UNIVERSITY OF SCRANTON has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN
| Measure | Date | Value |
|---|
| 2023 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-06-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-06-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-06-01 | $0 |
| Total income from all sources (including contributions) | 2023-06-01 | $16,947,749 |
| Total loss/gain on sale of assets | 2023-06-01 | $0 |
| Total of all expenses incurred | 2023-06-01 | $4,949,439 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-06-01 | $4,854,169 |
| Expenses. Certain deemed distributions of participant loans | 2023-06-01 | $32,145 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-06-01 | $4,060,618 |
| Value of total assets at end of year | 2023-06-01 | $99,119,635 |
| Value of total assets at beginning of year | 2023-06-01 | $87,121,325 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-06-01 | $63,125 |
| Total interest from all sources | 2023-06-01 | $1,366,053 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-06-01 | $362,778 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-06-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-06-01 | $362,778 |
| Was this plan covered by a fidelity bond | 2023-06-01 | Yes |
| Value of fidelity bond cover | 2023-06-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-06-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-06-01 | No |
| Contributions received from participants | 2023-06-01 | $3,924,573 |
| Participant contributions at end of year | 2023-06-01 | $102,103 |
| Participant contributions at beginning of year | 2023-06-01 | $142,006 |
| Participant contributions at end of year | 2023-06-01 | $192,978 |
| Participant contributions at beginning of year | 2023-06-01 | $440 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-06-01 | $136,045 |
| Other income not declared elsewhere | 2023-06-01 | $61,823 |
| Administrative expenses (other) incurred | 2023-06-01 | $28 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-06-01 | No |
| Value of net income/loss | 2023-06-01 | $11,998,310 |
| Value of net assets at end of year (total assets less liabilities) | 2023-06-01 | $99,119,635 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-06-01 | $87,121,325 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-06-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-06-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-06-01 | No |
| Investment advisory and management fees | 2023-06-01 | $52,493 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-06-01 | $65,830,143 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-06-01 | $54,674,311 |
| Value of interest in pooled separate accounts at end of year | 2023-06-01 | $2,735,464 |
| Value of interest in pooled separate accounts at beginning of year | 2023-06-01 | $3,103,015 |
| Interest on participant loans | 2023-06-01 | $23,897 |
| Interest earned on other investments | 2023-06-01 | $1,342,156 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-06-01 | $30,258,947 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-06-01 | $29,201,553 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-06-01 | $247,597 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-06-01 | $11,463,484 |
| Net investment gain/loss from pooled separate accounts | 2023-06-01 | $-367,007 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-06-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-06-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-06-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-06-01 | $4,606,572 |
| Did the plan have assets held for investment | 2023-06-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-06-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-06-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-06-01 | 1 |
| Accountancy firm name | 2023-06-01 | FORVIS MAZARS, LLP |
| Accountancy firm EIN | 2023-06-01 | 440160260 |
| Total unrealized appreciation/depreciation of assets | 2023-05-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-05-31 | $0 |
| Total income from all sources (including contributions) | 2023-05-31 | $3,981,105 |
| Total loss/gain on sale of assets | 2023-05-31 | $0 |
| Total of all expenses incurred | 2023-05-31 | $7,152,917 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-05-31 | $7,111,475 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-05-31 | $2,204,782 |
| Value of total assets at end of year | 2023-05-31 | $87,121,325 |
| Value of total assets at beginning of year | 2023-05-31 | $90,293,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-05-31 | $41,442 |
| Total interest from all sources | 2023-05-31 | $1,186,673 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-05-31 | $153,795 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-05-31 | $153,795 |
| Was this plan covered by a fidelity bond | 2023-05-31 | Yes |
| Value of fidelity bond cover | 2023-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-05-31 | No |
| Contributions received from participants | 2023-05-31 | $1,852,794 |
| Participant contributions at end of year | 2023-05-31 | $142,006 |
| Participant contributions at beginning of year | 2023-05-31 | $61,221 |
| Participant contributions at end of year | 2023-05-31 | $440 |
| Participant contributions at beginning of year | 2023-05-31 | $434 |
| Assets. Other investments not covered elsewhere at end of year | 2023-05-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-05-31 | $6,849 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-05-31 | $351,988 |
| Other income not declared elsewhere | 2023-05-31 | $41,662 |
| Administrative expenses (other) incurred | 2023-05-31 | $19,532 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-05-31 | No |
| Value of net income/loss | 2023-05-31 | $-3,171,812 |
| Value of net assets at end of year (total assets less liabilities) | 2023-05-31 | $87,121,325 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-05-31 | $90,293,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-05-31 | No |
| Investment advisory and management fees | 2023-05-31 | $21,910 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-05-31 | $54,674,311 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-05-31 | $56,491,350 |
| Value of interest in pooled separate accounts at end of year | 2023-05-31 | $3,103,015 |
| Value of interest in pooled separate accounts at beginning of year | 2023-05-31 | $3,424,298 |
| Interest on participant loans | 2023-05-31 | $3,565 |
| Interest earned on other investments | 2023-05-31 | $1,183,108 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-05-31 | $29,201,553 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-05-31 | $30,308,985 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-05-31 | $591,145 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-05-31 | $629,600 |
| Net investment gain/loss from pooled separate accounts | 2023-05-31 | $-235,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-05-31 | $6,520,330 |
| Did the plan have assets held for investment | 2023-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-05-31 | Unqualified |
| Accountancy firm name | 2023-05-31 | FORVIS, LLP |
| Accountancy firm EIN | 2023-05-31 | 440160260 |
| 2022 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-06-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-01 | $0 |
| Total income from all sources (including contributions) | 2022-06-01 | $3,981,105 |
| Total loss/gain on sale of assets | 2022-06-01 | $0 |
| Total of all expenses incurred | 2022-06-01 | $7,152,917 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-01 | $7,111,475 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-01 | $2,204,782 |
| Value of total assets at end of year | 2022-06-01 | $87,121,325 |
| Value of total assets at beginning of year | 2022-06-01 | $90,293,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-01 | $41,442 |
| Total interest from all sources | 2022-06-01 | $1,186,673 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-06-01 | $153,795 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-01 | $153,795 |
| Was this plan covered by a fidelity bond | 2022-06-01 | Yes |
| Value of fidelity bond cover | 2022-06-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-06-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-06-01 | No |
| Contributions received from participants | 2022-06-01 | $1,852,794 |
| Participant contributions at end of year | 2022-06-01 | $142,006 |
| Participant contributions at beginning of year | 2022-06-01 | $61,221 |
| Participant contributions at end of year | 2022-06-01 | $440 |
| Participant contributions at beginning of year | 2022-06-01 | $434 |
| Assets. Other investments not covered elsewhere at end of year | 2022-06-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-06-01 | $6,849 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-01 | $351,988 |
| Other income not declared elsewhere | 2022-06-01 | $41,662 |
| Administrative expenses (other) incurred | 2022-06-01 | $19,532 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-01 | No |
| Value of net income/loss | 2022-06-01 | $-3,171,812 |
| Value of net assets at end of year (total assets less liabilities) | 2022-06-01 | $87,121,325 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-06-01 | $90,293,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-06-01 | No |
| Investment advisory and management fees | 2022-06-01 | $21,910 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-01 | $54,674,311 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-01 | $56,491,350 |
| Value of interest in pooled separate accounts at end of year | 2022-06-01 | $3,103,015 |
| Value of interest in pooled separate accounts at beginning of year | 2022-06-01 | $3,424,298 |
| Interest on participant loans | 2022-06-01 | $3,565 |
| Interest earned on other investments | 2022-06-01 | $1,183,108 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-06-01 | $29,201,553 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-06-01 | $30,308,985 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-06-01 | $591,145 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-01 | $629,600 |
| Net investment gain/loss from pooled separate accounts | 2022-06-01 | $-235,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-06-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-06-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-01 | $6,520,330 |
| Did the plan have assets held for investment | 2022-06-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-06-01 | 1 |
| Accountancy firm name | 2022-06-01 | FORVIS, LLP |
| Accountancy firm EIN | 2022-06-01 | 440160260 |
| Total unrealized appreciation/depreciation of assets | 2022-05-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-05-31 | $0 |
| Total income from all sources (including contributions) | 2022-05-31 | $-1,002,150 |
| Total loss/gain on sale of assets | 2022-05-31 | $0 |
| Total of all expenses incurred | 2022-05-31 | $9,575,771 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-05-31 | $9,536,325 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-05-31 | $2,053,358 |
| Value of total assets at end of year | 2022-05-31 | $90,293,137 |
| Value of total assets at beginning of year | 2022-05-31 | $100,871,058 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-05-31 | $39,446 |
| Total interest from all sources | 2022-05-31 | $1,028,575 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-05-31 | $137,079 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-05-31 | $137,079 |
| Was this plan covered by a fidelity bond | 2022-05-31 | Yes |
| Value of fidelity bond cover | 2022-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-05-31 | No |
| Contributions received from participants | 2022-05-31 | $1,860,669 |
| Participant contributions at end of year | 2022-05-31 | $61,221 |
| Participant contributions at beginning of year | 2022-05-31 | $47,594 |
| Participant contributions at end of year | 2022-05-31 | $434 |
| Participant contributions at beginning of year | 2022-05-31 | $189 |
| Assets. Other investments not covered elsewhere at end of year | 2022-05-31 | $6,849 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-05-31 | $2,465 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-05-31 | $192,689 |
| Other income not declared elsewhere | 2022-05-31 | $68,486 |
| Administrative expenses (other) incurred | 2022-05-31 | $24,517 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-05-31 | No |
| Value of net income/loss | 2022-05-31 | $-10,577,921 |
| Value of net assets at end of year (total assets less liabilities) | 2022-05-31 | $90,293,137 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-05-31 | $100,871,058 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-05-31 | No |
| Investment advisory and management fees | 2022-05-31 | $14,929 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-05-31 | $56,491,350 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-05-31 | $66,203,930 |
| Value of interest in pooled separate accounts at end of year | 2022-05-31 | $3,424,298 |
| Value of interest in pooled separate accounts at beginning of year | 2022-05-31 | $3,179,044 |
| Interest on participant loans | 2022-05-31 | $1,295 |
| Interest earned on other investments | 2022-05-31 | $1,027,280 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-05-31 | $30,308,985 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-05-31 | $31,437,836 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-05-31 | $859,340 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-05-31 | $-5,014,405 |
| Net investment gain/loss from pooled separate accounts | 2022-05-31 | $724,757 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-05-31 | $8,676,985 |
| Did the plan have assets held for investment | 2022-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-05-31 | Unqualified |
| Accountancy firm name | 2022-05-31 | FORVIS (BKD), LLP |
| Accountancy firm EIN | 2022-05-31 | 440160260 |
| 2021 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-05-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-05-31 | $0 |
| Total income from all sources (including contributions) | 2021-05-31 | $20,843,074 |
| Total loss/gain on sale of assets | 2021-05-31 | $0 |
| Total of all expenses incurred | 2021-05-31 | $5,048,694 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-05-31 | $4,996,222 |
| Expenses. Certain deemed distributions of participant loans | 2021-05-31 | $10,427 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-05-31 | $1,998,783 |
| Value of total assets at end of year | 2021-05-31 | $100,871,058 |
| Value of total assets at beginning of year | 2021-05-31 | $85,076,678 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-05-31 | $42,045 |
| Total interest from all sources | 2021-05-31 | $1,100,947 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-05-31 | $140,604 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-05-31 | $140,604 |
| Was this plan covered by a fidelity bond | 2021-05-31 | Yes |
| Value of fidelity bond cover | 2021-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-05-31 | No |
| Contributions received from participants | 2021-05-31 | $1,901,389 |
| Participant contributions at end of year | 2021-05-31 | $47,594 |
| Participant contributions at beginning of year | 2021-05-31 | $70,656 |
| Participant contributions at end of year | 2021-05-31 | $189 |
| Participant contributions at beginning of year | 2021-05-31 | $419 |
| Assets. Other investments not covered elsewhere at end of year | 2021-05-31 | $2,465 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-05-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-05-31 | $97,394 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-05-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-05-31 | $1,031 |
| Other income not declared elsewhere | 2021-05-31 | $59,631 |
| Administrative expenses (other) incurred | 2021-05-31 | $23,964 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-05-31 | No |
| Value of net income/loss | 2021-05-31 | $15,794,380 |
| Value of net assets at end of year (total assets less liabilities) | 2021-05-31 | $100,871,058 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-05-31 | $85,076,678 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-05-31 | No |
| Investment advisory and management fees | 2021-05-31 | $18,081 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-05-31 | $66,203,930 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-05-31 | $50,533,600 |
| Value of interest in pooled separate accounts at end of year | 2021-05-31 | $3,179,044 |
| Value of interest in pooled separate accounts at beginning of year | 2021-05-31 | $3,129,851 |
| Interest on participant loans | 2021-05-31 | $1,223 |
| Interest earned on other investments | 2021-05-31 | $1,099,724 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-05-31 | $31,437,836 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-05-31 | $31,341,121 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-05-31 | $468,583 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-05-31 | $17,396,972 |
| Net investment gain/loss from pooled separate accounts | 2021-05-31 | $146,137 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-05-31 | $4,527,639 |
| Did the plan have assets held for investment | 2021-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-05-31 | Disclaimer |
| Accountancy firm name | 2021-05-31 | BKD, LLP |
| Accountancy firm EIN | 2021-05-31 | 440160260 |
| 2020 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-05-31 | $7,612,992 |
| Total of all expenses incurred | 2020-05-31 | $7,430,542 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-05-31 | $7,375,497 |
| Expenses. Certain deemed distributions of participant loans | 2020-05-31 | $16,461 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-05-31 | $1,902,036 |
| Value of total assets at end of year | 2020-05-31 | $85,076,678 |
| Value of total assets at beginning of year | 2020-05-31 | $84,894,228 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-05-31 | $38,584 |
| Total interest from all sources | 2020-05-31 | $1,132,691 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-05-31 | $137,043 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-05-31 | $137,043 |
| Was this plan covered by a fidelity bond | 2020-05-31 | Yes |
| Value of fidelity bond cover | 2020-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-05-31 | No |
| Contributions received from participants | 2020-05-31 | $1,807,964 |
| Participant contributions at end of year | 2020-05-31 | $70,656 |
| Participant contributions at beginning of year | 2020-05-31 | $85,210 |
| Participant contributions at end of year | 2020-05-31 | $419 |
| Participant contributions at beginning of year | 2020-05-31 | $40,375 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-05-31 | $94,072 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-05-31 | $1,031 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-05-31 | $1,468 |
| Other income not declared elsewhere | 2020-05-31 | $36,440 |
| Administrative expenses (other) incurred | 2020-05-31 | $19,614 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-05-31 | No |
| Value of net income/loss | 2020-05-31 | $182,450 |
| Value of net assets at end of year (total assets less liabilities) | 2020-05-31 | $85,076,678 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-05-31 | $84,894,228 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-05-31 | No |
| Investment advisory and management fees | 2020-05-31 | $3,327 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-05-31 | $50,533,600 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-05-31 | $50,148,673 |
| Value of interest in pooled separate accounts at end of year | 2020-05-31 | $3,129,851 |
| Value of interest in pooled separate accounts at beginning of year | 2020-05-31 | $3,148,220 |
| Interest on participant loans | 2020-05-31 | $1,780 |
| Interest earned on other investments | 2020-05-31 | $1,130,911 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-05-31 | $31,341,121 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-05-31 | $31,470,282 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-05-31 | $1,041,410 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-05-31 | $4,352,294 |
| Net investment gain/loss from pooled separate accounts | 2020-05-31 | $52,488 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-05-31 | $6,334,087 |
| Contract administrator fees | 2020-05-31 | $15,643 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-05-31 | No |
| Did the plan have assets held for investment | 2020-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-05-31 | Disclaimer |
| Accountancy firm name | 2020-05-31 | BKD, LLP |
| Accountancy firm EIN | 2020-05-31 | 440160260 |
| 2019 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-05-31 | $3,769,173 |
| Total of all expenses incurred | 2019-05-31 | $6,600,623 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-05-31 | $6,580,074 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-05-31 | $2,245,663 |
| Value of total assets at end of year | 2019-05-31 | $84,894,228 |
| Value of total assets at beginning of year | 2019-05-31 | $87,725,678 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-05-31 | $20,549 |
| Total interest from all sources | 2019-05-31 | $1,192,519 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-05-31 | $129,116 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-05-31 | $129,116 |
| Was this plan covered by a fidelity bond | 2019-05-31 | Yes |
| Value of fidelity bond cover | 2019-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-05-31 | No |
| Contributions received from participants | 2019-05-31 | $1,951,766 |
| Participant contributions at end of year | 2019-05-31 | $85,210 |
| Participant contributions at beginning of year | 2019-05-31 | $89,211 |
| Participant contributions at end of year | 2019-05-31 | $40,375 |
| Participant contributions at beginning of year | 2019-05-31 | $402 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-05-31 | $293,897 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-05-31 | $1,468 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-05-31 | $1,843 |
| Administrative expenses (other) incurred | 2019-05-31 | $17,319 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-05-31 | No |
| Value of net income/loss | 2019-05-31 | $-2,831,450 |
| Value of net assets at end of year (total assets less liabilities) | 2019-05-31 | $84,894,228 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-05-31 | $87,725,678 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-05-31 | No |
| Investment advisory and management fees | 2019-05-31 | $3,230 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-05-31 | $50,148,673 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-05-31 | $52,495,483 |
| Value of interest in pooled separate accounts at end of year | 2019-05-31 | $3,148,220 |
| Value of interest in pooled separate accounts at beginning of year | 2019-05-31 | $3,171,925 |
| Interest on participant loans | 2019-05-31 | $1,347 |
| Interest earned on other investments | 2019-05-31 | $1,191,172 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-05-31 | $31,470,282 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-05-31 | $31,966,814 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-05-31 | $40,748 |
| Net investment gain/loss from pooled separate accounts | 2019-05-31 | $161,127 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-05-31 | $6,580,074 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-05-31 | No |
| Did the plan have assets held for investment | 2019-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-05-31 | Disclaimer |
| Accountancy firm name | 2019-05-31 | BKD, LLP |
| Accountancy firm EIN | 2019-05-31 | 440160260 |
| 2018 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-05-31 | $9,396,367 |
| Total of all expenses incurred | 2018-05-31 | $5,094,927 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-05-31 | $5,042,400 |
| Expenses. Certain deemed distributions of participant loans | 2018-05-31 | $29,618 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-05-31 | $2,379,403 |
| Value of total assets at end of year | 2018-05-31 | $87,725,275 |
| Value of total assets at beginning of year | 2018-05-31 | $83,423,835 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-05-31 | $22,909 |
| Total interest from all sources | 2018-05-31 | $1,158,146 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-05-31 | $113,860 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-05-31 | $113,860 |
| Was this plan covered by a fidelity bond | 2018-05-31 | Yes |
| Value of fidelity bond cover | 2018-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-05-31 | No |
| Contributions received from participants | 2018-05-31 | $1,829,706 |
| Participant contributions at end of year | 2018-05-31 | $89,211 |
| Participant contributions at beginning of year | 2018-05-31 | $105,636 |
| Participant contributions at end of year | 2018-05-31 | $402 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-05-31 | $5 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-05-31 | $549,697 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-05-31 | $1,842 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-05-31 | $724 |
| Administrative expenses (other) incurred | 2018-05-31 | $19,023 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-05-31 | No |
| Value of net income/loss | 2018-05-31 | $4,301,440 |
| Value of net assets at end of year (total assets less liabilities) | 2018-05-31 | $87,725,275 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-05-31 | $83,423,835 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-05-31 | No |
| Investment advisory and management fees | 2018-05-31 | $3,886 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-05-31 | $52,495,483 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-05-31 | $49,162,414 |
| Value of interest in pooled separate accounts at end of year | 2018-05-31 | $3,171,925 |
| Value of interest in pooled separate accounts at beginning of year | 2018-05-31 | $3,088,550 |
| Interest on participant loans | 2018-05-31 | $2,784 |
| Interest earned on other investments | 2018-05-31 | $1,155,362 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-05-31 | $31,966,814 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-05-31 | $31,066,506 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-05-31 | $5,597,381 |
| Net investment gain/loss from pooled separate accounts | 2018-05-31 | $147,577 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-05-31 | $5,042,400 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-05-31 | No |
| Did the plan have assets held for investment | 2018-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-05-31 | Disclaimer |
| Accountancy firm name | 2018-05-31 | BDK, LLP |
| Accountancy firm EIN | 2018-05-31 | 440160260 |
| 2017 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-05-31 | $10,223,473 |
| Total of all expenses incurred | 2017-05-31 | $3,527,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-05-31 | $3,508,190 |
| Expenses. Certain deemed distributions of participant loans | 2017-05-31 | $4,136 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-05-31 | $2,710,874 |
| Value of total assets at end of year | 2017-05-31 | $83,423,835 |
| Value of total assets at beginning of year | 2017-05-31 | $76,728,032 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-05-31 | $15,344 |
| Total interest from all sources | 2017-05-31 | $1,194,103 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-05-31 | $112,842 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-05-31 | $112,842 |
| Was this plan covered by a fidelity bond | 2017-05-31 | Yes |
| Value of fidelity bond cover | 2017-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-05-31 | No |
| Contributions received from participants | 2017-05-31 | $1,804,212 |
| Participant contributions at end of year | 2017-05-31 | $105,636 |
| Participant contributions at beginning of year | 2017-05-31 | $68,516 |
| Assets. Other investments not covered elsewhere at end of year | 2017-05-31 | $5 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-05-31 | $5 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-05-31 | $906,662 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-05-31 | $724 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-05-31 | $723 |
| Administrative expenses (other) incurred | 2017-05-31 | $12,299 |
| Total non interest bearing cash at beginning of year | 2017-05-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
| Value of net income/loss | 2017-05-31 | $6,695,803 |
| Value of net assets at end of year (total assets less liabilities) | 2017-05-31 | $83,423,835 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-05-31 | $76,728,032 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-05-31 | No |
| Investment advisory and management fees | 2017-05-31 | $3,045 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-05-31 | $49,162,414 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-05-31 | $43,832,667 |
| Value of interest in pooled separate accounts at end of year | 2017-05-31 | $3,088,550 |
| Value of interest in pooled separate accounts at beginning of year | 2017-05-31 | $2,743,781 |
| Interest on participant loans | 2017-05-31 | $942 |
| Interest earned on other investments | 2017-05-31 | $1,193,161 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-05-31 | $31,066,506 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-05-31 | $30,082,340 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-05-31 | $6,084,543 |
| Net investment gain/loss from pooled separate accounts | 2017-05-31 | $121,111 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-05-31 | $3,508,190 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-05-31 | No |
| Did the plan have assets held for investment | 2017-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-05-31 | Disclaimer |
| Accountancy firm name | 2017-05-31 | BKD, LLP |
| Accountancy firm EIN | 2017-05-31 | 440160260 |
| 2016 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-05-31 | $2,157,455 |
| Total of all expenses incurred | 2016-05-31 | $2,449,590 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $2,387,078 |
| Expenses. Certain deemed distributions of participant loans | 2016-05-31 | $25,117 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $2,040,680 |
| Value of total assets at end of year | 2016-05-31 | $76,728,032 |
| Value of total assets at beginning of year | 2016-05-31 | $77,020,167 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $37,395 |
| Total interest from all sources | 2016-05-31 | $1,124,859 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $105,171 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-05-31 | $105,171 |
| Was this plan covered by a fidelity bond | 2016-05-31 | Yes |
| Value of fidelity bond cover | 2016-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-05-31 | No |
| Contributions received from participants | 2016-05-31 | $1,743,800 |
| Participant contributions at end of year | 2016-05-31 | $68,516 |
| Participant contributions at beginning of year | 2016-05-31 | $94,709 |
| Assets. Other investments not covered elsewhere at end of year | 2016-05-31 | $5 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-05-31 | $71,477 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-05-31 | $296,880 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-05-31 | $723 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $995 |
| Other income not declared elsewhere | 2016-05-31 | $-4,377 |
| Administrative expenses (other) incurred | 2016-05-31 | $34,395 |
| Total non interest bearing cash at end of year | 2016-05-31 | $0 |
| Total non interest bearing cash at beginning of year | 2016-05-31 | $11,561 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
| Value of net income/loss | 2016-05-31 | $-292,135 |
| Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $76,728,032 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $77,020,167 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-05-31 | No |
| Investment advisory and management fees | 2016-05-31 | $3,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-05-31 | $43,832,667 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $45,896,742 |
| Value of interest in pooled separate accounts at end of year | 2016-05-31 | $2,743,781 |
| Value of interest in pooled separate accounts at beginning of year | 2016-05-31 | $2,118,578 |
| Interest on participant loans | 2016-05-31 | $1,329 |
| Interest earned on other investments | 2016-05-31 | $1,123,530 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-05-31 | $30,082,340 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-05-31 | $28,826,105 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $-1,266,900 |
| Net investment gain/loss from pooled separate accounts | 2016-05-31 | $158,022 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-05-31 | $2,387,078 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-05-31 | No |
| Did the plan have assets held for investment | 2016-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-05-31 | Disclaimer |
| Accountancy firm name | 2016-05-31 | BKD, LLP |
| Accountancy firm EIN | 2016-05-31 | 440160260 |
| 2015 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-05-31 | $6,860,279 |
| Total of all expenses incurred | 2015-05-31 | $3,478,442 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-31 | $3,417,914 |
| Expenses. Certain deemed distributions of participant loans | 2015-05-31 | $26,591 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-31 | $2,130,284 |
| Value of total assets at end of year | 2015-05-31 | $77,020,167 |
| Value of total assets at beginning of year | 2015-05-31 | $73,638,330 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-31 | $33,937 |
| Total interest from all sources | 2015-05-31 | $1,131,290 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-05-31 | $127,115 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-05-31 | $127,115 |
| Was this plan covered by a fidelity bond | 2015-05-31 | Yes |
| Value of fidelity bond cover | 2015-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-05-31 | No |
| Contributions received from participants | 2015-05-31 | $1,693,231 |
| Participant contributions at end of year | 2015-05-31 | $94,709 |
| Participant contributions at beginning of year | 2015-05-31 | $110,915 |
| Assets. Other investments not covered elsewhere at end of year | 2015-05-31 | $71,477 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-05-31 | $45,604 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-05-31 | $430,275 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-05-31 | $995 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-05-31 | $1,193 |
| Other income not declared elsewhere | 2015-05-31 | $7,436 |
| Administrative expenses (other) incurred | 2015-05-31 | $30,187 |
| Total non interest bearing cash at end of year | 2015-05-31 | $11,561 |
| Total non interest bearing cash at beginning of year | 2015-05-31 | $3,594 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
| Value of net income/loss | 2015-05-31 | $3,381,837 |
| Value of net assets at end of year (total assets less liabilities) | 2015-05-31 | $77,020,167 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-05-31 | $73,638,330 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-05-31 | No |
| Investment advisory and management fees | 2015-05-31 | $3,750 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-31 | $45,896,742 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-31 | $43,332,709 |
| Value of interest in pooled separate accounts at end of year | 2015-05-31 | $2,118,578 |
| Value of interest in pooled separate accounts at beginning of year | 2015-05-31 | $1,778,179 |
| Interest on participant loans | 2015-05-31 | $1,631 |
| Interest earned on other investments | 2015-05-31 | $1,129,659 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-05-31 | $28,826,105 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-05-31 | $28,366,136 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-31 | $3,249,416 |
| Net investment gain/loss from pooled separate accounts | 2015-05-31 | $214,738 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-05-31 | No |
| Contributions received in cash from employer | 2015-05-31 | $6,778 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-05-31 | $3,417,914 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-05-31 | No |
| Did the plan have assets held for investment | 2015-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-05-31 | Disclaimer |
| Accountancy firm name | 2015-05-31 | BKD, LLP |
| Accountancy firm EIN | 2015-05-31 | 440160260 |
| 2014 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2014 401k financial data |
|---|
| Total transfer of assets to this plan | 2014-05-31 | $417,173 |
| Total income from all sources (including contributions) | 2014-05-31 | $9,786,832 |
| Total of all expenses incurred | 2014-05-31 | $2,252,068 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-05-31 | $2,249,183 |
| Expenses. Certain deemed distributions of participant loans | 2014-05-31 | $2,060 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-05-31 | $2,776,274 |
| Value of total assets at end of year | 2014-05-31 | $73,638,330 |
| Value of total assets at beginning of year | 2014-05-31 | $65,686,393 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-05-31 | $825 |
| Total interest from all sources | 2014-05-31 | $1,096,328 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-05-31 | $90,786 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-05-31 | $90,786 |
| Was this plan covered by a fidelity bond | 2014-05-31 | Yes |
| Value of fidelity bond cover | 2014-05-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-05-31 | No |
| Contributions received from participants | 2014-05-31 | $1,651,833 |
| Participant contributions at end of year | 2014-05-31 | $110,915 |
| Participant contributions at beginning of year | 2014-05-31 | $68,230 |
| Assets. Other investments not covered elsewhere at end of year | 2014-05-31 | $45,604 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-05-31 | $61,030 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-05-31 | $1,124,441 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-05-31 | $1,193 |
| Other income not declared elsewhere | 2014-05-31 | $1,332 |
| Administrative expenses (other) incurred | 2014-05-31 | $75 |
| Total non interest bearing cash at end of year | 2014-05-31 | $3,594 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-05-31 | No |
| Value of net income/loss | 2014-05-31 | $7,534,764 |
| Value of net assets at end of year (total assets less liabilities) | 2014-05-31 | $73,638,330 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-05-31 | $65,686,393 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-05-31 | No |
| Investment advisory and management fees | 2014-05-31 | $750 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-05-31 | $43,332,709 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-05-31 | $37,623,288 |
| Value of interest in pooled separate accounts at end of year | 2014-05-31 | $1,778,179 |
| Value of interest in pooled separate accounts at beginning of year | 2014-05-31 | $1,341,002 |
| Interest on participant loans | 2014-05-31 | $1,760 |
| Interest earned on other investments | 2014-05-31 | $1,094,568 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-05-31 | $28,366,136 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-05-31 | $26,592,843 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-05-31 | $5,668,685 |
| Net investment gain/loss from pooled separate accounts | 2014-05-31 | $153,427 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-05-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-05-31 | $2,249,183 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-05-31 | No |
| Did the plan have assets held for investment | 2014-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-05-31 | Disclaimer |
| Accountancy firm name | 2014-05-31 | BKD, LLP |
| Accountancy firm EIN | 2014-05-31 | 440160260 |
| 2013 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-05-31 | $9,370,984 |
| Total of all expenses incurred | 2013-05-31 | $2,914,979 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $2,909,100 |
| Expenses. Certain deemed distributions of participant loans | 2013-05-31 | $5,879 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $1,950,191 |
| Value of total assets at end of year | 2013-05-31 | $65,686,393 |
| Value of total assets at beginning of year | 2013-05-31 | $59,230,388 |
| Total interest from all sources | 2013-05-31 | $1,026,578 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-05-31 | $95,150 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-05-31 | $95,150 |
| Was this plan covered by a fidelity bond | 2013-05-31 | Yes |
| Value of fidelity bond cover | 2013-05-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-05-31 | No |
| Contributions received from participants | 2013-05-31 | $1,557,684 |
| Participant contributions at end of year | 2013-05-31 | $68,230 |
| Participant contributions at beginning of year | 2013-05-31 | $60,939 |
| Assets. Other investments not covered elsewhere at end of year | 2013-05-31 | $61,030 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-05-31 | $55,558 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-05-31 | $365,165 |
| Other income not declared elsewhere | 2013-05-31 | $2,264 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
| Value of net income/loss | 2013-05-31 | $6,456,005 |
| Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $65,686,393 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $59,230,388 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-05-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $37,623,288 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-05-31 | $32,282,374 |
| Value of interest in pooled separate accounts at end of year | 2013-05-31 | $1,341,002 |
| Value of interest in pooled separate accounts at beginning of year | 2013-05-31 | $870,366 |
| Interest on participant loans | 2013-05-31 | $1,399 |
| Interest earned on other investments | 2013-05-31 | $1,025,179 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-05-31 | $26,592,843 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-05-31 | $25,961,151 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $6,204,003 |
| Net investment gain/loss from pooled separate accounts | 2013-05-31 | $92,798 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-05-31 | No |
| Contributions received in cash from employer | 2013-05-31 | $27,342 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-05-31 | $2,909,100 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-05-31 | No |
| Did the plan have assets held for investment | 2013-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-05-31 | Disclaimer |
| Accountancy firm name | 2013-05-31 | PARENTEBEARD, LLC |
| Accountancy firm EIN | 2013-05-31 | 232932984 |
| 2012 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-05-31 | $1,093,939 |
| Total of all expenses incurred | 2012-05-31 | $3,187,431 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-31 | $3,154,973 |
| Expenses. Certain deemed distributions of participant loans | 2012-05-31 | $32,408 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-31 | $1,642,644 |
| Value of total assets at end of year | 2012-05-31 | $59,230,388 |
| Value of total assets at beginning of year | 2012-05-31 | $61,323,880 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-31 | $50 |
| Total interest from all sources | 2012-05-31 | $992,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-05-31 | $67,565 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-05-31 | $67,565 |
| Was this plan covered by a fidelity bond | 2012-05-31 | Yes |
| Value of fidelity bond cover | 2012-05-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-05-31 | No |
| Contributions received from participants | 2012-05-31 | $1,511,942 |
| Participant contributions at end of year | 2012-05-31 | $60,939 |
| Participant contributions at beginning of year | 2012-05-31 | $104,422 |
| Participant contributions at beginning of year | 2012-05-31 | $26,626 |
| Assets. Other investments not covered elsewhere at end of year | 2012-05-31 | $55,558 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-05-31 | $191,209 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-05-31 | $85,922 |
| Other income not declared elsewhere | 2012-05-31 | $-24,283 |
| Administrative expenses (other) incurred | 2012-05-31 | $50 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-31 | No |
| Value of net income/loss | 2012-05-31 | $-2,093,492 |
| Value of net assets at end of year (total assets less liabilities) | 2012-05-31 | $59,230,388 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-05-31 | $61,323,880 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-05-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-05-31 | $32,282,374 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-05-31 | $34,564,490 |
| Value of interest in pooled separate accounts at end of year | 2012-05-31 | $870,366 |
| Value of interest in pooled separate accounts at beginning of year | 2012-05-31 | $754,583 |
| Interest on participant loans | 2012-05-31 | $1,776 |
| Interest earned on other investments | 2012-05-31 | $990,835 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-05-31 | $25,961,151 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-05-31 | $25,682,550 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-05-31 | $-1,668,443 |
| Net investment gain/loss from pooled separate accounts | 2012-05-31 | $83,845 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-05-31 | No |
| Contributions received in cash from employer | 2012-05-31 | $44,780 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-05-31 | $3,154,973 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-05-31 | No |
| Did the plan have assets held for investment | 2012-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-05-31 | Disclaimer |
| Accountancy firm name | 2012-05-31 | PARENTEBEARD LLC |
| Accountancy firm EIN | 2012-05-31 | 232932984 |
| 2011 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-05-31 | $8,907,980 |
| Total of all expenses incurred | 2011-05-31 | $3,365,961 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-05-31 | $3,365,861 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-05-31 | $1,451,946 |
| Value of total assets at end of year | 2011-05-31 | $61,323,880 |
| Value of total assets at beginning of year | 2011-05-31 | $55,781,861 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-05-31 | $100 |
| Total interest from all sources | 2011-05-31 | $939,722 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-05-31 | $60,607 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-05-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-05-31 | $60,607 |
| Was this plan covered by a fidelity bond | 2011-05-31 | Yes |
| Value of fidelity bond cover | 2011-05-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-05-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-05-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-05-31 | No |
| Contributions received from participants | 2011-05-31 | $1,389,746 |
| Participant contributions at end of year | 2011-05-31 | $104,422 |
| Participant contributions at beginning of year | 2011-05-31 | $88,362 |
| Participant contributions at end of year | 2011-05-31 | $26,626 |
| Participant contributions at beginning of year | 2011-05-31 | $51,981 |
| Assets. Other investments not covered elsewhere at end of year | 2011-05-31 | $191,209 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-05-31 | $149,250 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-05-31 | $3,490 |
| Other income not declared elsewhere | 2011-05-31 | $35,897 |
| Administrative expenses (other) incurred | 2011-05-31 | $100 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-05-31 | No |
| Value of net income/loss | 2011-05-31 | $5,542,019 |
| Value of net assets at end of year (total assets less liabilities) | 2011-05-31 | $61,323,880 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-05-31 | $55,781,861 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-05-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-05-31 | $34,564,490 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-05-31 | $28,984,572 |
| Value of interest in pooled separate accounts at end of year | 2011-05-31 | $754,583 |
| Value of interest in pooled separate accounts at beginning of year | 2011-05-31 | $715,379 |
| Interest on participant loans | 2011-05-31 | $2,710 |
| Interest earned on other investments | 2011-05-31 | $937,012 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-05-31 | $25,682,550 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-05-31 | $25,792,317 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-05-31 | $6,295,520 |
| Net investment gain/loss from pooled separate accounts | 2011-05-31 | $124,288 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-05-31 | No |
| Contributions received in cash from employer | 2011-05-31 | $58,710 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-05-31 | $3,365,861 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-05-31 | No |
| Did the plan have assets held for investment | 2011-05-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-05-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-05-31 | Disclaimer |
| Accountancy firm name | 2011-05-31 | PARENTEBEARD LLC |
| Accountancy firm EIN | 2011-05-31 | 232932984 |
| 2010 : THE UNIVERSITY OF SCRANTON MANDATORY TAX DEFERRED ANNUITY PLAN 2010 401k financial data |
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| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-05-31 | $0 |
