401k Plan data: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN plan

NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 401k Plan overview

Plan Name	NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN
Plan identification number	501

NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Dental

401k Sponsoring company profile

NATIONAL UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL UNIVERSITY

Employer identification number (EIN): 237172306

NAIC Classification: 611000

Additional information about NATIONAL UNIVERSITY

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0639529

More information about NATIONAL UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
501 2017-01-01 DAVE LAWRENCE
501 2016-01-01 DAVE LAWRENCE
501 2015-01-01 RANDY FRISCH
501 2014-01-01 RANDY FRISCH
501 2013-01-01 RANDY FRISCH
501 2012-01-01 RANDY FRISCH
501 2011-01-01 RICHARD CARTER

Plan id#	Filing Submission Date	Name of Administrator
501	2017-01-01	DAVE LAWRENCE
501	2016-01-01	DAVE LAWRENCE
501	2015-01-01	RANDY FRISCH
501	2014-01-01	RANDY FRISCH
501	2013-01-01	RANDY FRISCH
501	2012-01-01	RANDY FRISCH
501	2011-01-01	RICHARD CARTER

Plan Statistics for NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN

401k plan membership statisitcs for NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN

Measure Date Value
2017: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 915
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
2016: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 867
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 753
Number of retired or separated participants receiving benefits 2016-01-01 162
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 915
2015: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 841
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 713
Number of retired or separated participants receiving benefits 2015-01-01 154
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 867
2014: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,243
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 687
Number of retired or separated participants receiving benefits 2014-01-01 154
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 841
2013: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,219
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,113
Number of retired or separated participants receiving benefits 2013-01-01 130
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 1,243
2012: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,096
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,207
Number of retired or separated participants receiving benefits 2012-01-01 12
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 1,219
2011: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 596
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 596
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 596
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2017: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	915
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
2016: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	867
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	753
Number of retired or separated participants receiving benefits	2016-01-01	162
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	915
2015: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	841
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	713
Number of retired or separated participants receiving benefits	2015-01-01	154
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	867
2014: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,243
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	687
Number of retired or separated participants receiving benefits	2014-01-01	154
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	841
2013: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,219
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,113
Number of retired or separated participants receiving benefits	2013-01-01	130
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	1,243
2012: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,096
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,207
Number of retired or separated participants receiving benefits	2012-01-01	12
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	1,219
2011: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	596
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	596
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	596
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN

Measure	Date	Value
2017 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-10-04	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-04	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-04	$0
Total income from all sources (including contributions)	2017-10-04	$261,776
Total loss/gain on sale of assets	2017-10-04	$0
Total of all expenses incurred	2017-10-04	$1,167,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-04	$1,158,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-04	$145,902
Value of total assets at end of year	2017-10-04	$0
Value of total assets at beginning of year	2017-10-04	$905,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-04	$8,886
Total interest from all sources	2017-10-04	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-10-04	$307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-04	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-10-04	$968,540
Total dividends received from registered investment company shares (eg mutual funds)	2017-10-04	$307
Was this plan covered by a fidelity bond	2017-10-04	Yes
Value of fidelity bond cover	2017-10-04	$500,000
Were there any nonexempt tranactions with any party-in-interest	2017-10-04	No
Contributions received from participants	2017-10-04	$4,202
Participant contributions at end of year	2017-10-04	$0
Participant contributions at beginning of year	2017-10-04	$85
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-10-04	$1,142,586
Administrative expenses (other) incurred	2017-10-04	$8,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-04	No
Value of net income/loss	2017-10-04	$-905,465
Value of net assets at end of year (total assets less liabilities)	2017-10-04	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-10-04	$905,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-04	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-04	No
Were any leases to which the plan was party in default or uncollectible	2017-10-04	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-10-04	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-10-04	$896,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-10-04	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-10-04	$9,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-10-04	$9,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-10-04	$115,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-04	No
Was there a failure to transmit to the plan any participant contributions	2017-10-04	No
Has the plan failed to provide any benefit when due under the plan	2017-10-04	No
Contributions received in cash from employer	2017-10-04	$141,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-04	$15,769
Did the plan have assets held for investment	2017-10-04	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-04	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-04	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-04	Yes
Opinion of an independent qualified public accountant for this plan	2017-10-04	Disclaimer
Accountancy firm name	2017-10-04	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2017-10-04	475324570
2016 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$264,983
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$29,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$9,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$212,604
Value of total assets at end of year	2016-12-31	$905,465
Value of total assets at beginning of year	2016-12-31	$670,124
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$20,077
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$40,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$40,723
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,253
Participant contributions at end of year	2016-12-31	$85
Participant contributions at beginning of year	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$20,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$235,341
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$905,465
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$670,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$896,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$662,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$9,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$6,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$6,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$11,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$209,351
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$1,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$9,565
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2016-12-31	475324570
2015 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$198,310
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$28,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$200,755
Value of total assets at end of year	2015-12-31	$670,124
Value of total assets at beginning of year	2015-12-31	$499,865
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$21,324
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$38,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$38,973
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$7,500,000
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,480
Administrative expenses (other) incurred	2015-12-31	$21,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$170,259
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$670,124
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$499,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$662,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$495,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$6,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,311
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-41,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$197,275
Employer contributions (assets) at end of year	2015-12-31	$1,075
Employer contributions (assets) at beginning of year	2015-12-31	$1,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,727
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2015-12-31	475324570
2014 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$184,122
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$23,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$165,636
Value of total assets at end of year	2014-12-31	$499,865
Value of total assets at beginning of year	2014-12-31	$339,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,118
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$27,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$27,579
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,982
Administrative expenses (other) incurred	2014-12-31	$19,118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$160,315
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$499,865
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$339,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$495,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$338,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,311
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,453
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-9,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$161,654
Employer contributions (assets) at end of year	2014-12-31	$1,913
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,689
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN	2014-12-31	161016457
2013 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$171,210
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$12,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$137,359
Value of total assets at end of year	2013-12-31	$339,550
Value of total assets at beginning of year	2013-12-31	$181,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,926
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$16,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$16,518
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,920
Administrative expenses (other) incurred	2013-12-31	$11,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$158,255
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$339,550
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$181,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$338,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$154,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,453
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$583
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$583
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$17,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$133,439
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$25,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,029
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN	2013-12-31	161016457
2012 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$117,428
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$175
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$106,523
Value of total assets at end of year	2012-12-31	$181,295
Value of total assets at beginning of year	2012-12-31	$64,743
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$701
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$5,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$5,625
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,720
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$116,552
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$181,295
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$64,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$154,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$46,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$583
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$102,803
Employer contributions (assets) at end of year	2012-12-31	$25,836
Employer contributions (assets) at beginning of year	2012-12-31	$17,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$175
Contract administrator fees	2012-12-31	$701
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN	2012-12-31	161016457
2011 : NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$75,683
Total of all expenses incurred	2011-12-31	$10,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$76,770
Value of total assets at end of year	2011-12-31	$64,743
Value of total assets at beginning of year	2011-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$10,940
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,429
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,640
Participant contributions at end of year	2011-12-31	$105
Participant contributions at beginning of year	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$10,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$64,743
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$64,743
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$46,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$73,130
Employer contributions (assets) at end of year	2011-12-31	$17,700
Employer contributions (assets) at beginning of year	2011-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	INSERO & COMPANY CPAS, P.C.
Accountancy firm EIN	2011-12-31	161016457

Form 5500 Responses for NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN

2017: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NATIONAL UNIVERSITY SYSTEM RETIREE HEALTH PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	First time form 5500 has been submitted	Yes
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NATIONAL UNIVERSITY
Employer identification number (EIN):	237172306
NAIC Classification:	611000

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0639529