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THE 401K PLAN 401k Plan overview

Plan NameTHE 401K PLAN
Plan identification number 098

THE 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATI, INC. has sponsored the creation of one or more 401k plans.

Company Name:ATI, INC.
Employer identification number (EIN):251792394
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about ATI, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-12-28
Company Identification Number: 0802357357
Legal Registered Office Address: 116 15TH ST STE 301

PITTSBURGH
United States of America (USA)
15222

More information about ATI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0982016-01-01TERRANCE R. BROWN TERRANCE R. BROWN2017-01-25
0982016-01-01 TERRANCE R. BROWN2017-02-22
0982015-01-01TERRANCE R. BROWN TERRANCE R. BROWN2016-10-04
0982014-01-01RICHARD D. MERCER RICHARD D. MERCER2015-09-22
0982013-01-01RICHARD MERCER RICHARD MERCER2014-10-06
0982012-01-01RICHARD MERCER RICHARD MERCER2013-10-10
0982011-01-01RICHARD MERCER RICHARD MERCER2012-09-27
0982010-01-01RICHARD MERCER RICHARD MERCER2011-10-03
0982009-01-01RICHARD MERCER RICHARD MERCER2010-09-17

Plan Statistics for THE 401K PLAN

401k plan membership statisitcs for THE 401K PLAN

Measure Date Value
2016: THE 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,617
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016,975
Total number of active participants reported on line 7a of the Form 55002015-01-013,784
Number of retired or separated participants receiving benefits2015-01-0121
Number of other retired or separated participants entitled to future benefits2015-01-01812
Total of all active and inactive participants2015-01-014,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014,617
Number of participants with account balances2015-01-011,822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0145
2014: THE 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,482
Total number of active participants reported on line 7a of the Form 55002014-01-013,825
Number of retired or separated participants receiving benefits2014-01-01247
Number of other retired or separated participants entitled to future benefits2014-01-012,889
Total of all active and inactive participants2014-01-016,961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0114
Total participants2014-01-016,975
Number of participants with account balances2014-01-016,573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: THE 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017,956
Total number of active participants reported on line 7a of the Form 55002013-01-013,754
Number of retired or separated participants receiving benefits2013-01-01217
Number of other retired or separated participants entitled to future benefits2013-01-013,502
Total of all active and inactive participants2013-01-017,473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-017,482
Number of participants with account balances2013-01-017,105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0151
2012: THE 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,974
Total number of active participants reported on line 7a of the Form 55002012-01-014,894
Number of retired or separated participants receiving benefits2012-01-01210
Number of other retired or separated participants entitled to future benefits2012-01-012,843
Total of all active and inactive participants2012-01-017,947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-017,956
Number of participants with account balances2012-01-017,647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115
2011: THE 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,620
Total number of active participants reported on line 7a of the Form 55002011-01-014,905
Number of retired or separated participants receiving benefits2011-01-0132
Number of other retired or separated participants entitled to future benefits2011-01-013,030
Total of all active and inactive participants2011-01-017,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-017,974
Number of participants with account balances2011-01-017,614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0128
2010: THE 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,575
Total number of active participants reported on line 7a of the Form 55002010-01-014,543
Number of retired or separated participants receiving benefits2010-01-0133
Number of other retired or separated participants entitled to future benefits2010-01-013,039
Total of all active and inactive participants2010-01-017,615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-017,620
Number of participants with account balances2010-01-017,218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0113
2009: THE 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,986
Total number of active participants reported on line 7a of the Form 55002009-01-014,426
Number of retired or separated participants receiving benefits2009-01-0133
Number of other retired or separated participants entitled to future benefits2009-01-013,112
Total of all active and inactive participants2009-01-017,571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-017,575
Number of participants with account balances2009-01-017,220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on THE 401K PLAN

Measure Date Value
2016 : THE 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total transfer of assets from this plan2016-08-31$64,907,508
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$10,456,227
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$3,558,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$3,555,048
Expenses. Certain deemed distributions of participant loans2016-08-31$-4,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$4,016,750
Value of total assets at end of year2016-08-31$0
Value of total assets at beginning of year2016-08-31$58,009,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$7,835
Total interest from all sources2016-08-31$172,192
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-08-31$0
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$25,000,000
If this is an individual account plan, was there a blackout period2016-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$2,443,255
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$5,699,939
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$130,381
Income. Received or receivable in cash from other sources (including rollovers)2016-08-31$3,544
Other income not declared elsewhere2016-08-31$1,139
Administrative expenses (other) incurred2016-08-31$7,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$6,898,202
Value of net assets at end of year (total assets less liabilities)2016-08-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$58,009,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$26,366
Interest on participant loans2016-08-31$172,192
Value of interest in master investment trust accounts at end of year2016-08-31$0
Value of interest in master investment trust accounts at beginning of year2016-08-31$52,079,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$13,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Contributions received in cash from employer2016-08-31$1,569,951
Employer contributions (assets) at end of year2016-08-31$0
Employer contributions (assets) at beginning of year2016-08-31$73,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$3,555,048
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-08-31Yes
Did the plan have assets held for investment2016-08-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31No
Opinion of an independent qualified public accountant for this plan2016-08-31Unqualified
Accountancy firm name2016-08-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2016-08-31251408703
2015 : THE 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$263,362,600
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$20,710,309
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$26,925,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$26,684,103
Expenses. Certain deemed distributions of participant loans2015-12-31$106,468
Value of total corrective distributions2015-12-31$91,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$36,927,633
Value of total assets at end of year2015-12-31$58,009,306
Value of total assets at beginning of year2015-12-31$327,587,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$43,680
Total interest from all sources2015-12-31$832,968
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$16,821,648
Participant contributions at end of year2015-12-31$5,699,939
Participant contributions at beginning of year2015-12-31$19,276,686
Participant contributions at end of year2015-12-31$130,381
Participant contributions at beginning of year2015-12-31$306,807
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,062,664
Other income not declared elsewhere2015-12-31$10,648
Administrative expenses (other) incurred2015-12-31$43,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-6,215,321
Value of net assets at end of year (total assets less liabilities)2015-12-31$58,009,306
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$327,587,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$26,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$925,906
Interest on participant loans2015-12-31$832,968
Value of interest in master investment trust accounts at end of year2015-12-31$52,079,529
Value of interest in master investment trust accounts at beginning of year2015-12-31$305,418,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$13,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$19,043,321
Employer contributions (assets) at end of year2015-12-31$73,091
Employer contributions (assets) at beginning of year2015-12-31$1,659,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$26,684,103
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2015-12-31251408703
2014 : THE 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$1,068,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$43,269,203
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$47,489,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$47,222,544
Expenses. Certain deemed distributions of participant loans2014-12-31$185,297
Value of total corrective distributions2014-12-31$63,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$23,885,022
Value of total assets at end of year2014-12-31$327,587,227
Value of total assets at beginning of year2014-12-31$332,875,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,990
Total interest from all sources2014-12-31$795,207
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,149,066
Participant contributions at end of year2014-12-31$19,276,686
Participant contributions at beginning of year2014-12-31$18,700,066
Participant contributions at end of year2014-12-31$306,807
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$722,684
Other income not declared elsewhere2014-12-31$63,865
Administrative expenses (other) incurred2014-12-31$17,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-4,219,920
Value of net assets at end of year (total assets less liabilities)2014-12-31$327,587,227
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$332,875,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$925,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$945,246
Interest on participant loans2014-12-31$795,207
Value of interest in master investment trust accounts at end of year2014-12-31$305,418,633
Value of interest in master investment trust accounts at beginning of year2014-12-31$311,842,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$114,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,013,272
Employer contributions (assets) at end of year2014-12-31$1,659,195
Employer contributions (assets) at beginning of year2014-12-31$1,387,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$47,222,544
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2014-12-31251408703
2013 : THE 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$8,671,585
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$76,283,343
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$26,553,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$26,510,870
Expenses. Certain deemed distributions of participant loans2013-12-31$37,149
Value of total corrective distributions2013-12-31$3,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$26,289,602
Value of total assets at end of year2013-12-31$332,875,302
Value of total assets at beginning of year2013-12-31$291,816,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,625
Total interest from all sources2013-12-31$818,004
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$17,414,122
Participant contributions at end of year2013-12-31$18,700,066
Participant contributions at beginning of year2013-12-31$17,411,695
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$304,996
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$160,623
Other income not declared elsewhere2013-12-31$8,265
Administrative expenses (other) incurred2013-12-31$1,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$49,730,042
Value of net assets at end of year (total assets less liabilities)2013-12-31$332,875,302
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$291,816,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$945,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$612,597
Interest on participant loans2013-12-31$818,004
Value of interest in master investment trust accounts at end of year2013-12-31$311,842,668
Value of interest in master investment trust accounts at beginning of year2013-12-31$271,903,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$200,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,714,857
Employer contributions (assets) at end of year2013-12-31$1,387,322
Employer contributions (assets) at beginning of year2013-12-31$1,583,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$26,510,870
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31SCHNEIDER DOWNS
Accountancy firm EIN2013-12-31251408703
2012 : THE 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$42,900,074
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$19,374,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$19,086,414
Expenses. Certain deemed distributions of participant loans2012-12-31$216,541
Value of total corrective distributions2012-12-31$70,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$28,876,770
Value of total assets at end of year2012-12-31$291,816,845
Value of total assets at beginning of year2012-12-31$268,291,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,625
Total interest from all sources2012-12-31$740,270
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$18,483,501
Participant contributions at end of year2012-12-31$17,411,695
Participant contributions at beginning of year2012-12-31$15,766,253
Participant contributions at end of year2012-12-31$304,996
Participant contributions at beginning of year2012-12-31$247,124
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$41,828,707
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,183,309
Other income not declared elsewhere2012-12-31$7,342
Administrative expenses (other) incurred2012-12-31$1,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$23,525,208
Value of net assets at end of year (total assets less liabilities)2012-12-31$291,816,845
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$268,291,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$612,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$75,418,137
Interest on participant loans2012-12-31$740,270
Value of interest in master investment trust accounts at end of year2012-12-31$271,903,778
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$101,372,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$66,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$32,029,633
Contributions received in cash from employer2012-12-31$9,209,960
Employer contributions (assets) at end of year2012-12-31$1,583,779
Employer contributions (assets) at beginning of year2012-12-31$1,629,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$19,086,414
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : THE 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-3,958,550
Total unrealized appreciation/depreciation of assets2011-12-31$-3,958,550
Total transfer of assets from this plan2011-12-31$55,052
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$24,215,758
Total loss/gain on sale of assets2011-12-31$546,244
Total of all expenses incurred2011-12-31$17,315,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$16,502,136
Expenses. Certain deemed distributions of participant loans2011-12-31$181,719
Value of total corrective distributions2011-12-31$172,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$27,543,738
Value of total assets at end of year2011-12-31$268,291,637
Value of total assets at beginning of year2011-12-31$261,446,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$459,051
Total interest from all sources2011-12-31$734,353
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$17,875,172
Participant contributions at end of year2011-12-31$15,766,253
Participant contributions at beginning of year2011-12-31$14,504,120
Participant contributions at end of year2011-12-31$247,124
Participant contributions at beginning of year2011-12-31$209,286
Assets. Other investments not covered elsewhere at end of year2011-12-31$41,828,707
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$37,659,802
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,064,049
Other income not declared elsewhere2011-12-31$1,400,340
Administrative expenses (other) incurred2011-12-31$459,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,900,403
Value of net assets at end of year (total assets less liabilities)2011-12-31$268,291,637
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$261,446,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$75,418,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$166,199,013
Interest on participant loans2011-12-31$734,353
Value of interest in common/collective trusts at end of year2011-12-31$101,372,630
Value of interest in common/collective trusts at beginning of year2011-12-31$1,023,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$7,259,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$7,259,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$2,102,013
Net investment gain or loss from common/collective trusts2011-12-31$-4,152,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$32,029,633
Assets. Invements in employer securities at beginning of year2011-12-31$33,176,158
Contributions received in cash from employer2011-12-31$8,604,517
Employer contributions (assets) at end of year2011-12-31$1,629,153
Employer contributions (assets) at beginning of year2011-12-31$1,415,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$16,502,136
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$12,567,083
Aggregate carrying amount (costs) on sale of assets2011-12-31$12,020,839
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2011-12-31346565596
2010 : THE 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$5,553,357
Total unrealized appreciation/depreciation of assets2010-12-31$5,553,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$53,670,270
Total loss/gain on sale of assets2010-12-31$1,251,051
Total of all expenses incurred2010-12-31$16,674,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,986,620
Expenses. Certain deemed distributions of participant loans2010-12-31$148,750
Value of total corrective distributions2010-12-31$136,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$22,899,799
Value of total assets at end of year2010-12-31$261,446,286
Value of total assets at beginning of year2010-12-31$224,450,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$402,719
Total interest from all sources2010-12-31$1,221,803
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$15,012,930
Participant contributions at end of year2010-12-31$14,504,120
Participant contributions at beginning of year2010-12-31$13,320,262
Participant contributions at end of year2010-12-31$209,286
Participant contributions at beginning of year2010-12-31$169,654
Assets. Other investments not covered elsewhere at end of year2010-12-31$37,659,802
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$40,369,990
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$738,384
Other income not declared elsewhere2010-12-31$1,289,117
Administrative expenses (other) incurred2010-12-31$402,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$36,995,927
Value of net assets at end of year (total assets less liabilities)2010-12-31$261,446,286
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$224,450,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$166,199,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$46,906,166
Interest on participant loans2010-12-31$775,767
Value of interest in common/collective trusts at end of year2010-12-31$1,023,047
Value of interest in common/collective trusts at beginning of year2010-12-31$91,206,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$7,259,016
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,419,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,419,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$446,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$19,517,135
Net investment gain or loss from common/collective trusts2010-12-31$1,938,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$33,176,158
Assets. Invements in employer securities at beginning of year2010-12-31$26,747,190
Contributions received in cash from employer2010-12-31$7,148,485
Employer contributions (assets) at end of year2010-12-31$1,415,844
Employer contributions (assets) at beginning of year2010-12-31$1,311,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,986,620
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$11,626,997
Aggregate carrying amount (costs) on sale of assets2010-12-31$10,375,946
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2010-12-31346565596
2009 : THE 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE 401K PLAN

2016: THE 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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