401k Plan data: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN plan

THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 401k Plan overview

Plan Name	THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN
Plan identification number	001

THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE COMMONWEALTH MEDICAL COLLEGE has sponsored the creation of one or more 401k plans.

Company Name: THE COMMONWEALTH MEDICAL COLLEGE

Employer identification number (EIN): 260812968

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-12-01
001 2016-12-01
001 2015-12-01
001 2014-12-01
001 2013-12-01 JOSEPH P. CORTESE
001 2012-12-01 JOSEPH P. CORTESE
001 2011-12-01 JOSEPH P. CORTESE
001 2010-12-01 JOSEPH P. CORTESE JOSEPH P. CORTESE 2012-09-17
001 2009-12-01 JOSEPH P. CORTESE JOSEPH P. CORTESE 2011-09-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-12-01
001	2016-12-01
001	2015-12-01
001	2014-12-01
001	2013-12-01	JOSEPH P. CORTESE
001	2012-12-01	JOSEPH P. CORTESE
001	2011-12-01	JOSEPH P. CORTESE
001	2010-12-01	JOSEPH P. CORTESE	JOSEPH P. CORTESE	2012-09-17
001	2009-12-01	JOSEPH P. CORTESE	JOSEPH P. CORTESE	2011-09-15

Plan Statistics for THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN

401k plan membership statisitcs for THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN

Measure Date Value
2017: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-12-01 299
Total number of active participants reported on line 7a of the Form 5500 2017-12-01 0
Number of retired or separated participants receiving benefits 2017-12-01 0
Number of other retired or separated participants entitled to future benefits 2017-12-01 0
Total of all active and inactive participants 2017-12-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-12-01 0
Total participants 2017-12-01 0
Number of participants with account balances 2017-12-01 0
2016: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year 2016-12-01 278
Total number of active participants reported on line 7a of the Form 5500 2016-12-01 183
Number of retired or separated participants receiving benefits 2016-12-01 0
Number of other retired or separated participants entitled to future benefits 2016-12-01 116
Total of all active and inactive participants 2016-12-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-12-01 0
Total participants 2016-12-01 299
Number of participants with account balances 2016-12-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-12-01 0
2015: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-12-01 261
Total number of active participants reported on line 7a of the Form 5500 2015-12-01 171
Number of other retired or separated participants entitled to future benefits 2015-12-01 107
Total of all active and inactive participants 2015-12-01 278
Total participants 2015-12-01 278
Number of participants with account balances 2015-12-01 276
2014: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-12-01 245
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 168
Number of retired or separated participants receiving benefits 2014-12-01 0
Number of other retired or separated participants entitled to future benefits 2014-12-01 93
Total of all active and inactive participants 2014-12-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-12-01 0
Total participants 2014-12-01 261
Number of participants with account balances 2014-12-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-12-01 0
2013: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-12-01 231
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 162
Number of retired or separated participants receiving benefits 2013-12-01 0
Number of other retired or separated participants entitled to future benefits 2013-12-01 83
Total of all active and inactive participants 2013-12-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-12-01 0
Total participants 2013-12-01 245
Number of participants with account balances 2013-12-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-01 0
2012: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-12-01 222
Total number of active participants reported on line 7a of the Form 5500 2012-12-01 150
Number of retired or separated participants receiving benefits 2012-12-01 0
Number of other retired or separated participants entitled to future benefits 2012-12-01 81
Total of all active and inactive participants 2012-12-01 231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-01 0
Total participants 2012-12-01 231
Number of participants with account balances 2012-12-01 229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-01 0
2011: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-12-01 198
Total number of active participants reported on line 7a of the Form 5500 2011-12-01 159
Number of retired or separated participants receiving benefits 2011-12-01 0
Number of other retired or separated participants entitled to future benefits 2011-12-01 63
Total of all active and inactive participants 2011-12-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-01 0
Total participants 2011-12-01 222
Number of participants with account balances 2011-12-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-01 0
2010: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-12-01 173
Total number of active participants reported on line 7a of the Form 5500 2010-12-01 153
Number of retired or separated participants receiving benefits 2010-12-01 0
Number of other retired or separated participants entitled to future benefits 2010-12-01 45
Total of all active and inactive participants 2010-12-01 198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-12-01 0
Total participants 2010-12-01 198
Number of participants with account balances 2010-12-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-12-01 0
2009: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-12-01 140
Total number of active participants reported on line 7a of the Form 5500 2009-12-01 149
Number of retired or separated participants receiving benefits 2009-12-01 0
Number of other retired or separated participants entitled to future benefits 2009-12-01 23
Total of all active and inactive participants 2009-12-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-12-01 1
Total participants 2009-12-01 173
Number of participants with account balances 2009-12-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-01 0

Measure	Date	Value
2017: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-12-01	299
Total number of active participants reported on line 7a of the Form 5500	2017-12-01	0
Number of retired or separated participants receiving benefits	2017-12-01	0
Number of other retired or separated participants entitled to future benefits	2017-12-01	0
Total of all active and inactive participants	2017-12-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-12-01	0
Total participants	2017-12-01	0
Number of participants with account balances	2017-12-01	0
2016: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year	2016-12-01	278
Total number of active participants reported on line 7a of the Form 5500	2016-12-01	183
Number of retired or separated participants receiving benefits	2016-12-01	0
Number of other retired or separated participants entitled to future benefits	2016-12-01	116
Total of all active and inactive participants	2016-12-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-12-01	0
Total participants	2016-12-01	299
Number of participants with account balances	2016-12-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-12-01	0
2015: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-12-01	261
Total number of active participants reported on line 7a of the Form 5500	2015-12-01	171
Number of other retired or separated participants entitled to future benefits	2015-12-01	107
Total of all active and inactive participants	2015-12-01	278
Total participants	2015-12-01	278
Number of participants with account balances	2015-12-01	276
2014: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-12-01	245
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	168
Number of retired or separated participants receiving benefits	2014-12-01	0
Number of other retired or separated participants entitled to future benefits	2014-12-01	93
Total of all active and inactive participants	2014-12-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-12-01	0
Total participants	2014-12-01	261
Number of participants with account balances	2014-12-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-12-01	0
2013: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-12-01	231
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	162
Number of retired or separated participants receiving benefits	2013-12-01	0
Number of other retired or separated participants entitled to future benefits	2013-12-01	83
Total of all active and inactive participants	2013-12-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-12-01	0
Total participants	2013-12-01	245
Number of participants with account balances	2013-12-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-01	0
2012: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-12-01	222
Total number of active participants reported on line 7a of the Form 5500	2012-12-01	150
Number of retired or separated participants receiving benefits	2012-12-01	0
Number of other retired or separated participants entitled to future benefits	2012-12-01	81
Total of all active and inactive participants	2012-12-01	231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-01	0
Total participants	2012-12-01	231
Number of participants with account balances	2012-12-01	229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-01	0
2011: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-12-01	198
Total number of active participants reported on line 7a of the Form 5500	2011-12-01	159
Number of retired or separated participants receiving benefits	2011-12-01	0
Number of other retired or separated participants entitled to future benefits	2011-12-01	63
Total of all active and inactive participants	2011-12-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-01	0
Total participants	2011-12-01	222
Number of participants with account balances	2011-12-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-01	0
2010: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-12-01	173
Total number of active participants reported on line 7a of the Form 5500	2010-12-01	153
Number of retired or separated participants receiving benefits	2010-12-01	0
Number of other retired or separated participants entitled to future benefits	2010-12-01	45
Total of all active and inactive participants	2010-12-01	198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-12-01	0
Total participants	2010-12-01	198
Number of participants with account balances	2010-12-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-12-01	0
2009: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-12-01	140
Total number of active participants reported on line 7a of the Form 5500	2009-12-01	149
Number of retired or separated participants receiving benefits	2009-12-01	0
Number of other retired or separated participants entitled to future benefits	2009-12-01	23
Total of all active and inactive participants	2009-12-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-12-01	1
Total participants	2009-12-01	173
Number of participants with account balances	2009-12-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-01	0

Financial Data on THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN

Measure	Date	Value
2017 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-12-31	$24,501,338
Total income from all sources (including contributions)	2017-12-31	$526,762
Total of all expenses incurred	2017-12-31	$328,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$322,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$323,450
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$24,303,205
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,516
Total interest from all sources	2017-12-31	$3,534
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$369,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$369,674
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$155,487
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$134
Other income not declared elsewhere	2017-12-31	$3,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$198,133
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$24,303,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$22,607,471
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$502,366
Interest earned on other investments	2017-12-31	$3,534
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,193,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$-175,735
Net investment gain/loss from pooled separate accounts	2017-12-31	$2,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$167,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$322,113
Contract administrator fees	2017-12-31	$6,516
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-12-31	390859910
Total income from all sources (including contributions)	2017-11-30	$6,873,050
Total of all expenses incurred	2017-11-30	$233,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-30	$208,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-30	$3,722,336
Value of total assets at end of year	2017-11-30	$24,303,205
Value of total assets at beginning of year	2017-11-30	$17,663,213
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-30	$24,094
Total interest from all sources	2017-11-30	$35,217
Total dividends received (eg from common stock, registered investment company shares)	2017-11-30	$227,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-11-30	$227,144
Was this plan covered by a fidelity bond	2017-11-30	Yes
Value of fidelity bond cover	2017-11-30	$500,000
If this is an individual account plan, was there a blackout period	2017-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-11-30	No
Contributions received from participants	2017-11-30	$1,214,159
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-30	$1,366,061
Other income not declared elsewhere	2017-11-30	$18,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Value of net income/loss	2017-11-30	$6,639,992
Value of net assets at end of year (total assets less liabilities)	2017-11-30	$24,303,205
Value of net assets at beginning of year (total assets less liabilities)	2017-11-30	$17,663,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-30	No
Were any leases to which the plan was party in default or uncollectible	2017-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-11-30	$22,607,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-11-30	$16,215,245
Value of interest in pooled separate accounts at end of year	2017-11-30	$502,366
Value of interest in pooled separate accounts at beginning of year	2017-11-30	$417,819
Interest earned on other investments	2017-11-30	$35,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-11-30	$1,193,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-11-30	$1,030,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-30	$2,849,203
Net investment gain/loss from pooled separate accounts	2017-11-30	$20,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-30	No
Was there a failure to transmit to the plan any participant contributions	2017-11-30	No
Has the plan failed to provide any benefit when due under the plan	2017-11-30	No
Contributions received in cash from employer	2017-11-30	$1,142,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-30	$208,964
Contract administrator fees	2017-11-30	$24,094
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-11-30	No
Did the plan have assets held for investment	2017-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-30	No
Accountancy firm name	2017-11-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-11-30	390859910
2016 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-11-30	$3,854,505
Total of all expenses incurred	2016-11-30	$820,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-11-30	$807,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-11-30	$3,215,225
Value of total assets at end of year	2016-11-30	$17,663,213
Value of total assets at beginning of year	2016-11-30	$14,629,505
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-11-30	$12,937
Total interest from all sources	2016-11-30	$29,779
Total dividends received (eg from common stock, registered investment company shares)	2016-11-30	$121,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-11-30	$121,939
Was this plan covered by a fidelity bond	2016-11-30	Yes
Value of fidelity bond cover	2016-11-30	$500,000
If this is an individual account plan, was there a blackout period	2016-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-11-30	No
Contributions received from participants	2016-11-30	$1,088,009
Income. Received or receivable in cash from other sources (including rollovers)	2016-11-30	$1,101,797
Other income not declared elsewhere	2016-11-30	$11,223
Administrative expenses (other) incurred	2016-11-30	$12,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Value of net income/loss	2016-11-30	$3,033,708
Value of net assets at end of year (total assets less liabilities)	2016-11-30	$17,663,213
Value of net assets at beginning of year (total assets less liabilities)	2016-11-30	$14,629,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-11-30	No
Were any leases to which the plan was party in default or uncollectible	2016-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-11-30	$16,215,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-11-30	$13,798,504
Value of interest in pooled separate accounts at end of year	2016-11-30	$417,819
Value of interest in pooled separate accounts at beginning of year	2016-11-30	$226,767
Interest earned on other investments	2016-11-30	$29,779
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-11-30	$1,030,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-11-30	$604,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-11-30	$460,563
Net investment gain/loss from pooled separate accounts	2016-11-30	$15,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-11-30	No
Was there a failure to transmit to the plan any participant contributions	2016-11-30	No
Has the plan failed to provide any benefit when due under the plan	2016-11-30	No
Contributions received in cash from employer	2016-11-30	$1,025,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-11-30	$807,860
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-11-30	No
Did the plan have assets held for investment	2016-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-11-30	Disclaimer
Accountancy firm name	2016-11-30	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-11-30	390859910
2015 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$0
Total income from all sources (including contributions)	2015-11-30	$2,625,087
Total loss/gain on sale of assets	2015-11-30	$0
Total of all expenses incurred	2015-11-30	$626,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-11-30	$626,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-11-30	$2,533,091
Value of total assets at end of year	2015-11-30	$14,629,505
Value of total assets at beginning of year	2015-11-30	$12,630,953
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-11-30	$0
Total interest from all sources	2015-11-30	$16,740
Total dividends received (eg from common stock, registered investment company shares)	2015-11-30	$214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-11-30	$214
Was this plan covered by a fidelity bond	2015-11-30	Yes
Value of fidelity bond cover	2015-11-30	$500,000
If this is an individual account plan, was there a blackout period	2015-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-11-30	No
Contributions received from participants	2015-11-30	$943,417
Participant contributions at end of year	2015-11-30	$0
Participant contributions at beginning of year	2015-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-11-30	$664,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Value of net income/loss	2015-11-30	$1,998,552
Value of net assets at end of year (total assets less liabilities)	2015-11-30	$14,629,505
Value of net assets at beginning of year (total assets less liabilities)	2015-11-30	$12,630,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-11-30	No
Were any leases to which the plan was party in default or uncollectible	2015-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-11-30	$13,798,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-11-30	$12,146,753
Value of interest in pooled separate accounts at end of year	2015-11-30	$226,767
Value of interest in pooled separate accounts at beginning of year	2015-11-30	$153,816
Interest earned on other investments	2015-11-30	$16,740
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-11-30	$604,234
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-11-30	$330,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-11-30	$58,901
Net investment gain/loss from pooled separate accounts	2015-11-30	$16,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-11-30	No
Was there a failure to transmit to the plan any participant contributions	2015-11-30	No
Has the plan failed to provide any benefit when due under the plan	2015-11-30	No
Contributions received in cash from employer	2015-11-30	$924,985
Employer contributions (assets) at end of year	2015-11-30	$0
Employer contributions (assets) at beginning of year	2015-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-11-30	$626,535
Did the plan have assets held for investment	2015-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-11-30	Disclaimer
Accountancy firm name	2015-11-30	GRANT THORNTON LLP
Accountancy firm EIN	2015-11-30	366055558
2014 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-11-30	$0
Total income from all sources (including contributions)	2014-11-30	$2,815,833
Total loss/gain on sale of assets	2014-11-30	$0
Total of all expenses incurred	2014-11-30	$1,040,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-11-30	$1,040,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-11-30	$1,982,610
Value of total assets at end of year	2014-11-30	$12,630,953
Value of total assets at beginning of year	2014-11-30	$10,855,721
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-11-30	$0
Total interest from all sources	2014-11-30	$11,909
Total dividends received (eg from common stock, registered investment company shares)	2014-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-11-30	No
Was this plan covered by a fidelity bond	2014-11-30	Yes
Value of fidelity bond cover	2014-11-30	$500,000
If this is an individual account plan, was there a blackout period	2014-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-11-30	No
Contributions received from participants	2014-11-30	$986,845
Participant contributions at end of year	2014-11-30	$0
Participant contributions at beginning of year	2014-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-11-30	$10,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Value of net income/loss	2014-11-30	$1,775,232
Value of net assets at end of year (total assets less liabilities)	2014-11-30	$12,630,953
Value of net assets at beginning of year (total assets less liabilities)	2014-11-30	$10,855,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-11-30	No
Were any leases to which the plan was party in default or uncollectible	2014-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-11-30	$12,146,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-11-30	$10,317,985
Value of interest in pooled separate accounts at end of year	2014-11-30	$153,816
Value of interest in pooled separate accounts at beginning of year	2014-11-30	$133,564
Interest earned on other investments	2014-11-30	$11,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-11-30	$330,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-11-30	$404,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-11-30	$804,851
Net investment gain/loss from pooled separate accounts	2014-11-30	$16,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-11-30	No
Was there a failure to transmit to the plan any participant contributions	2014-11-30	No
Has the plan failed to provide any benefit when due under the plan	2014-11-30	No
Contributions received in cash from employer	2014-11-30	$985,619
Employer contributions (assets) at end of year	2014-11-30	$0
Employer contributions (assets) at beginning of year	2014-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-11-30	$1,040,601
Did the plan have assets held for investment	2014-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-11-30	Disclaimer
Accountancy firm name	2014-11-30	GRANT THORNTON LLP
Accountancy firm EIN	2014-11-30	366055558
2013 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-11-30	$0
Total income from all sources (including contributions)	2013-11-30	$3,554,856
Total loss/gain on sale of assets	2013-11-30	$0
Total of all expenses incurred	2013-11-30	$918,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-11-30	$918,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-11-30	$1,967,893
Value of total assets at end of year	2013-11-30	$10,855,721
Value of total assets at beginning of year	2013-11-30	$8,219,378
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-11-30	$0
Total interest from all sources	2013-11-30	$15,532
Total dividends received (eg from common stock, registered investment company shares)	2013-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-11-30	No
Was this plan covered by a fidelity bond	2013-11-30	Yes
Value of fidelity bond cover	2013-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-11-30	No
Contributions received from participants	2013-11-30	$843,712
Participant contributions at end of year	2013-11-30	$0
Participant contributions at beginning of year	2013-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-11-30	$201,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Value of net income/loss	2013-11-30	$2,636,343
Value of net assets at end of year (total assets less liabilities)	2013-11-30	$10,855,721
Value of net assets at beginning of year (total assets less liabilities)	2013-11-30	$8,219,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-11-30	No
Were any leases to which the plan was party in default or uncollectible	2013-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-11-30	$10,317,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-11-30	$7,660,756
Value of interest in pooled separate accounts at end of year	2013-11-30	$133,564
Value of interest in pooled separate accounts at beginning of year	2013-11-30	$206,435
Interest earned on other investments	2013-11-30	$15,532
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-11-30	$404,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-11-30	$352,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-11-30	$1,557,148
Net investment gain/loss from pooled separate accounts	2013-11-30	$14,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-11-30	No
Was there a failure to transmit to the plan any participant contributions	2013-11-30	No
Has the plan failed to provide any benefit when due under the plan	2013-11-30	No
Contributions received in cash from employer	2013-11-30	$922,764
Employer contributions (assets) at end of year	2013-11-30	$0
Employer contributions (assets) at beginning of year	2013-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-11-30	$918,513
Did the plan have assets held for investment	2013-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-11-30	Disclaimer
Accountancy firm name	2013-11-30	GRANT THORNTON LLP
Accountancy firm EIN	2013-11-30	366055558
2012 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-30	$0
Total income from all sources (including contributions)	2012-11-30	$2,583,582
Total loss/gain on sale of assets	2012-11-30	$0
Total of all expenses incurred	2012-11-30	$224,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-11-30	$224,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-11-30	$1,797,275
Value of total assets at end of year	2012-11-30	$8,219,378
Value of total assets at beginning of year	2012-11-30	$5,860,723
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-11-30	$0
Total interest from all sources	2012-11-30	$12,023
Total dividends received (eg from common stock, registered investment company shares)	2012-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-11-30	No
Was this plan covered by a fidelity bond	2012-11-30	Yes
Value of fidelity bond cover	2012-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-11-30	No
Contributions received from participants	2012-11-30	$848,218
Participant contributions at end of year	2012-11-30	$0
Participant contributions at beginning of year	2012-11-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Value of net income/loss	2012-11-30	$2,358,655
Value of net assets at end of year (total assets less liabilities)	2012-11-30	$8,219,378
Value of net assets at beginning of year (total assets less liabilities)	2012-11-30	$5,860,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-11-30	No
Were any leases to which the plan was party in default or uncollectible	2012-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-11-30	$7,660,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-11-30	$5,500,445
Value of interest in pooled separate accounts at end of year	2012-11-30	$206,435
Value of interest in pooled separate accounts at beginning of year	2012-11-30	$55,636
Interest earned on other investments	2012-11-30	$12,023
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-11-30	$352,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-11-30	$304,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-11-30	$759,836
Net investment gain/loss from pooled separate accounts	2012-11-30	$14,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-11-30	No
Was there a failure to transmit to the plan any participant contributions	2012-11-30	No
Has the plan failed to provide any benefit when due under the plan	2012-11-30	No
Contributions received in cash from employer	2012-11-30	$949,057
Employer contributions (assets) at end of year	2012-11-30	$0
Employer contributions (assets) at beginning of year	2012-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-11-30	$224,927
Did the plan have assets held for investment	2012-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-11-30	Disclaimer
Accountancy firm name	2012-11-30	GRANT THORNTON LLP
Accountancy firm EIN	2012-11-30	366055558
2011 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-11-30	$0
Total income from all sources (including contributions)	2011-11-30	$1,993,451
Total loss/gain on sale of assets	2011-11-30	$0
Total of all expenses incurred	2011-11-30	$758,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-11-30	$758,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-11-30	$1,892,483
Value of total assets at end of year	2011-11-30	$5,860,723
Value of total assets at beginning of year	2011-11-30	$4,625,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-11-30	$0
Total interest from all sources	2011-11-30	$10,325
Total dividends received (eg from common stock, registered investment company shares)	2011-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-11-30	No
Was this plan covered by a fidelity bond	2011-11-30	Yes
Value of fidelity bond cover	2011-11-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-11-30	No
Contributions received from participants	2011-11-30	$877,674
Participant contributions at end of year	2011-11-30	$0
Participant contributions at beginning of year	2011-11-30	$30,176
Income. Received or receivable in cash from other sources (including rollovers)	2011-11-30	$745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Value of net income/loss	2011-11-30	$1,234,831
Value of net assets at end of year (total assets less liabilities)	2011-11-30	$5,860,723
Value of net assets at beginning of year (total assets less liabilities)	2011-11-30	$4,625,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-11-30	No
Were any leases to which the plan was party in default or uncollectible	2011-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-11-30	$5,500,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-11-30	$4,144,021
Value of interest in pooled separate accounts at end of year	2011-11-30	$55,636
Value of interest in pooled separate accounts at beginning of year	2011-11-30	$33,726
Interest earned on other investments	2011-11-30	$10,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-11-30	$304,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-11-30	$383,788
Expenses. Payments to insurance carriers foe the provision of benefits	2011-11-30	$161,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-11-30	$85,408
Net investment gain/loss from pooled separate accounts	2011-11-30	$5,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-11-30	No
Was there a failure to transmit to the plan any participant contributions	2011-11-30	No
Has the plan failed to provide any benefit when due under the plan	2011-11-30	No
Contributions received in cash from employer	2011-11-30	$1,014,064
Employer contributions (assets) at end of year	2011-11-30	$0
Employer contributions (assets) at beginning of year	2011-11-30	$34,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-11-30	$596,659
Did the plan have assets held for investment	2011-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-11-30	Disclaimer
Accountancy firm name	2011-11-30	GRANT THORNTON LLP
Accountancy firm EIN	2011-11-30	366055558
2010 : THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-11-30	$0

Form 5500 Responses for THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN

2017: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2017 form 5500 responses
2017-12-01	Type of plan entity	Single employer plan
2017-12-01	This submission is the final filing	Yes
2017-12-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-12-01	Plan funding arrangement – Insurance	Yes
2017-12-01	Plan benefit arrangement – Insurance	Yes
2016: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2016 form 5500 responses
2016-12-01	Type of plan entity	Single employer plan
2016-12-01	Plan funding arrangement – Insurance	Yes
2016-12-01	Plan benefit arrangement – Insurance	Yes
2015: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Plan funding arrangement – Insurance	Yes
2015-12-01	Plan benefit arrangement – Insurance	Yes
2014: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	Submission has been amended	No
2014-12-01	This submission is the final filing	No
2014-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-01	Plan is a collectively bargained plan	No
2014-12-01	Plan funding arrangement – Insurance	Yes
2014-12-01	Plan benefit arrangement – Insurance	Yes
2013: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	Submission has been amended	No
2013-12-01	This submission is the final filing	No
2013-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-01	Plan is a collectively bargained plan	No
2013-12-01	Plan funding arrangement – Insurance	Yes
2013-12-01	Plan benefit arrangement – Insurance	Yes
2012: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2012 form 5500 responses
2012-12-01	Type of plan entity	Single employer plan
2012-12-01	Submission has been amended	No
2012-12-01	This submission is the final filing	No
2012-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-12-01	Plan is a collectively bargained plan	No
2012-12-01	Plan funding arrangement – Insurance	Yes
2012-12-01	Plan benefit arrangement – Insurance	Yes
2011: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2011 form 5500 responses
2011-12-01	Type of plan entity	Single employer plan
2011-12-01	Submission has been amended	No
2011-12-01	This submission is the final filing	No
2011-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-01	Plan is a collectively bargained plan	No
2011-12-01	Plan funding arrangement – Insurance	Yes
2011-12-01	Plan benefit arrangement – Insurance	Yes
2010: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2010 form 5500 responses
2010-12-01	Type of plan entity	Single employer plan
2010-12-01	Submission has been amended	No
2010-12-01	This submission is the final filing	No
2010-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-12-01	Plan is a collectively bargained plan	No
2010-12-01	Plan funding arrangement – Insurance	Yes
2010-12-01	Plan benefit arrangement – Insurance	Yes
2009: THE COMMONWEALTH MEDICAL COLLEGE 403(B) DEFERRED CONTRIBUTION PLAN 2009 form 5500 responses
2009-12-01	Type of plan entity	Single employer plan
2009-12-01	Submission has been amended	No
2009-12-01	This submission is the final filing	No
2009-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-12-01	Plan is a collectively bargained plan	No
2009-12-01	Plan funding arrangement – Insurance	Yes
2009-12-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500870

Policy instance

Insurance contract or identification number	500870
Number of Individuals Covered	180
Insurance policy start date	2017-12-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE COMMONWEALTH MEDICAL COLLEGE
Employer identification number (EIN):	260812968
NAIC Classification:	611000