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WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 401k Plan overview

Plan NameWESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN
Plan identification number 001

WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

WESTERN PA ANESTHESIA ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:WESTERN PA ANESTHESIA ASSOCIATES
Employer identification number (EIN):251202257
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01JAMES MERMIGAS JAMES MERMIGAS2018-10-12
0012016-01-01JAMES MERMIGAS JAMES MERMIGAS2017-10-16
0012015-01-01JAMES MERMIGAS JAMES MERMIGAS2016-10-14
0012014-01-01JAMES MERMIGAS JAMES MERMIGAS2015-10-08
0012013-01-01JAMES MERMIGAS JAMES MERMIGAS2014-10-14
0012012-01-01JAMES MERMIGAS
0012011-01-01JAMES MERMIGAS
0012010-01-01JAMES MERMIGAS
0012009-01-01JAMES MERMIGAS

Plan Statistics for WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN

401k plan membership statisitcs for WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN

Measure Date Value
2018: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011
Total number of active participants reported on line 7a of the Form 55002018-01-010
Total of all active and inactive participants2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
2017: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0110
Total number of active participants reported on line 7a of the Form 55002017-01-011
Total of all active and inactive participants2017-01-011
Total participants2017-01-011
Number of participants with account balances2017-01-011
2016: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018
Total number of active participants reported on line 7a of the Form 55002016-01-0110
Total of all active and inactive participants2016-01-0110
Total participants2016-01-0110
Number of participants with account balances2016-01-0110
2015: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0136
Total number of active participants reported on line 7a of the Form 55002015-01-018
Total of all active and inactive participants2015-01-018
Total participants2015-01-018
Number of participants with account balances2015-01-018
2014: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01156
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-0136
Total participants2014-01-0136
Number of participants with account balances2014-01-0128
2013: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01179
Total number of active participants reported on line 7a of the Form 55002013-01-0188
Number of other retired or separated participants entitled to future benefits2013-01-0168
Total of all active and inactive participants2013-01-01156
Total participants2013-01-01156
Number of participants with account balances2013-01-01151
2012: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01199
Total number of active participants reported on line 7a of the Form 55002012-01-01144
Number of other retired or separated participants entitled to future benefits2012-01-0135
Total of all active and inactive participants2012-01-01179
Total participants2012-01-01179
Number of participants with account balances2012-01-01167
2011: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01195
Total number of active participants reported on line 7a of the Form 55002011-01-01140
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0158
Total of all active and inactive participants2011-01-01199
Total participants2011-01-01199
Number of participants with account balances2011-01-01178
2010: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01199
Total number of active participants reported on line 7a of the Form 55002010-01-01105
Number of other retired or separated participants entitled to future benefits2010-01-0190
Total of all active and inactive participants2010-01-01195
Total participants2010-01-01195
Number of participants with account balances2010-01-01195
2009: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01182
Total number of active participants reported on line 7a of the Form 55002009-01-01100
Number of other retired or separated participants entitled to future benefits2009-01-0199
Total of all active and inactive participants2009-01-01199
Total participants2009-01-01199
Number of participants with account balances2009-01-01199

Financial Data on WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN

Measure Date Value
2018 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-4,691
Expenses. Total of all expenses incurred2018-12-31$117,636
Benefits paid (including direct rollovers)2018-12-31$114,111
Total plan assets at end of year2018-12-31$0
Total plan assets at beginning of year2018-12-31$122,327
Value of fidelity bond covering the plan2018-12-31$500,000
Other income received2018-12-31$-4,691
Net income (gross income less expenses)2018-12-31$-122,327
Net plan assets at end of year (total assets less liabilities)2018-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$122,327
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$3,525
2017 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$29,309
Expenses. Total of all expenses incurred2017-12-31$188,836
Benefits paid (including direct rollovers)2017-12-31$188,524
Total plan assets at end of year2017-12-31$122,327
Total plan assets at beginning of year2017-12-31$281,854
Value of fidelity bond covering the plan2017-12-31$500,000
Other income received2017-12-31$29,309
Net income (gross income less expenses)2017-12-31$-159,527
Net plan assets at end of year (total assets less liabilities)2017-12-31$122,327
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$281,854
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$312
2016 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$12,608
Expenses. Total of all expenses incurred2016-12-31$55,883
Benefits paid (including direct rollovers)2016-12-31$51,257
Total plan assets at end of year2016-12-31$281,854
Total plan assets at beginning of year2016-12-31$325,129
Value of fidelity bond covering the plan2016-12-31$500,000
Other income received2016-12-31$12,608
Net income (gross income less expenses)2016-12-31$-43,275
Net plan assets at end of year (total assets less liabilities)2016-12-31$281,854
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$325,129
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,626
2015 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$25,043
Expenses. Total of all expenses incurred2015-12-31$1,466,818
Benefits paid (including direct rollovers)2015-12-31$1,466,316
Total plan assets at end of year2015-12-31$325,129
Total plan assets at beginning of year2015-12-31$1,766,904
Value of fidelity bond covering the plan2015-12-31$500,000
Other income received2015-12-31$25,043
Net income (gross income less expenses)2015-12-31$-1,441,775
Net plan assets at end of year (total assets less liabilities)2015-12-31$325,129
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,766,904
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$502
2014 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,284,440
Total unrealized appreciation/depreciation of assets2014-12-31$3,284,440
Total income from all sources (including contributions)2014-12-31$3,592,213
Total loss/gain on sale of assets2014-12-31$59,180
Total of all expenses incurred2014-12-31$25,124,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$25,004,655
Expenses. Certain deemed distributions of participant loans2014-12-31$116,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$138,396
Value of total assets at end of year2014-12-31$1,766,904
Value of total assets at beginning of year2014-12-31$23,298,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,852
Total interest from all sources2014-12-31$464
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$109,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$109,733
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$138,396
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$162,988
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$915,556
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-21,531,812
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,766,904
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,298,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$2,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,013,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,825,896
Interest on participant loans2014-12-31$464
Value of interest in common/collective trusts at end of year2014-12-31$209,925
Value of interest in common/collective trusts at beginning of year2014-12-31$3,174,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$476,629
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,429,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,429,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$25,004,655
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$12,521
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$79,285
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$54,036
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$2,710,323
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$22,943,667
Aggregate carrying amount (costs) on sale of assets2014-12-31$22,884,487
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EPSTEIN TABOR SCHORR
Accountancy firm EIN2014-12-31251267850
2013 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-943,035
Total unrealized appreciation/depreciation of assets2013-12-31$-943,035
Total income from all sources (including contributions)2013-12-31$1,330,513
Total loss/gain on sale of assets2013-12-31$221,323
Total of all expenses incurred2013-12-31$2,062,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,061,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,586,946
Value of total assets at end of year2013-12-31$23,298,716
Value of total assets at beginning of year2013-12-31$24,030,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,026
Total interest from all sources2013-12-31$7,902
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$457,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$457,377
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,404,713
Participant contributions at end of year2013-12-31$162,988
Participant contributions at beginning of year2013-12-31$180,604
Participant contributions at beginning of year2013-12-31$64,993
Assets. Other investments not covered elsewhere at end of year2013-12-31$915,556
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$790,016
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$182,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-731,666
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,298,716
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,030,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,026
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,825,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,937,412
Interest on participant loans2013-12-31$7,902
Value of interest in common/collective trusts at end of year2013-12-31$3,174,776
Value of interest in common/collective trusts at beginning of year2013-12-31$4,448,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,429,892
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,490,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,490,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at beginning of year2013-12-31$1,224,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,061,153
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$79,285
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$110,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$2,710,323
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$4,783,235
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$6,303,698
Aggregate carrying amount (costs) on sale of assets2013-12-31$6,082,375
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EPSTEIN TABOR SCHORR
Accountancy firm EIN2013-12-31251267850
2012 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$777,615
Total unrealized appreciation/depreciation of assets2012-12-31$777,615
Total income from all sources (including contributions)2012-12-31$4,943,498
Total loss/gain on sale of assets2012-12-31$220,563
Total of all expenses incurred2012-12-31$1,884,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,883,313
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,759,085
Value of total assets at end of year2012-12-31$24,030,382
Value of total assets at beginning of year2012-12-31$20,970,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$703
Total interest from all sources2012-12-31$6,650
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$280,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$280,418
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,560,801
Participant contributions at end of year2012-12-31$180,604
Participant contributions at beginning of year2012-12-31$130,566
Participant contributions at end of year2012-12-31$64,993
Participant contributions at beginning of year2012-12-31$221,081
Assets. Other investments not covered elsewhere at end of year2012-12-31$790,016
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,464,639
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$973,589
Other income not declared elsewhere2012-12-31$8,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,059,482
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,030,382
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,970,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$703
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,937,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,604,693
Interest on participant loans2012-12-31$6,650
Value of interest in common/collective trusts at end of year2012-12-31$4,448,903
Value of interest in common/collective trusts at beginning of year2012-12-31$4,323,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,490,236
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,726,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,726,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$332,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$-120,907
Net investment gain/loss from pooled separate accounts2012-12-31$12,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,224,695
Employer contributions (assets) at end of year2012-12-31$1,224,695
Employer contributions (assets) at beginning of year2012-12-31$1,181,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,883,313
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$110,288
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$109,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$4,783,235
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,875,070
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$5,334,452
Aggregate carrying amount (costs) on sale of assets2012-12-31$5,113,889
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EPSTEIN TABOR SCHORR
Accountancy firm EIN2012-12-31251267850
2011 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-417,238
Total unrealized appreciation/depreciation of assets2011-12-31$-417,238
Total income from all sources (including contributions)2011-12-31$-1,867,870
Total loss/gain on sale of assets2011-12-31$-3,718
Total of all expenses incurred2011-12-31$3,305,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,239,496
Expenses. Certain deemed distributions of participant loans2011-12-31$20,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,622,555
Value of total assets at end of year2011-12-31$20,970,900
Value of total assets at beginning of year2011-12-31$26,144,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$45,983
Total interest from all sources2011-12-31$2,494
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$187,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$187,661
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,440,783
Participant contributions at end of year2011-12-31$130,566
Participant contributions at beginning of year2011-12-31$75,002
Participant contributions at end of year2011-12-31$221,081
Participant contributions at beginning of year2011-12-31$94,338
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,464,639
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,567,978
Other income not declared elsewhere2011-12-31$16,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-5,173,598
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,970,900
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,144,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$45,983
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,604,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,356,276
Interest on participant loans2011-12-31$2,494
Value of interest in common/collective trusts at end of year2011-12-31$4,323,873
Value of interest in common/collective trusts at beginning of year2011-12-31$369,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,726,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$332,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$316,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,300,138
Net investment gain/loss from pooled separate accounts2011-12-31$24,357
Net investment gain or loss from common/collective trusts2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,181,772
Employer contributions (assets) at end of year2011-12-31$1,181,772
Employer contributions (assets) at beginning of year2011-12-31$1,055,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,239,496
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$109,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,875,070
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$5,309,437
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$18,469,858
Aggregate carrying amount (costs) on sale of assets2011-12-31$18,473,576
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EPSTEIN TABOR & SCHORR
Accountancy firm EIN2011-12-31251267850
2010 : WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,218,036
Total unrealized appreciation/depreciation of assets2010-12-31$1,218,036
Total income from all sources (including contributions)2010-12-31$4,862,652
Total loss/gain on sale of assets2010-12-31$-14,232
Total of all expenses incurred2010-12-31$1,104,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,039,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,219,138
Value of total assets at end of year2010-12-31$26,144,498
Value of total assets at beginning of year2010-12-31$22,386,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$65,199
Total interest from all sources2010-12-31$2,127
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$156,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$156,388
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,163,711
Participant contributions at end of year2010-12-31$75,002
Participant contributions at beginning of year2010-12-31$37,688
Participant contributions at end of year2010-12-31$94,338
Participant contributions at beginning of year2010-12-31$63,526
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,567,978
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,940,052
Other income not declared elsewhere2010-12-31$42,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,758,014
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,144,498
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,386,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$65,199
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,356,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$13,395,205
Interest on participant loans2010-12-31$2,127
Value of interest in common/collective trusts at end of year2010-12-31$369,384
Value of interest in common/collective trusts at beginning of year2010-12-31$299,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$316,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$300,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,238,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,055,427
Employer contributions (assets) at end of year2010-12-31$1,055,427
Employer contributions (assets) at beginning of year2010-12-31$1,055,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,039,439
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$5,309,437
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,293,952
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$13,358,381
Aggregate carrying amount (costs) on sale of assets2010-12-31$13,372,613
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EPSTEIN TABOR & SCHORR
Accountancy firm EIN2010-12-31251267850

Form 5500 Responses for WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN

2018: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WESTERN PENNSYLVANIA ANESTHESIA ASSOCIATES, LIMITED PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number19012
Policy instance 1
Insurance contract or identification number19012
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameNAYAH H. SHAH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number19012
Policy instance 1
Insurance contract or identification number19012
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number19012
Policy instance 1
Insurance contract or identification number19012
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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