WESTERN ASSET MANAGEMENT COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WESTERN ASSET US CORE PLUS-UNIVERSAL, L.L.C.
401k plan membership statisitcs for WESTERN ASSET US CORE PLUS-UNIVERSAL, L.L.C.
| Measure | Date | Value |
|---|
| 2011 : WESTERN ASSET US CORE PLUS-UNIVERSAL, L.L.C. 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $-16,622,589 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-16,622,589 |
| Total transfer of assets to this plan | 2011-12-31 | $8,000,000 |
| Total transfer of assets from this plan | 2011-12-31 | $173,208,974 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $44,891,278 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $46,416,787 |
| Total income from all sources (including contributions) | 2011-12-31 | $9,391,470 |
| Total loss/gain on sale of assets | 2011-12-31 | $20,087,218 |
| Total of all expenses incurred | 2011-12-31 | $229,023 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $44,891,278 |
| Value of total assets at beginning of year | 2011-12-31 | $202,463,314 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $229,023 |
| Total interest from all sources | 2011-12-31 | $4,100,114 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $13,998 |
| Administrative expenses professional fees incurred | 2011-12-31 | $69,444 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $525,090 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $4,665,362 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $44,005,939 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $25,544,971 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $44,891,278 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $3,194,796 |
| Other income not declared elsewhere | 2011-12-31 | $7,116 |
| Administrative expenses (other) incurred | 2011-12-31 | $90,555 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $43,221,991 |
| Value of net income/loss | 2011-12-31 | $9,162,447 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $156,046,527 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from US Government securities | 2011-12-31 | $928,789 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $3,170,294 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $885,339 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $10,627,278 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $10,627,278 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,031 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $51,338,837 |
| Asset value of US Government securities at end of year | 2011-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $41,087,617 |
| Net gain/loss from 103.12 investment entities | 2011-12-31 | $1,805,613 |
| Income. Dividends from common stock | 2011-12-31 | $13,998 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $68,674,159 |
| Contract administrator fees | 2011-12-31 | $69,024 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $549,962,383 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $529,875,165 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : WESTERN ASSET US CORE PLUS-UNIVERSAL, L.L.C. 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $3,231,736 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $3,231,736 |
| Total transfer of assets to this plan | 2010-12-31 | $0 |
| Total transfer of assets from this plan | 2010-12-31 | $21,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $46,416,787 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $12,728,133 |
| Total income from all sources (including contributions) | 2010-12-31 | $20,434,039 |
| Total loss/gain on sale of assets | 2010-12-31 | $4,923,134 |
| Total of all expenses incurred | 2010-12-31 | $187,144 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $202,463,314 |
| Value of total assets at beginning of year | 2010-12-31 | $169,527,765 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $187,144 |
| Total interest from all sources | 2010-12-31 | $6,320,285 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Administrative expenses professional fees incurred | 2010-12-31 | $84,918 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $525,090 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $421,719 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $4,665,362 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $70,313 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $25,544,971 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $6,509,065 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $3,194,796 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $12,728,133 |
| Administrative expenses (other) incurred | 2010-12-31 | $63,984 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $43,221,991 |
| Value of net income/loss | 2010-12-31 | $20,246,895 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $156,046,527 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $156,799,632 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | Yes |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2010-12-31 | $4,710,000 |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Income. Interest from US Government securities | 2010-12-31 | $984,457 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $5,335,107 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $10,627,278 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $4,250,553 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $4,250,553 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $721 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $51,338,837 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $45,387,738 |
| Asset value of US Government securities at end of year | 2010-12-31 | $41,087,617 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $37,264,881 |
| Net gain/loss from 103.12 investment entities | 2010-12-31 | $5,958,884 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $68,674,159 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $75,623,496 |
| Contract administrator fees | 2010-12-31 | $38,242 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $303,665,875 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $298,742,741 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
