401k Plan data: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN plan

CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 401k Plan overview

Plan Name	CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN
Plan identification number	001

CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

CANCER PREVENTION INSTITUTE OF CALIFORNIA has sponsored the creation of one or more 401k plans.

Company Name: CANCER PREVENTION INSTITUTE OF CALIFORNIA

Employer identification number (EIN): 237427232

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about CANCER PREVENTION INSTITUTE OF CALIFORNIA

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0725634

More information about CANCER PREVENTION INSTITUTE OF CALIFORNIA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 MATTHEW OGRADY
001 2017-01-01 MATTHEW OGRADY MATTHEW OGRADY 2018-10-10
001 2016-01-01 MATTHEW OGRADY
001 2015-01-01 REED GOERTLER REED GOERTLER 2016-10-17
001 2014-01-01 REED GOERTLER REED GOERTLER 2015-10-08
001 2013-01-01
001 2012-01-01 KURT EGGIMANN
001 2011-01-01 KURT EGGIMANN
001 2009-01-01 DEBI COOPER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	MATTHEW OGRADY
001	2017-01-01	MATTHEW OGRADY	MATTHEW OGRADY	2018-10-10
001	2016-01-01	MATTHEW OGRADY
001	2015-01-01	REED GOERTLER	REED GOERTLER	2016-10-17
001	2014-01-01	REED GOERTLER	REED GOERTLER	2015-10-08
001	2013-01-01
001	2012-01-01	KURT EGGIMANN
001	2011-01-01	KURT EGGIMANN
001	2009-01-01	DEBI COOPER

Plan Statistics for CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN

401k plan membership statisitcs for CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN

Measure Date Value
2018: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 207
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 438
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 68
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 333
Total of all active and inactive participants 2017-01-01 401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 3
Total participants 2017-01-01 404
Number of participants with account balances 2017-01-01 401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 83
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 353
Total of all active and inactive participants 2016-01-01 436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 5
Total participants 2016-01-01 441
Number of participants with account balances 2016-01-01 438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 448
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 84
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 355
Total of all active and inactive participants 2015-01-01 439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 2
Total participants 2015-01-01 441
Number of participants with account balances 2015-01-01 441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 98
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 348
Total of all active and inactive participants 2014-01-01 446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 448
Number of participants with account balances 2014-01-01 446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 521
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 128
Number of other retired or separated participants entitled to future benefits 2013-01-01 331
Total of all active and inactive participants 2013-01-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 461
Number of participants with account balances 2013-01-01 457
2012: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 523
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 447
Number of other retired or separated participants entitled to future benefits 2012-01-01 74
Total of all active and inactive participants 2012-01-01 521
Total participants 2012-01-01 521
Number of participants with account balances 2012-01-01 466
2011: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 476
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 459
Number of other retired or separated participants entitled to future benefits 2011-01-01 63
Total of all active and inactive participants 2011-01-01 522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 523
Number of participants with account balances 2011-01-01 470
2009: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 409
Number of other retired or separated participants entitled to future benefits 2009-01-01 52
Total of all active and inactive participants 2009-01-01 461
Total participants 2009-01-01 461
Number of participants with account balances 2009-01-01 441

Measure	Date	Value
2018: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	207
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	438
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	68
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	333
Total of all active and inactive participants	2017-01-01	401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	404
Number of participants with account balances	2017-01-01	401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	83
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	353
Total of all active and inactive participants	2016-01-01	436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	5
Total participants	2016-01-01	441
Number of participants with account balances	2016-01-01	438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	448
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	84
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	355
Total of all active and inactive participants	2015-01-01	439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	2
Total participants	2015-01-01	441
Number of participants with account balances	2015-01-01	441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	98
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	348
Total of all active and inactive participants	2014-01-01	446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	448
Number of participants with account balances	2014-01-01	446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	521
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	128
Number of other retired or separated participants entitled to future benefits	2013-01-01	331
Total of all active and inactive participants	2013-01-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	461
Number of participants with account balances	2013-01-01	457
2012: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	523
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	447
Number of other retired or separated participants entitled to future benefits	2012-01-01	74
Total of all active and inactive participants	2012-01-01	521
Total participants	2012-01-01	521
Number of participants with account balances	2012-01-01	466
2011: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	476
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	459
Number of other retired or separated participants entitled to future benefits	2011-01-01	63
Total of all active and inactive participants	2011-01-01	522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	523
Number of participants with account balances	2011-01-01	470
2009: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	409
Number of other retired or separated participants entitled to future benefits	2009-01-01	52
Total of all active and inactive participants	2009-01-01	461
Total participants	2009-01-01	461
Number of participants with account balances	2009-01-01	441

Financial Data on CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN

Measure	Date	Value
2018 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$798,111
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$32,579,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$32,577,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$306,428
Value of total assets at end of year	2018-06-30	$0
Value of total assets at beginning of year	2018-06-30	$31,781,620
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$2,216
Total interest from all sources	2018-06-30	$179,585
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$22,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-06-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-06-30	$22,262
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$500,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Contributions received from participants	2018-06-30	$186,500
Participant contributions at end of year	2018-06-30	$0
Participant contributions at beginning of year	2018-06-30	$17,003
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-06-30	$28,452,290
Administrative expenses (other) incurred	2018-06-30	$2,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$-31,781,620
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$31,781,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$22,083,951
Value of interest in pooled separate accounts at end of year	2018-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2018-06-30	$37,476
Interest earned on other investments	2018-06-30	$179,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-06-30	$9,568,307
Expenses. Payments to insurance carriers foe the provision of benefits	2018-06-30	$76,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$288,894
Net investment gain/loss from pooled separate accounts	2018-06-30	$942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	No
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$119,928
Employer contributions (assets) at end of year	2018-06-30	$0
Employer contributions (assets) at beginning of year	2018-06-30	$74,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$4,048,976
Did the plan have assets held for investment	2018-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	HOOD & STRONG, LLP
Accountancy firm EIN	2018-06-30	941254756
2017 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,722,652
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,709,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,701,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$801,795
Value of total assets at end of year	2017-12-31	$31,781,620
Value of total assets at beginning of year	2017-12-31	$28,768,429
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,378
Total interest from all sources	2017-12-31	$359,784
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$114,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$114,296
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$444,669
Participant contributions at end of year	2017-12-31	$17,003
Participant contributions at beginning of year	2017-12-31	$21,618
Other income not declared elsewhere	2017-12-31	$896
Administrative expenses (other) incurred	2017-12-31	$8,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,013,191
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$31,781,620
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$28,768,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$22,083,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$19,046,898
Value of interest in pooled separate accounts at end of year	2017-12-31	$37,476
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$39,412
Interest earned on other investments	2017-12-31	$359,784
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$9,568,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$9,559,145
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$51,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,444,257
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$357,126
Employer contributions (assets) at end of year	2017-12-31	$74,883
Employer contributions (assets) at beginning of year	2017-12-31	$101,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,649,669
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOOD & STRONG, LLP
Accountancy firm EIN	2017-12-31	941254756
2016 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,733,111
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,267,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,259,029
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,016,669
Value of total assets at end of year	2016-12-31	$28,768,429
Value of total assets at beginning of year	2016-12-31	$28,302,918
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,641
Total interest from all sources	2016-12-31	$383,585
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$81,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$81,754
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$589,025
Participant contributions at end of year	2016-12-31	$21,618
Participant contributions at beginning of year	2016-12-31	$24,772
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,277
Administrative expenses (other) incurred	2016-12-31	$6,641
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$465,511
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$28,768,429
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$28,302,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$19,046,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$19,216,193
Value of interest in pooled separate accounts at end of year	2016-12-31	$39,412
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$43,234
Interest earned on other investments	2016-12-31	$383,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$9,559,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$8,913,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,249,156
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$426,367
Employer contributions (assets) at end of year	2016-12-31	$101,356
Employer contributions (assets) at beginning of year	2016-12-31	$105,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,259,029
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOOD & STRONG, LLP
Accountancy firm EIN	2016-12-31	941254756
2015 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,431,863
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,596,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,523,013
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,845
Value of total corrective distributions	2015-12-31	$67,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,148,351
Value of total assets at end of year	2015-12-31	$28,302,918
Value of total assets at beginning of year	2015-12-31	$29,467,515
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,472
Total interest from all sources	2015-12-31	$349,706
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$62,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$62,799
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$668,110
Participant contributions at end of year	2015-12-31	$24,772
Participant contributions at beginning of year	2015-12-31	$30,515
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$14,955
Administrative expenses (other) incurred	2015-12-31	$4,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,164,597
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$28,302,918
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$29,467,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$19,216,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,071,064
Value of interest in pooled separate accounts at end of year	2015-12-31	$43,234
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$39,971
Interest earned on other investments	2015-12-31	$349,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$8,913,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$9,303,756
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$465,202
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-132,256
Net investment gain/loss from pooled separate accounts	2015-12-31	$3,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$465,286
Employer contributions (assets) at end of year	2015-12-31	$105,499
Employer contributions (assets) at beginning of year	2015-12-31	$22,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,057,811
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOOD & STRONG, LLP
Accountancy firm EIN	2015-12-31	941254756
2014 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,006,005
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,057,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,055,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,352,479
Value of total assets at end of year	2014-12-31	$29,467,515
Value of total assets at beginning of year	2014-12-31	$28,518,560
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,918
Total interest from all sources	2014-12-31	$365,363
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$36,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$36,710
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$719,772
Participant contributions at end of year	2014-12-31	$30,515
Participant contributions at beginning of year	2014-12-31	$29,027
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$53,419
Administrative expenses (other) incurred	2014-12-31	$1,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$948,955
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$29,467,515
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$28,518,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,071,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$19,446,808
Value of interest in pooled separate accounts at end of year	2014-12-31	$39,971
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$36,722
Interest earned on other investments	2014-12-31	$365,363
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$9,303,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$8,979,205
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$49,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,247,085
Net investment gain/loss from pooled separate accounts	2014-12-31	$4,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$579,288
Employer contributions (assets) at end of year	2014-12-31	$22,209
Employer contributions (assets) at beginning of year	2014-12-31	$26,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,005,988
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOOD & STRONG, LLP
Accountancy firm EIN	2014-12-31	941254756
2013 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$5,367,422
Total of all expenses incurred	2013-12-31	$1,270,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,270,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,525,877
Value of total assets at end of year	2013-12-31	$28,518,560
Value of total assets at beginning of year	2013-12-31	$24,421,399
Total interest from all sources	2013-12-31	$344,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$755,941
Participant contributions at end of year	2013-12-31	$29,027
Participant contributions at beginning of year	2013-12-31	$33,733
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$136,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,097,161
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$28,518,560
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,421,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$19,446,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$15,379,820
Value of interest in pooled separate accounts at end of year	2013-12-31	$36,722
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$50,605
Interest earned on other investments	2013-12-31	$344,948
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$8,979,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$8,905,787
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$47,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,492,720
Net investment gain/loss from pooled separate accounts	2013-12-31	$3,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$632,939
Employer contributions (assets) at end of year	2013-12-31	$26,798
Employer contributions (assets) at beginning of year	2013-12-31	$51,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,222,559
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOOD & STRONG LLP
Accountancy firm EIN	2013-12-31	941254756
2012 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$48
Total income from all sources (including contributions)	2012-12-31	$3,713,007
Total of all expenses incurred	2012-12-31	$1,224,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,224,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,463,881
Value of total assets at end of year	2012-12-31	$24,421,399
Value of total assets at beginning of year	2012-12-31	$21,933,112
Total interest from all sources	2012-12-31	$339,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$741,551
Participant contributions at end of year	2012-12-31	$33,733
Participant contributions at beginning of year	2012-12-31	$59,038
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$111,427
Liabilities. Value of operating payables at beginning of year	2012-12-31	$48
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,488,335
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,421,399
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$21,933,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$15,379,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$12,992,273
Value of interest in pooled separate accounts at end of year	2012-12-31	$50,605
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$33,753
Interest earned on other investments	2012-12-31	$339,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$8,905,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$8,800,473
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,905,461
Net investment gain/loss from pooled separate accounts	2012-12-31	$3,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$610,903
Employer contributions (assets) at end of year	2012-12-31	$51,454
Employer contributions (assets) at beginning of year	2012-12-31	$47,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,224,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOOD & STRONG LLP
Accountancy firm EIN	2012-12-31	941254756
2011 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$8,601,854
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$48
Total income from all sources (including contributions)	2011-12-31	$1,481,513
Total of all expenses incurred	2011-12-31	$1,232,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,232,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,437,104
Value of total assets at end of year	2011-12-31	$21,933,112
Value of total assets at beginning of year	2011-12-31	$13,082,435
Total interest from all sources	2011-12-31	$334,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$646,855
Participant contributions at end of year	2011-12-31	$59,038
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$226,088
Liabilities. Value of operating payables at end of year	2011-12-31	$48
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$248,775
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$21,933,064
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$13,082,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$12,992,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,176,497
Value of interest in pooled separate accounts at end of year	2011-12-31	$33,753
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$11,051
Interest earned on other investments	2011-12-31	$334,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$8,800,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,843,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-290,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$564,161
Employer contributions (assets) at end of year	2011-12-31	$47,575
Employer contributions (assets) at beginning of year	2011-12-31	$51,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,232,738
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HOOD & STRONG, LLP
Accountancy firm EIN	2011-12-31	941254756
2010 : CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,649,086
Total of all expenses incurred	2010-12-31	$342,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$342,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$571,087
Value of total assets at end of year	2010-12-31	$13,082,435
Value of total assets at beginning of year	2010-12-31	$11,788,812
Total interest from all sources	2010-12-31	$42,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$13,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,306,779
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$13,082,435
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,788,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,176,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,128,013
Value of interest in pooled separate accounts at end of year	2010-12-31	$11,051
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$5,859
Interest earned on other investments	2010-12-31	$42,871
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,843,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,610,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,034,062
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$557,931
Employer contributions (assets) at end of year	2010-12-31	$51,005
Employer contributions (assets) at beginning of year	2010-12-31	$44,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$342,307
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HOOD & STRONG, LLP
Accountancy firm EIN	2010-12-31	941254756

Form 5500 Responses for CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN

2018: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: CANCER PREVENTION INSTITUTE OF CALIFORNIA 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500540

Policy instance

Insurance contract or identification number	500540
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500540

Policy instance

Insurance contract or identification number	500540
Number of Individuals Covered	387
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500540

Policy instance

Insurance contract or identification number	500540
Number of Individuals Covered	429
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500540

Policy instance

Insurance contract or identification number	500540
Number of Individuals Covered	441
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334645

Policy instance

Insurance contract or identification number	334645
Number of Individuals Covered	459
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334645

Policy instance

Insurance contract or identification number	334645
Number of Individuals Covered	468
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334645

Policy instance

Insurance contract or identification number	334645
Number of Individuals Covered	471
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334645

Policy instance

Insurance contract or identification number	334645
Number of Individuals Covered	451
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CANCER PREVENTION INSTITUTE OF CALIFORNIA
Employer identification number (EIN):	237427232
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0725634