401k Plan data: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN plan

ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 401k Plan overview

Plan Name	ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN
Plan identification number	001

ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROUNDTOWER TECHNOLOGIES has sponsored the creation of one or more 401k plans.

Company Name: ROUNDTOWER TECHNOLOGIES

Employer identification number (EIN): 260557383

NAIC Classification: 518210
NAIC Description: Data Processing, Hosting, and Related Services

Additional information about ROUNDTOWER TECHNOLOGIES

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 2007-07-12

Company Identification Number: 1712893

Legal Registered Office Address: 4400 EASTON COMMONS WAY
SUITE 125
COLUMBUS
United States of America (USA)
43219

More information about ROUNDTOWER TECHNOLOGIES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 TERRY FARRO
001 2015-01-01 RHONDA ASHER
001 2014-01-01 RHONDA ASHER
001 2013-01-01 RHONDA ASHER 2014-07-07
001 2012-01-01 STEPHEN WEST 2013-05-02
001 2011-01-01 STEPHEN WEST 2012-02-13
001 2010-01-01 STEPHEN WEST 2011-07-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-01-01	TERRY FARRO
001	2015-01-01	RHONDA ASHER
001	2014-01-01	RHONDA ASHER
001	2013-01-01	RHONDA ASHER	2014-07-07
001	2012-01-01	STEPHEN WEST	2013-05-02
001	2011-01-01	STEPHEN WEST	2012-02-13
001	2010-01-01	STEPHEN WEST	2011-07-06

Plan Statistics for ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN

401k plan membership statisitcs for ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN

Measure Date Value
2016: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 221
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 252
Number of retired or separated participants receiving benefits 2016-01-01 10
Number of other retired or separated participants entitled to future benefits 2016-01-01 25
Total of all active and inactive participants 2016-01-01 287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 287
Number of participants with account balances 2016-01-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 166
Number of retired or separated participants receiving benefits 2015-01-01 18
Number of other retired or separated participants entitled to future benefits 2015-01-01 33
Total of all active and inactive participants 2015-01-01 217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 217
Number of participants with account balances 2015-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 129
Number of retired or separated participants receiving benefits 2014-01-01 9
Number of other retired or separated participants entitled to future benefits 2014-01-01 19
Total of all active and inactive participants 2014-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 157
Number of participants with account balances 2014-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2016: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	221
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	252
Number of retired or separated participants receiving benefits	2016-01-01	10
Number of other retired or separated participants entitled to future benefits	2016-01-01	25
Total of all active and inactive participants	2016-01-01	287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	287
Number of participants with account balances	2016-01-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	166
Number of retired or separated participants receiving benefits	2015-01-01	18
Number of other retired or separated participants entitled to future benefits	2015-01-01	33
Total of all active and inactive participants	2015-01-01	217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	217
Number of participants with account balances	2015-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	129
Number of retired or separated participants receiving benefits	2014-01-01	9
Number of other retired or separated participants entitled to future benefits	2014-01-01	19
Total of all active and inactive participants	2014-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	157
Number of participants with account balances	2014-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN

Measure	Date	Value
2016 : ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,260,839
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$649,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$622,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,786,350
Value of total assets at end of year	2016-12-31	$7,473,208
Value of total assets at beginning of year	2016-12-31	$4,861,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$26,671
Total interest from all sources	2016-12-31	$3,824
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,647,776
Participant contributions at end of year	2016-12-31	$109,258
Participant contributions at beginning of year	2016-12-31	$109,652
Participant contributions at end of year	2016-12-31	$133,941
Participant contributions at beginning of year	2016-12-31	$98,788
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$237,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,611,763
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$7,473,208
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,861,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$26,671
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,329,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,075,517
Interest on participant loans	2016-12-31	$3,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$470,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$901,400
Employer contributions (assets) at end of year	2016-12-31	$900,400
Employer contributions (assets) at beginning of year	2016-12-31	$577,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$622,405
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BDO USA, LLP
Accountancy firm EIN	2016-12-31	135381590
2015 : ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,681,722
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$238,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$215,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,729,064
Value of total assets at end of year	2015-12-31	$4,861,445
Value of total assets at beginning of year	2015-12-31	$3,418,505
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$23,552
Total interest from all sources	2015-12-31	$2,755
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,073,700
Participant contributions at end of year	2015-12-31	$109,652
Participant contributions at beginning of year	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$98,788
Participant contributions at beginning of year	2015-12-31	$58,692
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$77,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,442,940
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,861,445
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,418,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,075,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,899,947
Interest on participant loans	2015-12-31	$2,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$299
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$299
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-50,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$577,488
Employer contributions (assets) at end of year	2015-12-31	$577,488
Employer contributions (assets) at beginning of year	2015-12-31	$459,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$215,230
Contract administrator fees	2015-12-31	$23,552
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BDO USA, LLP
Accountancy firm EIN	2015-12-31	135381590
2014 : ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,831,349
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$219,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$203,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,678,703
Value of total assets at end of year	2014-12-31	$3,418,505
Value of total assets at beginning of year	2014-12-31	$1,806,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$15,679
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$15,679
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$830,773
Participant contributions at end of year	2014-12-31	$58,692
Participant contributions at beginning of year	2014-12-31	$48,089
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$388,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,611,775
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,418,505
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,806,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,899,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,458,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$299
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$152,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$459,567
Employer contributions (assets) at end of year	2014-12-31	$459,567
Employer contributions (assets) at beginning of year	2014-12-31	$300,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$203,895
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590

Form 5500 Responses for ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN

2016: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROUNDTOWER TECHNOLOGIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROUNDTOWER TECHNOLOGIES
Employer identification number (EIN):	260557383
NAIC Classification:	518210
NAIC Description:	Data Processing, Hosting, and Related Services

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	2007-07-12
Company Identification Number:	1712893
Legal Registered Office Address:	4400 EASTON COMMONS WAY SUITE 125 COLUMBUS United States of America (USA) 43219