401k Plan data: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN plan

FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN
Plan identification number	001

FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GATEWAY FUNDING DIVERSIFIED MORTGAGE SERVICES, L.P. has sponsored the creation of one or more 401k plans.

Company Name: GATEWAY FUNDING DIVERSIFIED MORTGAGE SERVICES, L.P.

Employer identification number (EIN): 232769131

NAIC Classification: 522292
NAIC Description: Real Estate Credit

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 BRUNO PASCERI
001 2017-01-01
001 2016-01-01 BRUNO PASCERI
001 2015-01-01
001 2015-01-01 BRUNO PASCERI
001 2014-01-01 BRUNO PASCERI
001 2013-01-01 BRUNO PASCERI
001 2012-01-01 BRUNO PASCERI
001 2011-01-01 MICHAEL F. LORD
001 2010-01-01 BRUNO PASCERI
001 2009-01-01 BRUNO PASCERI

Plan Statistics for FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN

Measure Date Value
2017: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,309
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,315
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 958
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 346
Total of all active and inactive participants 2016-01-01 1,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 1,309
Number of participants with account balances 2016-01-01 1,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 217
2015: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,814
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,893
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 127
Total of all active and inactive participants 2015-01-01 2,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2,020
Number of participants with account balances 2015-01-01 728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 617
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 499
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 182
Total of all active and inactive participants 2014-01-01 684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 685
Number of participants with account balances 2014-01-01 585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 658
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 427
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 184
Total of all active and inactive participants 2013-01-01 611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 611
Number of participants with account balances 2013-01-01 494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 726
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 410
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 248
Total of all active and inactive participants 2012-01-01 658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 658
Number of participants with account balances 2012-01-01 561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 795
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 382
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 344
Total of all active and inactive participants 2011-01-01 726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 726
Number of participants with account balances 2011-01-01 614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 769
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 437
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 358
Total of all active and inactive participants 2010-01-01 795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 795
Number of participants with account balances 2010-01-01 680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 12
2009: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 804
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 393
Number of other retired or separated participants entitled to future benefits 2009-01-01 376
Total of all active and inactive participants 2009-01-01 769
Total participants 2009-01-01 769
Number of participants with account balances 2009-01-01 655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 85

Measure	Date	Value
2017: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,309
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,315
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	958
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	346
Total of all active and inactive participants	2016-01-01	1,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	1,309
Number of participants with account balances	2016-01-01	1,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	217
2015: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,814
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,893
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	127
Total of all active and inactive participants	2015-01-01	2,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2,020
Number of participants with account balances	2015-01-01	728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	617
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	499
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	182
Total of all active and inactive participants	2014-01-01	684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	685
Number of participants with account balances	2014-01-01	585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	658
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	427
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	184
Total of all active and inactive participants	2013-01-01	611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	611
Number of participants with account balances	2013-01-01	494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	726
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	410
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	248
Total of all active and inactive participants	2012-01-01	658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	658
Number of participants with account balances	2012-01-01	561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	795
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	382
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	344
Total of all active and inactive participants	2011-01-01	726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	726
Number of participants with account balances	2011-01-01	614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	769
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	437
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	358
Total of all active and inactive participants	2010-01-01	795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	795
Number of participants with account balances	2010-01-01	680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	12
2009: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	804
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	393
Number of other retired or separated participants entitled to future benefits	2009-01-01	376
Total of all active and inactive participants	2009-01-01	769
Total participants	2009-01-01	769
Number of participants with account balances	2009-01-01	655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	85

Financial Data on FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN

Measure	Date	Value
2017 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-03-06	$22,014,447
Total income from all sources (including contributions)	2017-03-06	$360,033
Total of all expenses incurred	2017-03-06	$1,644
Value of total assets at end of year	2017-03-06	$0
Value of total assets at beginning of year	2017-03-06	$21,656,058
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-03-06	$1,644
Total interest from all sources	2017-03-06	$487
Total dividends received (eg from common stock, registered investment company shares)	2017-03-06	$64,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-03-06	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-03-06	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-03-06	$64,818
Was this plan covered by a fidelity bond	2017-03-06	Yes
Value of fidelity bond cover	2017-03-06	$500,000
If this is an individual account plan, was there a blackout period	2017-03-06	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-03-06	$0
Were there any nonexempt tranactions with any party-in-interest	2017-03-06	No
Participant contributions at end of year	2017-03-06	$0
Participant contributions at beginning of year	2017-03-06	$551,247
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-03-06	$1,647
Administrative expenses (other) incurred	2017-03-06	$1,644
Total non interest bearing cash at end of year	2017-03-06	$0
Total non interest bearing cash at beginning of year	2017-03-06	$14,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-03-06	No
Value of net income/loss	2017-03-06	$358,389
Value of net assets at end of year (total assets less liabilities)	2017-03-06	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-03-06	$21,656,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-03-06	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-03-06	No
Were any leases to which the plan was party in default or uncollectible	2017-03-06	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-03-06	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-03-06	$19,885,655
Interest on participant loans	2017-03-06	$487
Value of interest in common/collective trusts at end of year	2017-03-06	$0
Value of interest in common/collective trusts at beginning of year	2017-03-06	$1,138,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-03-06	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-03-06	$64,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-03-06	$64,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-03-06	$294,282
Net investment gain or loss from common/collective trusts	2017-03-06	$446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-03-06	No
Was there a failure to transmit to the plan any participant contributions	2017-03-06	No
Has the plan failed to provide any benefit when due under the plan	2017-03-06	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-03-06	Yes
Did the plan have assets held for investment	2017-03-06	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-03-06	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-03-06	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-03-06	Yes
Opinion of an independent qualified public accountant for this plan	2017-03-06	Disclaimer
Accountancy firm name	2017-03-06	RICHEY MAY & CO. LLP
Accountancy firm EIN	2017-03-06	710911208
2016 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$6,893,235
Total of all expenses incurred	2016-12-31	$2,746,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,617,664
Value of total corrective distributions	2016-12-31	$59,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,177,466
Value of total assets at end of year	2016-12-31	$21,656,058
Value of total assets at beginning of year	2016-12-31	$17,509,620
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$69,569
Total interest from all sources	2016-12-31	$24,341
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$383,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$383,628
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,566,299
Participant contributions at end of year	2016-12-31	$551,247
Participant contributions at beginning of year	2016-12-31	$567,127
Participant contributions at beginning of year	2016-12-31	$105,451
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$935,406
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$1,647
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$1,099
Administrative expenses (other) incurred	2016-12-31	$18,450
Total non interest bearing cash at end of year	2016-12-31	$14,878
Total non interest bearing cash at beginning of year	2016-12-31	$12,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,146,438
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,656,058
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$17,509,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$51,119
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$19,885,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$16,032,106
Interest on participant loans	2016-12-31	$24,341
Value of interest in common/collective trusts at end of year	2016-12-31	$1,138,381
Value of interest in common/collective trusts at beginning of year	2016-12-31	$765,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$64,250
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$26,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$26,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,291,547
Net investment gain or loss from common/collective trusts	2016-12-31	$16,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$675,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,617,664
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RICHEY MAY & CO. LLP
Accountancy firm EIN	2016-12-31	710911208
2015 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$484
Total income from all sources (including contributions)	2015-12-31	$2,627,946
Total of all expenses incurred	2015-12-31	$1,837,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,772,434
Value of total corrective distributions	2015-12-31	$4,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,737,354
Value of total assets at end of year	2015-12-31	$17,509,620
Value of total assets at beginning of year	2015-12-31	$16,718,880
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$60,638
Total interest from all sources	2015-12-31	$27,092
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$332,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$332,707
Administrative expenses professional fees incurred	2015-12-31	$15,735
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,219,406
Participant contributions at end of year	2015-12-31	$567,127
Participant contributions at beginning of year	2015-12-31	$602,406
Participant contributions at end of year	2015-12-31	$105,451
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$517,948
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$1,099
Administrative expenses (other) incurred	2015-12-31	$14,025
Liabilities. Value of operating payables at end of year	2015-12-31	$484
Total non interest bearing cash at end of year	2015-12-31	$12,100
Total non interest bearing cash at beginning of year	2015-12-31	$11,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$790,740
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$17,509,620
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$16,718,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$46,613
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$16,032,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$15,392,275
Interest on participant loans	2015-12-31	$27,089
Value of interest in common/collective trusts at end of year	2015-12-31	$765,197
Value of interest in common/collective trusts at beginning of year	2015-12-31	$656,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$26,540
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$56,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$56,465
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-482,713
Net investment gain or loss from common/collective trusts	2015-12-31	$13,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,772,434
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RICHEY MAY & CO. LLP
Accountancy firm EIN	2015-12-31	710911208
2014 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$28,673
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$8,008
Total income from all sources (including contributions)	2014-12-31	$2,948,258
Total of all expenses incurred	2014-12-31	$1,319,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,275,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,665,685
Value of total assets at end of year	2014-12-31	$16,718,880
Value of total assets at beginning of year	2014-12-31	$15,069,825
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$43,892
Total interest from all sources	2014-12-31	$24,913
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$325,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$325,064
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,479,691
Participant contributions at end of year	2014-12-31	$602,406
Participant contributions at beginning of year	2014-12-31	$457,524
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$173,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$8,008
Administrative expenses (other) incurred	2014-12-31	$10,846
Total non interest bearing cash at end of year	2014-12-31	$11,556
Total non interest bearing cash at beginning of year	2014-12-31	$14,612,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,628,390
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$16,718,880
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$15,061,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$33,046
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,392,275
Interest on participant loans	2014-12-31	$24,908
Value of interest in common/collective trusts at end of year	2014-12-31	$656,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$56,465
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$916,580
Net investment gain or loss from common/collective trusts	2014-12-31	$16,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$12,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,275,976
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RICHEY MAY & CO. LLP
Accountancy firm EIN	2014-12-31	710911208
2013 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$8,008
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,201
Total income from all sources (including contributions)	2013-12-31	$4,319,656
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,655,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,560,916
Expenses. Certain deemed distributions of participant loans	2013-12-31	$6,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,872,964
Value of total assets at end of year	2013-12-31	$15,069,825
Value of total assets at beginning of year	2013-12-31	$12,404,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$88,591
Total interest from all sources	2013-12-31	$23,167
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$40,650
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,717,272
Participant contributions at end of year	2013-12-31	$457,524
Participant contributions at beginning of year	2013-12-31	$396,430
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$34,715
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$155,692
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$8,008
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$6,201
Other income not declared elsewhere	2013-12-31	$2,478
Administrative expenses (other) incurred	2013-12-31	$47,941
Total non interest bearing cash at end of year	2013-12-31	$14,612,301
Total non interest bearing cash at beginning of year	2013-12-31	$30,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,663,679
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$15,061,817
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,398,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,120,247
Interest on participant loans	2013-12-31	$23,167
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$822,024
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,421,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,560,916
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RICHEY MAY & CO. LLP
Accountancy firm EIN	2013-12-31	710911208
2012 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$6,201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$6,260
Total income from all sources (including contributions)	2012-12-31	$3,356,329
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,177,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,103,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,934,089
Value of total assets at end of year	2012-12-31	$12,404,339
Value of total assets at beginning of year	2012-12-31	$10,225,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$74,220
Total interest from all sources	2012-12-31	$19,231
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$32,911
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,527,723
Participant contributions at end of year	2012-12-31	$396,430
Participant contributions at beginning of year	2012-12-31	$345,473
Participant contributions at end of year	2012-12-31	$34,715
Participant contributions at beginning of year	2012-12-31	$21,661
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$406,366
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$6,201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$6,260
Other income not declared elsewhere	2012-12-31	$348
Administrative expenses (other) incurred	2012-12-31	$41,309
Total non interest bearing cash at end of year	2012-12-31	$30,923
Total non interest bearing cash at beginning of year	2012-12-31	$28,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,178,515
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,398,138
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,219,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,120,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,028,597
Interest on participant loans	2012-12-31	$19,231
Value of interest in common/collective trusts at end of year	2012-12-31	$822,024
Value of interest in common/collective trusts at beginning of year	2012-12-31	$802,097
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,402,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,103,594
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RICHEY MAY & CO. LLP
Accountancy firm EIN	2012-12-31	710911208
2011 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$18,517
Total unrealized appreciation/depreciation of assets	2011-12-31	$18,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$6,260
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,931
Total income from all sources (including contributions)	2011-12-31	$1,280,815
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,458,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,383,531
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,503,165
Value of total assets at end of year	2011-12-31	$10,225,883
Value of total assets at beginning of year	2011-12-31	$11,402,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$73,100
Total interest from all sources	2011-12-31	$22,144
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$33,802
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,131,487
Participant contributions at end of year	2011-12-31	$345,473
Participant contributions at beginning of year	2011-12-31	$382,769
Participant contributions at end of year	2011-12-31	$21,661
Participant contributions at beginning of year	2011-12-31	$23,081
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$371,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$6,260
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,931
Other income not declared elsewhere	2011-12-31	$2,374
Administrative expenses (other) incurred	2011-12-31	$39,298
Total non interest bearing cash at end of year	2011-12-31	$28,055
Total non interest bearing cash at beginning of year	2011-12-31	$34,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,178,060
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,219,623
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,397,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,028,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,985,173
Interest on participant loans	2011-12-31	$22,144
Value of interest in common/collective trusts at end of year	2011-12-31	$802,097
Value of interest in common/collective trusts at beginning of year	2011-12-31	$976,830
Net investment gain/loss from pooled separate accounts	2011-12-31	$-265,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,383,531
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RICHEY MAY & CO. LLP
Accountancy firm EIN	2011-12-31	710911208
2010 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-18,517
Total unrealized appreciation/depreciation of assets	2010-12-31	$-18,517
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,931
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,931
Total income from all sources (including contributions)	2010-12-31	$2,539,376
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,003,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,925,307
Expenses. Certain deemed distributions of participant loans	2010-12-31	$10,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,211,940
Value of total assets at end of year	2010-12-31	$11,402,614
Value of total assets at beginning of year	2010-12-31	$10,866,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$67,916
Total interest from all sources	2010-12-31	$24,614
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$28,998
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,181,856
Participant contributions at end of year	2010-12-31	$382,769
Participant contributions at beginning of year	2010-12-31	$437,316
Participant contributions at end of year	2010-12-31	$23,081
Participant contributions at beginning of year	2010-12-31	$16,438
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$30,084
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,931
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$4,931
Other income not declared elsewhere	2010-12-31	$3,326
Administrative expenses (other) incurred	2010-12-31	$38,918
Total non interest bearing cash at end of year	2010-12-31	$34,761
Total non interest bearing cash at beginning of year	2010-12-31	$15,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$535,819
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,397,683
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$10,861,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,985,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,769,456
Interest on participant loans	2010-12-31	$24,614
Value of interest in common/collective trusts at end of year	2010-12-31	$976,830
Value of interest in common/collective trusts at beginning of year	2010-12-31	$628,464
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,318,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,925,307
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FRIEDMAN LLP
Accountancy firm EIN	2010-12-31	131610809
2009 : FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN

2017: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FINANCE OF AMERICA MORTGAGE LLC 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

105352

Policy instance

Insurance contract or identification number	105352
Number of Individuals Covered	777
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $68,438
Total amount of fees paid to insurance company	USD $8,812
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	8812
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $68,438
Insurance broker name	BAIRD INS SERVICES INC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

16985

Policy instance

Insurance contract or identification number	16985
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $41,330
Total amount of fees paid to insurance company	USD $52,971
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	52971
Additional information about fees paid to insurance broker	ADMINISTRATIVE SERVICES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $41,330
Insurance broker name	BOENNING & SCATTERGOOD, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

16985

Policy instance

Insurance contract or identification number	16985
Number of Individuals Covered	619
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $33,734
Total amount of fees paid to insurance company	USD $33,344
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $33,734
Insurance broker organization code?	3
Amount paid for insurance broker fees	33344
Additional information about fees paid to insurance broker	ADMINISTRATIVE SERVICES
Insurance broker name	PLAN ADVISORS, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

16985

Policy instance

Insurance contract or identification number	16985
Number of Individuals Covered	610
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $32,824
Total amount of fees paid to insurance company	USD $40,450
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

16985

Policy instance

Insurance contract or identification number	16985
Number of Individuals Covered	794
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $32,281
Total amount of fees paid to insurance company	USD $33,314
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	GATEWAY FUNDING DIVERSIFIED MORTGAGE SERVICES, L.P.
Employer identification number (EIN):	232769131
NAIC Classification:	522292
NAIC Description:	Real Estate Credit

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	BRUNO PASCERI
001	2017-01-01
001	2016-01-01	BRUNO PASCERI
001	2015-01-01
001	2015-01-01	BRUNO PASCERI
001	2014-01-01	BRUNO PASCERI
001	2013-01-01	BRUNO PASCERI
001	2012-01-01	BRUNO PASCERI
001	2011-01-01	MICHAEL F. LORD
001	2010-01-01	BRUNO PASCERI
001	2009-01-01	BRUNO PASCERI