LEGG MASON INVESTMENT COUNSEL & TRUST COMPANY, N.A. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LEGG MASON COLLECTIVE TRUST - WESTERN ASSET CORE PLUS BOND CIF
401k plan membership statisitcs for LEGG MASON COLLECTIVE TRUST - WESTERN ASSET CORE PLUS BOND CIF
| Measure | Date | Value |
|---|
| 2013 : LEGG MASON COLLECTIVE TRUST - WESTERN ASSET CORE PLUS BOND CIF 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-7,108,047 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-7,108,047 |
| Total transfer of assets to this plan | 2013-12-31 | $61,735,081 |
| Total transfer of assets from this plan | 2013-12-31 | $248,485,708 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $259,750,881 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $26,875,334 |
| Total income from all sources (including contributions) | 2013-12-31 | $-1,522,901 |
| Total loss/gain on sale of assets | 2013-12-31 | $-574,740 |
| Total of all expenses incurred | 2013-12-31 | $679,789 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $259,750,881 |
| Value of total assets at beginning of year | 2013-12-31 | $215,828,651 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $679,789 |
| Total interest from all sources | 2013-12-31 | $6,135,362 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $24,524 |
| Administrative expenses professional fees incurred | 2013-12-31 | $32,125 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $334,118 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $489,745 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $7,471,620 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $245,973,232 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $8,602,298 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $259,750,881 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $26,875,334 |
| Administrative expenses (other) incurred | 2013-12-31 | $62,921 |
| Value of net income/loss | 2013-12-31 | $-2,202,690 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $188,953,317 |
| Investment advisory and management fees | 2013-12-31 | $584,743 |
| Interest earned on other investments | 2013-12-31 | $482,419 |
| Income. Interest from US Government securities | 2013-12-31 | $2,028,223 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $3,620,859 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $13,287,904 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,433,793 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,433,793 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $3,861 |
| Asset value of US Government securities at end of year | 2013-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $108,054,480 |
| Income. Dividends from preferred stock | 2013-12-31 | $24,524 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $89,932,342 |
| Aggregate proceeds on sale of assets | 2013-12-31 | $3,159,337,579 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $3,159,912,319 |
| 2012 : LEGG MASON COLLECTIVE TRUST - WESTERN ASSET CORE PLUS BOND CIF 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $3,743,587 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $3,743,587 |
| Total transfer of assets to this plan | 2012-12-31 | $54,504,222 |
| Total transfer of assets from this plan | 2012-12-31 | $68,242,825 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $26,875,334 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $55,196,621 |
| Total income from all sources (including contributions) | 2012-12-31 | $14,294,067 |
| Total loss/gain on sale of assets | 2012-12-31 | $4,750,533 |
| Total of all expenses incurred | 2012-12-31 | $622,146 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $215,828,651 |
| Value of total assets at beginning of year | 2012-12-31 | $244,216,620 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $622,146 |
| Total interest from all sources | 2012-12-31 | $5,780,701 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $19,246 |
| Administrative expenses professional fees incurred | 2012-12-31 | $32,120 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $334,118 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $241,409 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $7,471,620 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $1,443,473 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $8,602,298 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $28,376,454 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $26,875,334 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $55,196,621 |
| Administrative expenses (other) incurred | 2012-12-31 | $50,206 |
| Value of net income/loss | 2012-12-31 | $13,671,921 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $188,953,317 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $189,019,999 |
| Investment advisory and management fees | 2012-12-31 | $539,820 |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $1,370,879 |
| Interest earned on other investments | 2012-12-31 | $-547,266 |
| Income. Interest from US Government securities | 2012-12-31 | $1,955,545 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $2,984,410 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,433,793 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $304,901 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $304,901 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $17,133 |
| Asset value of US Government securities at end of year | 2012-12-31 | $108,054,480 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $125,575,479 |
| Income. Dividends from preferred stock | 2012-12-31 | $19,246 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $89,932,342 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $88,266,825 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $8,079 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $4,364,311,203 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $4,359,560,670 |
| 2011 : LEGG MASON COLLECTIVE TRUST - WESTERN ASSET CORE PLUS BOND CIF 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $1,612,073 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $1,612,073 |
| Total transfer of assets to this plan | 2011-12-31 | $62,365,571 |
| Total transfer of assets from this plan | 2011-12-31 | $24,791,105 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $55,196,621 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $73,901,876 |
| Total income from all sources (including contributions) | 2011-12-31 | $13,526,962 |
| Total loss/gain on sale of assets | 2011-12-31 | $5,426,280 |
| Total of all expenses incurred | 2011-12-31 | $645,800 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $244,216,620 |
| Value of total assets at beginning of year | 2011-12-31 | $212,466,247 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $645,800 |
| Total interest from all sources | 2011-12-31 | $6,542,637 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $18,168 |
| Administrative expenses professional fees incurred | 2011-12-31 | $40,875 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $241,409 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $287,091 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $1,443,473 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $10,803,509 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $28,376,454 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $41,541,597 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $55,196,621 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $73,901,876 |
| Other income not declared elsewhere | 2011-12-31 | $-72,196 |
| Administrative expenses (other) incurred | 2011-12-31 | $162,554 |
| Value of net income/loss | 2011-12-31 | $12,881,162 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $189,019,999 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $138,564,371 |
| Investment advisory and management fees | 2011-12-31 | $442,371 |
| Interest earned on other investments | 2011-12-31 | $417,188 |
| Income. Interest from US Government securities | 2011-12-31 | $1,847,576 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $4,262,288 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $304,901 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $106,715 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $106,715 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $15,585 |
| Asset value of US Government securities at end of year | 2011-12-31 | $125,575,479 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $53,745,603 |
| Income. Dividends from preferred stock | 2011-12-31 | $18,168 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $88,266,825 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $105,973,296 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $8,079 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $8,436 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $7,477,440,680 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $7,472,014,400 |
| 2010 : LEGG MASON COLLECTIVE TRUST - WESTERN ASSET CORE PLUS BOND CIF 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $4,331,676 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $4,331,676 |
| Total transfer of assets to this plan | 2010-12-31 | $17,918,838 |
| Total transfer of assets from this plan | 2010-12-31 | $82,954,881 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $73,901,876 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $38,350,626 |
| Total income from all sources (including contributions) | 2010-12-31 | $19,477,337 |
| Total loss/gain on sale of assets | 2010-12-31 | $7,483,660 |
| Total of all expenses incurred | 2010-12-31 | $589,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $212,466,247 |
| Value of total assets at beginning of year | 2010-12-31 | $223,063,335 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $589,632 |
| Total interest from all sources | 2010-12-31 | $7,643,876 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $18,125 |
| Administrative expenses professional fees incurred | 2010-12-31 | $40,000 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $287,091 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $10,803,509 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $41,541,597 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $16,738,650 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $19,375,495 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $73,901,876 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $38,350,626 |
| Administrative expenses (other) incurred | 2010-12-31 | $12,611 |
| Value of net income/loss | 2010-12-31 | $18,887,705 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $138,564,371 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $184,712,709 |
| Investment advisory and management fees | 2010-12-31 | $537,021 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $749,372 |
| Interest earned on other investments | 2010-12-31 | $852,983 |
| Income. Interest from US Government securities | 2010-12-31 | $2,380,197 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $3,627,632 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $106,715 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $11,051,940 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $11,051,940 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $33,692 |
| Asset value of US Government securities at end of year | 2010-12-31 | $53,745,603 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $124,017,946 |
| Income. Dividends from preferred stock | 2010-12-31 | $18,125 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $27,167,400 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $105,973,296 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $24,704,452 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $8,436 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $7,452 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $6,169,865,636 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $6,162,381,976 |
