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ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 401k Plan overview

Plan NameALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES
Plan identification number 011

ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALCOA GLOBAL FASTENERS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALCOA GLOBAL FASTENERS, INC.
Employer identification number (EIN):251538236
NAIC Classification:333510

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0112019-01-01
0112017-01-01SCOTT M ZAHORCHAK, VP SCOTT M ZAHORCHAK, VP2018-08-01
0112016-01-01SCOTT M ZAHORCHAK, VP SCOTT M ZAHORCHAK, VP2017-09-18
0112015-01-01JOHN A KENNA, VP TAX JOHN A. KENNA, VP TAX2016-07-15
0112014-01-01JOHN KENNA JOHN KENNA2015-09-25
0112013-01-01JOHN KENNA JOHN KENNA2014-07-24
0112012-01-01JOHN KENNA JOHN KENNA2013-09-20
0112011-01-01JOHN KENNA

Plan Statistics for ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES

401k plan membership statisitcs for ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES

Measure Date Value
2019: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2019 401k membership
Total participants, beginning-of-year2019-01-014,437
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2017: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-01-014,281
Total number of active participants reported on line 7a of the Form 55002017-01-013,630
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01592
Total of all active and inactive participants2017-01-014,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0123
Total participants2017-01-014,245
Number of participants with account balances2017-01-014,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-01-014,604
Total number of active participants reported on line 7a of the Form 55002016-01-014,297
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01743
Total of all active and inactive participants2016-01-015,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0125
Total participants2016-01-015,065
Number of participants with account balances2016-01-014,281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-013,783
Total number of active participants reported on line 7a of the Form 55002015-01-013,158
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01448
Total of all active and inactive participants2015-01-013,606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0119
Total participants2015-01-013,625
Number of participants with account balances2015-01-013,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-013,922
Total number of active participants reported on line 7a of the Form 55002014-01-013,295
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01467
Total of all active and inactive participants2014-01-013,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0120
Total participants2014-01-013,782
Number of participants with account balances2014-01-013,619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-013,682
Total number of active participants reported on line 7a of the Form 55002013-01-013,472
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01423
Total of all active and inactive participants2013-01-013,895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0119
Total participants2013-01-013,914
Number of participants with account balances2013-01-013,655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-014,217
Total number of active participants reported on line 7a of the Form 55002012-01-013,641
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01422
Total of all active and inactive participants2012-01-014,063
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0116
Total participants2012-01-014,079
Number of participants with account balances2012-01-013,682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-014,743
Total number of active participants reported on line 7a of the Form 55002011-01-014,277
Number of other retired or separated participants entitled to future benefits2011-01-01518
Total of all active and inactive participants2011-01-014,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0117
Total participants2011-01-014,812
Number of participants with account balances2011-01-014,217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES

Measure Date Value
2019 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$419,051,532
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$110,719,081
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$39,680,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$39,680,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$42,026,803
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$348,012,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$21,913,421
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$12,932,917
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$767,953
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$6,446,820
Other income not declared elsewhere2019-12-31$1,123,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$71,039,080
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$348,012,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$327,114,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$20,113,382
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$750,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$39,680,001
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$5,508,791
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$19,602,239
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$37,291,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$37,291,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$41,095,390
Value of total assets at end of year2018-12-31$348,012,452
Value of total assets at beginning of year2018-12-31$371,210,398
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$21,056,095
Participant contributions at end of year2018-12-31$12,932,917
Participant contributions at beginning of year2018-12-31$13,463,217
Participant contributions at end of year2018-12-31$767,953
Participant contributions at beginning of year2018-12-31$704,047
Assets. Other investments not covered elsewhere at end of year2018-12-31$6,446,820
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,838,043
Other income not declared elsewhere2018-12-31$-381,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-17,689,155
Value of net assets at end of year (total assets less liabilities)2018-12-31$348,012,452
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$371,210,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in master investment trust accounts at end of year2018-12-31$327,114,214
Value of interest in master investment trust accounts at beginning of year2018-12-31$350,854,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$20,039,295
Employer contributions (assets) at end of year2018-12-31$750,548
Employer contributions (assets) at beginning of year2018-12-31$350,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$37,291,394
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2018-12-31134008324
2017 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$159,056
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$78,869,065
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$29,399,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$29,399,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$28,220,284
Value of total assets at end of year2017-12-31$371,210,398
Value of total assets at beginning of year2017-12-31$321,899,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$18,879,827
Participant contributions at end of year2017-12-31$13,463,217
Participant contributions at beginning of year2017-12-31$12,400,978
Participant contributions at end of year2017-12-31$704,047
Participant contributions at beginning of year2017-12-31$579,625
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,838,043
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,918,905
Other income not declared elsewhere2017-12-31$955,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$49,469,901
Value of net assets at end of year (total assets less liabilities)2017-12-31$371,210,398
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$321,899,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in master investment trust accounts at end of year2017-12-31$350,854,257
Value of interest in master investment trust accounts at beginning of year2017-12-31$303,713,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$9,340,457
Employer contributions (assets) at end of year2017-12-31$350,834
Employer contributions (assets) at beginning of year2017-12-31$286,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$29,399,164
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$37,357,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$44,795,448
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$28,261,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$28,261,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$28,833,251
Value of total assets at end of year2016-12-31$321,899,553
Value of total assets at beginning of year2016-12-31$268,007,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$19,262,770
Participant contributions at end of year2016-12-31$12,400,978
Participant contributions at beginning of year2016-12-31$10,862,613
Participant contributions at end of year2016-12-31$579,625
Participant contributions at beginning of year2016-12-31$420,925
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,918,905
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,317,695
Other income not declared elsewhere2016-12-31$287,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,534,353
Value of net assets at end of year (total assets less liabilities)2016-12-31$321,899,553
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$268,007,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in master investment trust accounts at end of year2016-12-31$303,713,545
Value of interest in master investment trust accounts at beginning of year2016-12-31$252,154,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,570,481
Employer contributions (assets) at end of year2016-12-31$286,500
Employer contributions (assets) at beginning of year2016-12-31$251,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$28,261,095
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$109,352
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$10,621,343
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$23,580,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$23,580,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$23,472,891
Value of total assets at end of year2015-12-31$268,007,351
Value of total assets at beginning of year2015-12-31$281,075,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$16,489,340
Participant contributions at end of year2015-12-31$10,862,613
Participant contributions at beginning of year2015-12-31$10,550,551
Participant contributions at end of year2015-12-31$420,925
Participant contributions at beginning of year2015-12-31$14,950
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,317,695
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,657,327
Other income not declared elsewhere2015-12-31$-273,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-12,958,787
Value of net assets at end of year (total assets less liabilities)2015-12-31$268,007,351
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$281,075,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in master investment trust accounts at end of year2015-12-31$252,154,846
Value of interest in master investment trust accounts at beginning of year2015-12-31$265,844,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,983,551
Employer contributions (assets) at end of year2015-12-31$251,272
Employer contributions (assets) at beginning of year2015-12-31$8,349
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$23,580,130
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$539,828
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$47,465,089
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$19,680,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$19,680,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$21,931,838
Value of total assets at end of year2014-12-31$281,075,490
Value of total assets at beginning of year2014-12-31$253,830,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,345,839
Participant contributions at end of year2014-12-31$10,550,551
Participant contributions at beginning of year2014-12-31$9,692,467
Participant contributions at end of year2014-12-31$14,950
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,657,327
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$4,093,794
Other income not declared elsewhere2014-12-31$263,747
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$27,784,561
Value of net assets at end of year (total assets less liabilities)2014-12-31$281,075,490
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$253,830,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in master investment trust accounts at end of year2014-12-31$265,844,313
Value of interest in master investment trust accounts at beginning of year2014-12-31$240,044,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,585,999
Employer contributions (assets) at end of year2014-12-31$8,349
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$19,680,528
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$15,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$51,798,965
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$16,606,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,606,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,779,976
Value of total assets at end of year2013-12-31$253,830,757
Value of total assets at beginning of year2013-12-31$218,653,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$14,569,015
Participant contributions at end of year2013-12-31$9,692,467
Participant contributions at beginning of year2013-12-31$9,088,913
Assets. Other investments not covered elsewhere at end of year2013-12-31$4,093,794
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$2,724,756
Other income not declared elsewhere2013-12-31$416,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$35,192,076
Value of net assets at end of year (total assets less liabilities)2013-12-31$253,830,757
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$218,653,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in master investment trust accounts at end of year2013-12-31$240,044,496
Value of interest in master investment trust accounts at beginning of year2013-12-31$206,840,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,210,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$16,606,889
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$16,542,614
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$35,379,610
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$12,575,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,575,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$19,585,673
Value of total assets at end of year2012-12-31$218,653,782
Value of total assets at beginning of year2012-12-31$212,392,080
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$13,768,263
Participant contributions at end of year2012-12-31$9,088,913
Participant contributions at beginning of year2012-12-31$9,466,267
Assets. Other investments not covered elsewhere at end of year2012-12-31$2,724,756
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,464,340
Other income not declared elsewhere2012-12-31$103,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,804,316
Value of net assets at end of year (total assets less liabilities)2012-12-31$218,653,782
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$212,392,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in master investment trust accounts at end of year2012-12-31$206,840,113
Value of interest in master investment trust accounts at beginning of year2012-12-31$200,461,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,817,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,575,294
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$220,047,243
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,512,925
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$15,168,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$15,168,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$21,043,513
Value of total assets at end of year2011-12-31$212,392,080
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$14,917,123
Participant contributions at end of year2011-12-31$9,466,267
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,464,340
Other income not declared elsewhere2011-12-31$-273,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-7,655,163
Value of net assets at end of year (total assets less liabilities)2011-12-31$212,392,080
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in master investment trust accounts at end of year2011-12-31$200,461,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,126,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$15,168,088
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324

Form 5500 Responses for ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES

2019: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALCOA RETIREMENT SAVINGS PLAN FOR FASTENERS SYSTEM EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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