401k Plan data: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN plan

MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 401k Plan overview

Plan Name	MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN
Plan identification number	001

MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MONGIOVI & SON ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: MONGIOVI & SON ENTERPRISES, INC.

Employer identification number (EIN): 251824554

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 DAVID FITCH 2023-09-18
001 2021-01-01
001 2020-01-01
001 2019-01-01 TOM SIMCHAK 2020-06-02
001 2018-01-01 TOM SIMCHAK 2019-05-02
001 2017-01-01 TOM SIMCHAK 2018-06-12
001 2016-01-01 TOM SIMCHAK 2017-06-20
001 2015-01-01 TOM SIMCHAK 2016-06-02
001 2014-01-01 TOM SIMCHAK 2015-06-10
001 2013-01-01 TOM SIMCHAK 2014-06-30
001 2012-01-01 TOM SIMCHAK 2013-06-24
001 2011-01-01 TOM SIMCHAK 2012-06-20
001 2010-01-01 TOM SIMCHAK 2011-06-21
001 2009-01-01 RICHARD MONGIOVI

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	DAVID FITCH	2023-09-18
001	2021-01-01
001	2020-01-01
001	2019-01-01	TOM SIMCHAK	2020-06-02
001	2018-01-01	TOM SIMCHAK	2019-05-02
001	2017-01-01	TOM SIMCHAK	2018-06-12
001	2016-01-01	TOM SIMCHAK	2017-06-20
001	2015-01-01	TOM SIMCHAK	2016-06-02
001	2014-01-01	TOM SIMCHAK	2015-06-10
001	2013-01-01	TOM SIMCHAK	2014-06-30
001	2012-01-01	TOM SIMCHAK	2013-06-24
001	2011-01-01	TOM SIMCHAK	2012-06-20
001	2010-01-01	TOM SIMCHAK	2011-06-21
001	2009-01-01	RICHARD MONGIOVI

Plan Statistics for MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN

401k plan membership statisitcs for MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN

Measure Date Value
2021: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 80
Number of retired or separated participants receiving benefits 2021-01-01 3
Number of other retired or separated participants entitled to future benefits 2021-01-01 14
Total of all active and inactive participants 2021-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 97
Number of participants with account balances 2021-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 117
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 6
Total of all active and inactive participants 2020-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 124
Number of participants with account balances 2020-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2009: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 81
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 92
Number of participants with account balances 2009-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2021: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	80
Number of retired or separated participants receiving benefits	2021-01-01	3
Number of other retired or separated participants entitled to future benefits	2021-01-01	14
Total of all active and inactive participants	2021-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	97
Number of participants with account balances	2021-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	117
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	6
Total of all active and inactive participants	2020-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	124
Number of participants with account balances	2020-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2009: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	81
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	92
Number of participants with account balances	2009-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN

Measure	Date	Value
2021 : MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$476,476
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$179,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$178,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$307,191
Value of total assets at end of year	2021-12-31	$1,650,099
Value of total assets at beginning of year	2021-12-31	$1,353,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,270
Total interest from all sources	2021-12-31	$693
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$150,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$154,685
Participant contributions at end of year	2021-12-31	$17,458
Participant contributions at beginning of year	2021-12-31	$16,376
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$113,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$296,503
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$1,650,099
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$1,353,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$1,384,865
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$1,092,468
Interest on participant loans	2021-12-31	$693
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$209,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$212,143
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$168,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$38,671
Employer contributions (assets) at end of year	2021-12-31	$38,671
Employer contributions (assets) at beginning of year	2021-12-31	$32,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$178,703
Contract administrator fees	2021-12-31	$1,270
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CASE SABATINI & COMPANY
Accountancy firm EIN	2021-12-31	251371209
2020 : MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$323,280
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$103,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$102,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$163,048
Value of total assets at end of year	2020-12-31	$1,353,596
Value of total assets at beginning of year	2020-12-31	$1,133,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$1,444
Total interest from all sources	2020-12-31	$421
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$100
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$100
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$113,391
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$130,439
Participant contributions at end of year	2020-12-31	$16,376
Participant contributions at beginning of year	2020-12-31	$10,850
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$2,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$219,690
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$1,353,596
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,133,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$1,092,468
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$931,301
Interest on participant loans	2020-12-31	$421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$212,143
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$162,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$159,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$32,609
Employer contributions (assets) at end of year	2020-12-31	$32,609
Employer contributions (assets) at beginning of year	2020-12-31	$26,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$102,146
Contract administrator fees	2020-12-31	$1,444
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CASE SABATINI & COMPANY
Accountancy firm EIN	2020-12-31	251371209
2009 : MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN

2021: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2009: MONGIOVI & SON ENTERPRISE INC. PROFIT SHARING 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-843549

Policy instance

Insurance contract or identification number	GA-843549
Number of Individuals Covered	50
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $710
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	710
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker organization code?	5

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

GA-843549

Policy instance

Insurance contract or identification number	GA-843549
Number of Individuals Covered	43
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $551
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	551
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker organization code?	5

Potentially related plans

MONGIOVI & SON EMPLOYEE BENEFITS PLAN [EIN = 251824555]

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Company Name:	MONGIOVI & SON ENTERPRISES, INC.
Employer identification number (EIN):	251824554
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors