THE RAILROAD ASSOCIATES CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN
401k plan membership statisitcs for THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2017: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 0 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 0 |
| 2016: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 0 |
| 2015: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 8 |
| Total of all active and inactive participants | 2015-01-01 | 8 |
| Total participants | 2015-01-01 | 8 |
| 2014: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 2 |
| Total of all active and inactive participants | 2014-01-01 | 10 |
| Total participants | 2014-01-01 | 10 |
| 2013: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 16 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 28 |
| Number of participants with account balances | 2013-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 10 |
| Total of all active and inactive participants | 2012-01-01 | 10 |
| Total participants | 2012-01-01 | 10 |
| 2011: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 10 |
| Total of all active and inactive participants | 2011-01-01 | 10 |
| Total participants | 2011-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 11 |
| 2010: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 29 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 28 |
| Total of all active and inactive participants | 2010-01-01 | 28 |
| Total participants | 2010-01-01 | 28 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| 2009: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 3 |
| Total of all active and inactive participants | 2009-01-01 | 29 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 29 |
| Number of participants with account balances | 2009-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 2 |
| 2007: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2007 401k membership |
|---|
| Total participants, beginning-of-year | 2007-01-01 | 0 |
| Total number of active participants reported on line 7a of the Form 5500 | 2007-01-01 | 18 |
| Number of retired or separated participants receiving benefits | 2007-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2007-01-01 | 0 |
| Total of all active and inactive participants | 2007-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2007-01-01 | 0 |
| Total participants | 2007-01-01 | 18 |
| Number of participants with account balances | 2007-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2007-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2017 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-12-31 | $0 |
| Total plan liabilities at beginning of year | 2017-12-31 | $0 |
| Total income from all sources | 2017-12-31 | $0 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $0 |
| Total plan assets at end of year | 2017-12-31 | $0 |
| Total plan assets at beginning of year | 2017-12-31 | $0 |
| Value of fidelity bond covering the plan | 2017-12-31 | $1,000,000 |
| Net income (gross income less expenses) | 2017-12-31 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Expenses. Total of all expenses incurred | 2016-12-31 | $0 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $0 |
| Value of fidelity bond covering the plan | 2016-12-31 | $1,000,000 |
| Net income (gross income less expenses) | 2016-12-31 | $0 |
| 2015 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2015 401k financial data |
|---|
| Expenses. Total of all expenses incurred | 2015-12-31 | $361,542 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $361,542 |
| Total plan assets at end of year | 2015-12-31 | $0 |
| Total plan assets at beginning of year | 2015-12-31 | $361,542 |
| Value of fidelity bond covering the plan | 2015-12-31 | $1,000,000 |
| Net income (gross income less expenses) | 2015-12-31 | $-361,542 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $361,542 |
| 2014 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $0 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $106,044 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $106,044 |
| Total plan assets at end of year | 2014-12-31 | $361,542 |
| Total plan assets at beginning of year | 2014-12-31 | $467,586 |
| Value of fidelity bond covering the plan | 2014-12-31 | $1,000,000 |
| Net income (gross income less expenses) | 2014-12-31 | $-106,044 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $361,542 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $467,586 |
| 2013 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $166,509 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | Yes |
| 2012 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $480,000 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $850 |
| Total plan assets at end of year | 2012-12-31 | $480,000 |
| Total plan assets at beginning of year | 2012-12-31 | $467,586 |
| Value of fidelity bond covering the plan | 2012-12-31 | $1,000,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $850 |
| Net income (gross income less expenses) | 2012-12-31 | $479,150 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $480,000 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $467,586 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $480,000 |
| 2011 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2011-12-31 | $167,492 |
| Total income from all sources | 2011-12-31 | $24,849 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $850 |
| Total plan assets at end of year | 2011-12-31 | $467,586 |
| Total plan assets at beginning of year | 2011-12-31 | $487,564 |
| Net income (gross income less expenses) | 2011-12-31 | $23,999 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $467,586 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $320,072 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $24,849 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $850 |
| 2010 : THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $167,492 |
| Total plan liabilities at beginning of year | 2010-12-31 | $3,125,527 |
| Total income from all sources | 2010-12-31 | $-335,660 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $8,500 |
| Total plan assets at end of year | 2010-12-31 | $487,594 |
| Total plan assets at beginning of year | 2010-12-31 | $2,474,795 |
| Other income received | 2010-12-31 | $-361,209 |
| Net income (gross income less expenses) | 2010-12-31 | $-344,160 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $320,102 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $-650,732 |
| Assets. Value of employer securities | 2010-12-31 | $320,072 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $25,549 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $8,500 |
| 2017: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | This submission is the final filing | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | First time form 5500 has been submitted | Yes |
| 2011-01-01 | Submission has been amended | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| 2007: THE RAILROAD ASSOCIATES CORPORATION EMPOYEE STOCK OWNERSHIP PLAN 2007 form 5500 responses |
|---|
| 2007-01-01 | Type of plan entity | Single employer plan |
| 2007-01-01 | Submission has been amended | Yes |
| 2007-01-01 | This submission is the final filing | No |
| 2007-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2007-01-01 | Plan is a collectively bargained plan | No |
| 2007-01-01 | Plan funding arrangement – Trust | Yes |
| 2007-01-01 | Plan benefit arrangement - Trust | Yes |
