401k Plan data: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN plan

CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN
Plan identification number	003

CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CATHOLIC HEALTH EAST has sponsored the creation of one or more 401k plans.

Company Name: CATHOLIC HEALTH EAST

Employer identification number (EIN): 232929748

NAIC Classification: 623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about CATHOLIC HEALTH EAST

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3605340

More information about CATHOLIC HEALTH EAST

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2013-01-01 JEANETTE FRANCK
003 2012-01-01 JEANETTE FRANCK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2013-01-01	JEANETTE FRANCK
003	2012-01-01	JEANETTE FRANCK

Plan Statistics for CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN

401k plan membership statisitcs for CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN

Measure Date Value
2013: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 535
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,057
Number of retired or separated participants receiving benefits 2013-01-01 10
Number of other retired or separated participants entitled to future benefits 2013-01-01 149
Total of all active and inactive participants 2013-01-01 1,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,216
Number of participants with account balances 2013-01-01 1,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 28
2012: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 551
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 396
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 138
Total of all active and inactive participants 2012-01-01 534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 534
Number of participants with account balances 2012-01-01 395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2013: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	535
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,057
Number of retired or separated participants receiving benefits	2013-01-01	10
Number of other retired or separated participants entitled to future benefits	2013-01-01	149
Total of all active and inactive participants	2013-01-01	1,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,216
Number of participants with account balances	2013-01-01	1,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	28
2012: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	551
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	396
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	138
Total of all active and inactive participants	2012-01-01	534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	534
Number of participants with account balances	2012-01-01	395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN

Measure	Date	Value
2013 : CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$7,620,507
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$9,523,674
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,483,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,443,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,949,750
Value of total assets at end of year	2013-12-31	$32,282,675
Value of total assets at beginning of year	2013-12-31	$16,621,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$39,393
Total interest from all sources	2013-12-31	$101,825
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$587,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$587,945
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,092,235
Participant contributions at end of year	2013-12-31	$392,405
Participant contributions at beginning of year	2013-12-31	$219,809
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$66,502
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$433,385
Other income not declared elsewhere	2013-12-31	$-503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$8,040,664
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$32,282,675
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,621,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$27,476,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,792,102
Interest on participant loans	2013-12-31	$13,077
Interest earned on other investments	2013-12-31	$88,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$856,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$577
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,227,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,491,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,884,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,424,130
Employer contributions (assets) at end of year	2013-12-31	$263,111
Employer contributions (assets) at beginning of year	2013-12-31	$118,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,443,617
Contract administrator fees	2013-12-31	$39,393
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2013-12-31	381357951
2012 : CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,764,800
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,232,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,222,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,007,004
Value of total assets at end of year	2012-12-31	$16,621,504
Value of total assets at beginning of year	2012-12-31	$14,089,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,605
Total interest from all sources	2012-12-31	$49,394
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$292,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$292,085
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,177,984
Participant contributions at end of year	2012-12-31	$219,809
Participant contributions at beginning of year	2012-12-31	$222,765
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$29,655
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$282,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,532,165
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,621,504
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$14,089,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,792,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,296,435
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$127,682
Interest on participant loans	2012-12-31	$8,859
Interest earned on other investments	2012-12-31	$40,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,491,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,401,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,405,970
Net investment gain/loss from pooled separate accounts	2012-12-31	$10,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$546,730
Employer contributions (assets) at end of year	2012-12-31	$118,190
Employer contributions (assets) at beginning of year	2012-12-31	$11,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,222,030
Contract administrator fees	2012-12-31	$10,605
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LESTER HALPERN & COMPANY
Accountancy firm EIN	2012-12-31	042653334

Form 5500 Responses for CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN

2013: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CATHOLIC HEALTH EAST 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CATHOLIC HEALTH EAST
Employer identification number (EIN):	232929748
NAIC Classification:	623000
NAIC Description:	Nursing and Residential Care Facilities

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3605340