-12-31	$780,626
Total plan assets at beginning of year	2012-12-31	$694,315
Value of fidelity bond covering the plan	2012-12-31	$100,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$25
Other income received	2012-12-31	$86,336
Net income (gross income less expenses)	2012-12-31	$86,311
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$780,626
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$694,315
2011 : RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2011 401k financial data
Total income from all sources	2011-12-31	$16,349
Expenses. Total of all expenses incurred	2011-12-31	$38
Total plan assets at end of year	2011-12-31	$694,315
Total plan assets at beginning of year	2011-12-31	$678,004
Value of fidelity bond covering the plan	2011-12-31	$100,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$38
Other income received	2011-12-31	$16,349
Net income (gross income less expenses)	2011-12-31	$16,311
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$694,315
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$678,004
2010 : RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2010 401k financial data
Total income from all sources	2010-12-31	$66,505
Expenses. Total of all expenses incurred	2010-12-31	$462
Benefits paid (including direct rollovers)	2010-12-31	$450
Total plan assets at end of year	2010-12-31	$678,004
Total plan assets at beginning of year	2010-12-31	$611,961
Value of fidelity bond covering the plan	2010-12-31	$100,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$12
Other income received	2010-12-31	$66,505
Net income (gross income less expenses)	2010-12-31	$66,043
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$678,004
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$611,961

Form 5500 Responses for RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP

2014: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RANDY H. PLATON, D.D.S. SAFE HARBOR 401(K) PSP 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RANDY H. PLATON, D.D.S
Employer identification number (EIN):	232593543
NAIC Classification:	621210
NAIC Description:	Offices of Dentists