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KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 401k Plan overview

Plan NameKENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN
Plan identification number 001

KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KENTUCKY ASSOCIATION OF MASTER CONTRACTORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:KENTUCKY ASSOCIATION OF MASTER CONTRACTORS, INC.
Employer identification number (EIN):237042754
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01RON FAULKNER
0012021-01-01LYNN FAULKNER2022-10-11
0012020-01-01LYNN FAULKNER2021-10-15
0012019-01-01LYNN FAULKNER2020-10-15
0012018-01-01LYNN FAULKNER2020-05-27
0012017-01-01LYNN FAULKNER2020-05-27
0012016-01-01LYNN FAULKNER2020-05-27
0012015-01-01LYNN FAULKNER2020-05-18
0012014-01-01LYNN FAULKNER2020-05-18
0012013-01-01LYNN FAULKNER2014-08-27
0012012-01-01LYNN FAULKNER2013-10-07

Financial Data on KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN

Measure Date Value
2025 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-09-15-1321407
Total expenses incurred by plan in this plan year2025-09-152805
Net assets as of the end of the plan year2025-09-150
Total assets as of the beginning of the plan year2025-09-151280292
Value of plan covered by a fidelity bond2025-09-15500000
Participant contributions to plan in this plan year2025-09-15983
Other income to plan in this plan year2025-09-1542467
Plan net income in this plan year2025-09-1541115
Net assets as of the end of the plan year2025-09-150
Net assets as of the beginning of the plan year2025-09-151280292
Employer contributions to plan in this plan year2025-09-15470
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-152805
2022 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$23,898
Total income from all sources (including contributions)2022-12-31$-837,717
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$8,583,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,527,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$342,106
Value of total assets at end of year2022-12-31$1,280,292
Value of total assets at beginning of year2022-12-31$10,725,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$56,004
Total interest from all sources2022-12-31$134,311
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$244,815
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$10,860
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$9,041
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$8,056,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$23,898
Other income not declared elsewhere2022-12-31$2,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,421,666
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,280,292
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,701,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,280,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$10,091,866
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$165,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$165,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$134,311
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$404,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,316,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$88,250
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$53,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$470,997
Contract administrator fees2022-12-31$56,004
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31BESTEN & DIERUF, PLLC
Accountancy firm EIN2022-12-31453048812
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$23,898
Total income from all sources (including contributions)2022-01-01$-837,717
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$8,583,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$8,527,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$342,106
Value of total assets at end of year2022-01-01$1,280,292
Value of total assets at beginning of year2022-01-01$10,725,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$56,004
Total interest from all sources2022-01-01$134,311
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$244,815
Participant contributions at end of year2022-01-01$0
Participant contributions at beginning of year2022-01-01$0
Participant contributions at end of year2022-01-01$0
Participant contributions at beginning of year2022-01-01$10,860
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$9,041
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$8,056,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-01-01$23,898
Other income not declared elsewhere2022-01-01$2,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-9,421,666
Value of net assets at end of year (total assets less liabilities)2022-01-01$1,280,292
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$10,701,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$1,280,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$10,091,866
Value of interest in pooled separate accounts at end of year2022-01-01$0
Value of interest in pooled separate accounts at beginning of year2022-01-01$0
Value of interest in common/collective trusts at end of year2022-01-01$0
Value of interest in common/collective trusts at beginning of year2022-01-01$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$134,311
Assets. Value of investments in 103.12 investment entities at end of year2022-01-01$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$404,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-1,316,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$88,250
Employer contributions (assets) at end of year2022-01-01$0
Employer contributions (assets) at beginning of year2022-01-01$53,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$470,997
Contract administrator fees2022-01-01$56,004
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-013
Accountancy firm name2022-01-01BESTEN & DIERUF, PLLC
Accountancy firm EIN2022-01-01453048812
2021 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$23,898
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$27,938
Total income from all sources (including contributions)2021-12-31$2,071,419
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$511,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$443,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$945,070
Value of total assets at end of year2021-12-31$10,725,856
Value of total assets at beginning of year2021-12-31$9,170,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$68,764
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$839,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$839,970
Administrative expenses professional fees incurred2021-12-31$68,764
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$639,428
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Participant contributions at end of year2021-12-31$10,860
Participant contributions at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$23,898
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$27,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,559,433
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,701,958
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,142,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,091,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,624,069
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$165,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$129,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$129,382
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$404,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$360,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$286,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$305,642
Employer contributions (assets) at end of year2021-12-31$53,358
Employer contributions (assets) at beginning of year2021-12-31$56,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$443,222
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31BESTEN & DIERUF, PLLC
Accountancy firm EIN2021-12-31453048812
2020 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$27,938
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,628
Total income from all sources (including contributions)2020-12-31$1,910,666
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$919,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$809,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$896,908
Value of total assets at end of year2020-12-31$9,170,463
Value of total assets at beginning of year2020-12-31$8,156,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$110,371
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$392,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$392,138
Administrative expenses professional fees incurred2020-12-31$110,371
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$589,955
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$27,938
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$4,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$990,760
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,142,525
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,151,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,624,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,091,921
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$129,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$360,382
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$621,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$306,953
Employer contributions (assets) at end of year2020-12-31$56,630
Employer contributions (assets) at beginning of year2020-12-31$64,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$809,535
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BESTEN & DIERUF, PLLC
Accountancy firm EIN2020-12-31453048812
2019 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,628
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,628
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,251,480
Total income from all sources (including contributions)2019-12-31$2,251,480
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$761,175
Total of all expenses incurred2019-12-31$761,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$674,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$674,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$965,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$965,328
Value of total assets at end of year2019-12-31$8,156,393
Value of total assets at end of year2019-12-31$8,156,393
Value of total assets at beginning of year2019-12-31$6,661,460
Value of total assets at beginning of year2019-12-31$6,661,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$86,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$86,603
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$570,041
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$570,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$570,041
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$570,041
Administrative expenses professional fees incurred2019-12-31$86,603
Administrative expenses professional fees incurred2019-12-31$86,603
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$566,495
Contributions received from participants2019-12-31$566,495
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$35,369
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$35,369
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,490,305
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,151,765
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,151,765
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,661,460
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,661,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,091,921
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,091,921
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,661,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,661,460
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$716,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$716,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$363,464
Contributions received in cash from employer2019-12-31$363,464
Employer contributions (assets) at end of year2019-12-31$64,472
Employer contributions (assets) at end of year2019-12-31$64,472
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$674,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$674,572
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BESTEN & DIERUF, PLLC
Accountancy firm name2019-12-31BESTEN & DIERUF, PLLC
Accountancy firm EIN2019-12-31453048812
Accountancy firm EIN2019-12-31453048812
2018 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$397,447
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$267,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$267,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$850,260
Value of total assets at end of year2018-12-31$6,704,443
Value of total assets at beginning of year2018-12-31$6,574,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$286
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$553,299
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$13,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$129,914
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,704,443
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,574,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,367,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,574,529
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$337,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-452,813
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$283,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$267,247
Contract administrator fees2018-12-31$286
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
2017 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,639,776
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$365,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$361,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$908,366
Value of total assets at end of year2017-12-31$6,574,529
Value of total assets at beginning of year2017-12-31$5,300,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,983
Total interest from all sources2017-12-31$1
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$552,858
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$45
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$43,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,273,954
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,574,529
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,300,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$6,574,529
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,300,530
Interest on participant loans2017-12-31$1
Net investment gain/loss from pooled separate accounts2017-12-31$731,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$312,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$361,839
Contract administrator fees2017-12-31$3,983
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
2016 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,080,642
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$318,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$299,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$927,785
Value of total assets at end of year2016-12-31$5,300,575
Value of total assets at beginning of year2016-12-31$4,538,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,586
Total interest from all sources2016-12-31$937
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$418,532
Participant contributions at end of year2016-12-31$45
Participant contributions at beginning of year2016-12-31$1,517
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$227,749
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$7,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$761,669
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,300,575
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,538,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,300,530
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,537,389
Interest on participant loans2016-12-31$21
Interest earned on other investments2016-12-31$916
Net investment gain/loss from pooled separate accounts2016-12-31$151,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$281,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$291,865
Contract administrator fees2016-12-31$19,586
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
2015 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$589,364
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$221,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$178,948
Value of total corrective distributions2015-12-31$2,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$649,014
Value of total assets at end of year2015-12-31$4,550,800
Value of total assets at beginning of year2015-12-31$4,182,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$39,956
Total interest from all sources2015-12-31$151
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$431,088
Participant contributions at end of year2015-12-31$2,346
Participant contributions at beginning of year2015-12-31$4,595
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18
Other income not declared elsewhere2015-12-31$10,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$368,270
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,550,800
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,182,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,245,835
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,886,381
Interest on participant loans2015-12-31$151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$302,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$291,554
Net investment gain/loss from pooled separate accounts2015-12-31$-70,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$217,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$178,948
Contract administrator fees2015-12-31$39,956
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
2014 : KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$673,989
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$242,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$204,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$473,998
Value of total assets at end of year2014-12-31$4,182,530
Value of total assets at beginning of year2014-12-31$3,751,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$38,691
Total interest from all sources2014-12-31$254
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$327,013
Participant contributions at end of year2014-12-31$4,595
Participant contributions at beginning of year2014-12-31$7,430
Other income not declared elsewhere2014-12-31$157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$431,080
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,182,530
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,751,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,886,381
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,744,020
Interest on participant loans2014-12-31$254
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$291,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$146,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$204,218
Contract administrator fees2014-12-31$38,691
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No

Form 5500 Responses for KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN

2022: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KENTUCKY ASSOCIATION OF PLUMBING-HE ATING-COOLING CONTRACTORS, INC. 401 (K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-02
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-18
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-02
Policy instance 11
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-14
Policy instance 12
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-16
Policy instance 14
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-05
Policy instance 13
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-18
Policy instance 15
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932295
Policy instance 16
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-13
Policy instance 10
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-12
Policy instance 9
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-11
Policy instance 8
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-03
Policy instance 2
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-01
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-04
Policy instance 3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-06
Policy instance 4
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-08
Policy instance 5
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-09
Policy instance 6
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-10
Policy instance 7
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-12
Policy instance 10
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-13
Policy instance 11
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-14
Policy instance 13
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-02
Policy instance 12
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-05
Policy instance 14
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-16
Policy instance 15
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-11
Policy instance 9
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-10
Policy instance 8
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-01
Policy instance 2
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932295
Policy instance 1
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-03
Policy instance 3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-04
Policy instance 4
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-06
Policy instance 5
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-09
Policy instance 7
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375223-08
Policy instance 6
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932295
Policy instance 1
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932295
Policy instance 1

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