401k Plan data: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP plan

FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 401k Plan overview

Plan Name	FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP
Plan identification number	002

FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.

401k Sponsoring company profile

FIRST FEDERAL SAVINGS AND LOAN ASSN OF HAZARD has sponsored the creation of one or more 401k plans.

Company Name: FIRST FEDERAL SAVINGS AND LOAN ASSN OF HAZARD

Employer identification number (EIN): 260107602

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 R. CLAY HULETTE
002 2014-01-01 R. CLAY HULETTE
002 2013-01-01 R. CLAY HULETTE
002 2012-01-01 LOU ELLA FARLER
002 2011-01-01 TONY D WHITAKER, PRESIDENTCEO
002 2010-01-01 TONY D WHITAKER, PRESIDENTCEO
002 2009-01-01 TONY D WHITAKER

Plan id#	Filing Submission Date	Name of Administrator
002	2015-01-01	R. CLAY HULETTE
002	2014-01-01	R. CLAY HULETTE
002	2013-01-01	R. CLAY HULETTE
002	2012-01-01	LOU ELLA FARLER
002	2011-01-01	TONY D WHITAKER, PRESIDENTCEO
002	2010-01-01	TONY D WHITAKER, PRESIDENTCEO
002	2009-01-01	TONY D WHITAKER

Plan Statistics for FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP

401k plan membership statisitcs for FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP

Measure Date Value
2015: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2015 401k membership
Total participants, beginning-of-year 2015-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 10
Number of participants with account balances 2015-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 12
Number of participants with account balances 2014-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2013 401k membership
Total participants, beginning-of-year 2013-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 11
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 12
Number of participants with account balances 2013-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13
Total of all active and inactive participants 2012-01-01 13
Total participants 2012-01-01 13
2011: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2011 401k membership
Total participants, beginning-of-year 2011-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 12
Total of all active and inactive participants 2011-01-01 12
Total participants 2011-01-01 12
2010: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2010 401k membership
Total participants, beginning-of-year 2010-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 13
Total of all active and inactive participants 2010-01-01 13
Total participants 2010-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Total of all active and inactive participants 2009-01-01 14
Total participants 2009-01-01 14
Number of participants with account balances 2009-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2015: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2015 401k membership
Total participants, beginning-of-year	2015-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	10
Number of participants with account balances	2015-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	12
Number of participants with account balances	2014-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2013 401k membership
Total participants, beginning-of-year	2013-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	11
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	12
Number of participants with account balances	2013-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13
Total of all active and inactive participants	2012-01-01	13
Total participants	2012-01-01	13
2011: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2011 401k membership
Total participants, beginning-of-year	2011-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	12
Total of all active and inactive participants	2011-01-01	12
Total participants	2011-01-01	12
2010: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2010 401k membership
Total participants, beginning-of-year	2010-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	13
Total of all active and inactive participants	2010-01-01	13
Total participants	2010-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Total of all active and inactive participants	2009-01-01	14
Total participants	2009-01-01	14
Number of participants with account balances	2009-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP

Measure	Date	Value
2015 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$1,432,763
Total plan liabilities at beginning of year	2015-12-31	$1,624,470
Total income from all sources	2015-12-31	$643,844
Expenses. Total of all expenses incurred	2015-12-31	$211,591
Benefits paid (including direct rollovers)	2015-12-31	$123,705
Total plan assets at end of year	2015-12-31	$2,625,129
Total plan assets at beginning of year	2015-12-31	$2,384,583
Value of fidelity bond covering the plan	2015-12-31	$5,000,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$87,886
Other income received	2015-12-31	$403,006
Net income (gross income less expenses)	2015-12-31	$432,253
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,192,366
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$760,113
Assets. Value of employer securities	2015-12-31	$2,356,547
Total contributions received or receivable from employer(s)	2015-12-31	$240,838
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$1,624,470
Total plan liabilities at beginning of year	2014-12-31	$1,779,640
Total income from all sources	2014-12-31	$353,103
Expenses. Total of all expenses incurred	2014-12-31	$127,648
Benefits paid (including direct rollovers)	2014-12-31	$3,226
Total plan assets at end of year	2014-12-31	$2,384,583
Total plan assets at beginning of year	2014-12-31	$2,314,298
Value of fidelity bond covering the plan	2014-12-31	$5,000,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$124,422
Other income received	2014-12-31	$133,641
Net income (gross income less expenses)	2014-12-31	$225,455
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$760,113
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$534,658
Assets. Value of employer securities	2014-12-31	$2,154,486
Total contributions received or receivable from employer(s)	2014-12-31	$219,462
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$1,779,640
Total plan liabilities at beginning of year	2013-12-31	$1,951,879
Total income from all sources	2013-12-31	$471,208
Expenses. Total of all expenses incurred	2013-12-31	$500,370
Benefits paid (including direct rollovers)	2013-12-31	$393,017
Total plan assets at end of year	2013-12-31	$2,314,298
Total plan assets at beginning of year	2013-12-31	$2,515,699
Expenses. Other expenses not covered elsewhere	2013-12-31	$107,353
Other income received	2013-12-31	$259,296
Net income (gross income less expenses)	2013-12-31	$-29,162
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$534,658
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$563,820
Assets. Value of employer securities	2013-12-31	$2,130,800
Total contributions received or receivable from employer(s)	2013-12-31	$211,912
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$1,951,879
Total plan liabilities at beginning of year	2012-12-31	$2,115,139
Total income from all sources	2012-12-31	$250,356
Expenses. Total of all expenses incurred	2012-12-31	$116,332
Total plan assets at end of year	2012-12-31	$2,515,699
Total plan assets at beginning of year	2012-12-31	$3,040,816
Expenses. Other expenses not covered elsewhere	2012-12-31	$116,332
Other income received	2012-12-31	$131,873
Net income (gross income less expenses)	2012-12-31	$134,024
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$563,820
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$925,677
Assets. Value of employer securities	2012-12-31	$2,308,949
Total contributions received or receivable from employer(s)	2012-12-31	$118,483
2011 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$2,115,139
Total plan liabilities at beginning of year	2011-12-31	$2,312,122
Total income from all sources	2011-12-31	$137,216
Expenses. Total of all expenses incurred	2011-12-31	$220,541
Benefits paid (including direct rollovers)	2011-12-31	$85,389
Total plan assets at end of year	2011-12-31	$3,040,816
Total plan assets at beginning of year	2011-12-31	$3,469,170
Expenses. Other expenses not covered elsewhere	2011-12-31	$135,152
Other income received	2011-12-31	$137,216
Net income (gross income less expenses)	2011-12-31	$-83,325
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$925,677
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,157,048
Assets. Value of employer securities	2011-12-31	$2,804,830
2010 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$2,312,122
Total plan liabilities at beginning of year	2010-12-31	$2,456,601
Total income from all sources	2010-12-31	$656,989
Expenses. Total of all expenses incurred	2010-12-31	$234,489
Benefits paid (including direct rollovers)	2010-12-31	$99,376
Total plan assets at end of year	2010-12-31	$3,469,170
Total plan assets at beginning of year	2010-12-31	$3,664,861
Expenses. Other expenses not covered elsewhere	2010-12-31	$135,113
Other income received	2010-12-31	$32,163
Net income (gross income less expenses)	2010-12-31	$422,500
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,157,048
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,208,260
Assets. Value of employer securities	2010-12-31	$3,035,886
Total contributions received or receivable from employer(s)	2010-12-31	$624,826
2005 : FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2005 401k financial data
Total plan liabilities at end of year	2005-12-31	$3,191,520
Total income from all sources	2005-12-31	$332,656
Expenses. Total of all expenses incurred	2005-12-31	$154,446
Total plan assets at end of year	2005-12-31	$3,504,519
Expenses. Other expenses not covered elsewhere	2005-12-31	$154,446
Other income received	2005-12-31	$101,092
Net income (gross income less expenses)	2005-12-31	$178,210
Net plan assets at end of year (total assets less liabilities)	2005-12-31	$312,999
Assets. Value of employer securities	2005-12-31	$3,504,519
Total contributions received or receivable from employer(s)	2005-12-31	$231,564

Form 5500 Responses for FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP

2015: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRST FEDERAL SAVINGS AND LOAN ASSN ESOP 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST FEDERAL SAVINGS AND LOAN ASSN OF HAZARD
Employer identification number (EIN):	260107602
NAIC Classification:	522120
NAIC Description:	Savings Institutions