401k Plan data: THE HODGES GROUP 401(K) PLAN plan

THE HODGES GROUP 401(K) PLAN 401k Plan overview

Plan Name	THE HODGES GROUP 401(K) PLAN
Plan identification number	001

THE HODGES GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE HODGES GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE HODGES GROUP, INC.

Employer identification number (EIN): 232806372

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Additional information about THE HODGES GROUP, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1998-05-27

Company Identification Number: P98000048361

Legal Registered Office Address: 12460 Woodtimber Lane

Fort Myers

33913

More information about THE HODGES GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HODGES GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ERIC HODGES DMD 2023-10-07
001 2021-01-01 ERIC HODGES DMD 2022-10-04
001 2020-01-01 ERIC HODGES DMD 2021-09-29
001 2019-01-01 ERIC HODGES DMD 2020-07-13
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	ERIC HODGES DMD	2023-10-07
001	2021-01-01	ERIC HODGES DMD	2022-10-04
001	2020-01-01	ERIC HODGES DMD	2021-09-29
001	2019-01-01	ERIC HODGES DMD	2020-07-13
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01

Plan Statistics for THE HODGES GROUP 401(K) PLAN

401k plan membership statisitcs for THE HODGES GROUP 401(K) PLAN

Measure Date Value
2022: THE HODGES GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 29
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 15
Total of all active and inactive participants 2022-01-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 44
Number of participants with account balances 2022-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: THE HODGES GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 29
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 19
Total of all active and inactive participants 2021-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 48
Number of participants with account balances 2021-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 8
2020: THE HODGES GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 29
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 11
Total of all active and inactive participants 2020-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 40
Number of participants with account balances 2020-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 5
2019: THE HODGES GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 27
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 12
Total of all active and inactive participants 2019-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 39
Number of participants with account balances 2019-01-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 9
2018: THE HODGES GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 25
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 6
Total of all active and inactive participants 2018-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 31
Number of participants with account balances 2018-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: THE HODGES GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 22
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 13
Total of all active and inactive participants 2017-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 35
Number of participants with account balances 2017-01-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 7
2016: THE HODGES GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 26
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 6
Total of all active and inactive participants 2016-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 32
Number of participants with account balances 2016-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: THE HODGES GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 22
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 6
Total of all active and inactive participants 2015-01-01 28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 28
Number of participants with account balances 2015-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2

Measure	Date	Value
2022: THE HODGES GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	29
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	15
Total of all active and inactive participants	2022-01-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	44
Number of participants with account balances	2022-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: THE HODGES GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	29
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	19
Total of all active and inactive participants	2021-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	48
Number of participants with account balances	2021-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	8
2020: THE HODGES GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	29
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	11
Total of all active and inactive participants	2020-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	40
Number of participants with account balances	2020-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	5
2019: THE HODGES GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	27
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	12
Total of all active and inactive participants	2019-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	39
Number of participants with account balances	2019-01-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	9
2018: THE HODGES GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	25
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	6
Total of all active and inactive participants	2018-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	31
Number of participants with account balances	2018-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: THE HODGES GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	22
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	13
Total of all active and inactive participants	2017-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	35
Number of participants with account balances	2017-01-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	7
2016: THE HODGES GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	26
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	6
Total of all active and inactive participants	2016-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	32
Number of participants with account balances	2016-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: THE HODGES GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	22
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	6
Total of all active and inactive participants	2015-01-01	28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	28
Number of participants with account balances	2015-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2

Financial Data on THE HODGES GROUP 401(K) PLAN

Measure	Date	Value
2022 : THE HODGES GROUP 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-533,960
Expenses. Total of all expenses incurred	2022-12-31	$157,425
Benefits paid (including direct rollovers)	2022-12-31	$156,919
Total plan assets at end of year	2022-12-31	$3,137,257
Total plan assets at beginning of year	2022-12-31	$3,828,642
Value of fidelity bond covering the plan	2022-12-31	$382,865
Other income received	2022-12-31	$-533,960
Net income (gross income less expenses)	2022-12-31	$-691,385
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$3,137,257
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$3,828,642
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$-7,601
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$506
2021 : THE HODGES GROUP 401(K) PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$758,998
Expenses. Total of all expenses incurred	2021-12-31	$165,471
Benefits paid (including direct rollovers)	2021-12-31	$160,635
Total plan assets at end of year	2021-12-31	$3,828,642
Total plan assets at beginning of year	2021-12-31	$3,235,115
Value of fidelity bond covering the plan	2021-12-31	$323,512
Total contributions received or receivable from participants	2021-12-31	$130,470
Other income received	2021-12-31	$514,411
Net income (gross income less expenses)	2021-12-31	$593,527
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$3,828,642
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$3,235,115
Assets. Value of participant loans	2021-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$-4,393
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2021-12-31	$3,113
Total contributions received or receivable from employer(s)	2021-12-31	$114,117
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$4,836
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : THE HODGES GROUP 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$528,865
Expenses. Total of all expenses incurred	2020-12-31	$163,615
Benefits paid (including direct rollovers)	2020-12-31	$158,339
Total plan assets at end of year	2020-12-31	$3,235,115
Total plan assets at beginning of year	2020-12-31	$2,869,865
Value of fidelity bond covering the plan	2020-12-31	$300,000
Total contributions received or receivable from participants	2020-12-31	$138,236
Other income received	2020-12-31	$272,653
Net income (gross income less expenses)	2020-12-31	$365,250
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,235,115
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,869,865
Assets. Value of participant loans	2020-12-31	$10,266
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$-7,086
Total contributions received or receivable from employer(s)	2020-12-31	$117,976
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$5,276
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : THE HODGES GROUP 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$657,473
Expenses. Total of all expenses incurred	2019-12-31	$14,363
Benefits paid (including direct rollovers)	2019-12-31	$9,882
Total plan assets at end of year	2019-12-31	$2,869,865
Total plan assets at beginning of year	2019-12-31	$2,226,755
Value of fidelity bond covering the plan	2019-12-31	$300,000
Total contributions received or receivable from participants	2019-12-31	$117,037
Other income received	2019-12-31	$433,013
Net income (gross income less expenses)	2019-12-31	$643,110
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,869,865
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,226,755
Assets. Value of participant loans	2019-12-31	$19,844
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$-3,091
Total contributions received or receivable from employer(s)	2019-12-31	$107,423
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$4,481
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : THE HODGES GROUP 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$75,550
Expenses. Total of all expenses incurred	2018-12-31	$29,722
Benefits paid (including direct rollovers)	2018-12-31	$24,811
Total plan assets at end of year	2018-12-31	$2,226,755
Total plan assets at beginning of year	2018-12-31	$2,180,927
Value of fidelity bond covering the plan	2018-12-31	$300,000
Total contributions received or receivable from participants	2018-12-31	$117,683
Other income received	2018-12-31	$-142,291
Net income (gross income less expenses)	2018-12-31	$45,828
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,226,755
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,180,927
Assets. Value of participant loans	2018-12-31	$18,506
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$6,299
Total contributions received or receivable from employer(s)	2018-12-31	$100,158
Value of corrective distributions	2018-12-31	$120
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$4,791
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : THE HODGES GROUP 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$504,801
Expenses. Total of all expenses incurred	2017-12-31	$113,893
Benefits paid (including direct rollovers)	2017-12-31	$113,443
Total plan assets at end of year	2017-12-31	$2,180,927
Total plan assets at beginning of year	2017-12-31	$1,790,019
Value of fidelity bond covering the plan	2017-12-31	$300,000
Total contributions received or receivable from participants	2017-12-31	$93,543
Other income received	2017-12-31	$288,097
Net income (gross income less expenses)	2017-12-31	$390,908
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,180,927
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,790,019
Assets. Value of participant loans	2017-12-31	$10,880
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$25,000
Total contributions received or receivable from employer(s)	2017-12-31	$123,161
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$450
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : THE HODGES GROUP 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$306,200
Expenses. Total of all expenses incurred	2016-12-31	$122,982
Benefits paid (including direct rollovers)	2016-12-31	$122,982
Total plan assets at end of year	2016-12-31	$1,790,019
Total plan assets at beginning of year	2016-12-31	$1,606,801
Value of fidelity bond covering the plan	2016-12-31	$180,000
Total contributions received or receivable from participants	2016-12-31	$79,011
Other income received	2016-12-31	$106,540
Net income (gross income less expenses)	2016-12-31	$183,218
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,790,019
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,606,801
Assets. Value of participant loans	2016-12-31	$796
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$25,000
Total contributions received or receivable from employer(s)	2016-12-31	$120,649
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : THE HODGES GROUP 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$952,815
Total income from all sources	2015-12-31	$159,843
Expenses. Total of all expenses incurred	2015-12-31	$166,686
Benefits paid (including direct rollovers)	2015-12-31	$166,686
Total plan assets at end of year	2015-12-31	$1,606,801
Total plan assets at beginning of year	2015-12-31	$660,829
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$87,128
Other income received	2015-12-31	$-33,669
Net income (gross income less expenses)	2015-12-31	$-6,843
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,606,801
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$660,829
Assets. Value of participant loans	2015-12-31	$1,995
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-12-31	$4,570
Total contributions received or receivable from employer(s)	2015-12-31	$106,384
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0

Form 5500 Responses for THE HODGES GROUP 401(K) PLAN

2022: THE HODGES GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE HODGES GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE HODGES GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE HODGES GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE HODGES GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE HODGES GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE HODGES GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE HODGES GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

116350

Policy instance

Insurance contract or identification number	116350
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-04-17
Total amount of commissions paid to insurance broker	USD $2,161
Total amount of fees paid to insurance company	USD $777
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,161
Insurance broker organization code?	3
Amount paid for insurance broker fees	777
Additional information about fees paid to insurance broker	ADMINISTRATIVE EXPENSES
Insurance broker name	PLAN ADVISORS, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

116350

Policy instance

Insurance contract or identification number	116350
Number of Individuals Covered	25
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $390
Total amount of fees paid to insurance company	USD $1,682
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1682
Additional information about fees paid to insurance broker	ADMINISTRATIVE EXPENSES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $390
Insurance broker name	METLIFE SECURITIES

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Company Name:	THE HODGES GROUP, INC.
Employer identification number (EIN):	232806372
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1998-05-27
Company Identification Number:	P98000048361
Legal Registered Office Address:	12460 Woodtimber Lane Fort Myers 33913