401k Plan data: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN plan

YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN
Plan identification number	002

YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOUGLAS & TOPPER, PS has sponsored the creation of one or more 401k plans.

Company Name: DOUGLAS & TOPPER, PS

Employer identification number (EIN): 261374759

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 LINDSEY R. DOUGLAS
002 2013-01-01 LINDSEY R. DOUGLAS
002 2012-01-01 LINDSEY R. DOUGLAS
002 2011-01-01 LINDSEY R. DOUGLAS
002 2010-01-01 LINDSEY R. DOUGLAS
002 2009-01-01 LINDSEY R. DOUGLAS

Plan id#	Filing Submission Date	Name of Administrator
002	2014-01-01	LINDSEY R. DOUGLAS
002	2013-01-01	LINDSEY R. DOUGLAS
002	2012-01-01	LINDSEY R. DOUGLAS
002	2011-01-01	LINDSEY R. DOUGLAS
002	2010-01-01	LINDSEY R. DOUGLAS
002	2009-01-01	LINDSEY R. DOUGLAS

Plan Statistics for YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 16
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 6
Total of all active and inactive participants 2014-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 22
Number of participants with account balances 2014-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 17
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 22
Number of participants with account balances 2013-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 21
Number of participants with account balances 2012-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 19
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 21
Number of participants with account balances 2011-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 19
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 3
Total of all active and inactive participants 2010-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 22
Number of participants with account balances 2010-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 19
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 25
Number of participants with account balances 2009-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	6
Total of all active and inactive participants	2014-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	22
Number of participants with account balances	2014-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	17
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	22
Number of participants with account balances	2013-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	21
Number of participants with account balances	2012-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	19
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	21
Number of participants with account balances	2011-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	19
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	3
Total of all active and inactive participants	2010-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	22
Number of participants with account balances	2010-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	19
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	25
Number of participants with account balances	2009-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$1,875
Total income from all sources	2014-12-31	$319,219
Expenses. Total of all expenses incurred	2014-12-31	$10,581
Benefits paid (including direct rollovers)	2014-12-31	$6,462
Total plan assets at end of year	2014-12-31	$3,070,574
Total plan assets at beginning of year	2014-12-31	$2,763,811
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$88,700
Other income received	2014-12-31	$117,401
Net income (gross income less expenses)	2014-12-31	$308,638
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,070,574
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,761,936
Assets. Value of participant loans	2014-12-31	$58,959
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$183,500
Total contributions received or receivable from employer(s)	2014-12-31	$113,118
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,119
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$1,875
Total plan liabilities at beginning of year	2013-12-31	$16,485
Total income from all sources	2013-12-31	$490,871
Expenses. Total of all expenses incurred	2013-12-31	$18,184
Benefits paid (including direct rollovers)	2013-12-31	$12,445
Total plan assets at end of year	2013-12-31	$2,763,811
Total plan assets at beginning of year	2013-12-31	$2,305,734
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$87,700
Expenses. Other expenses not covered elsewhere	2013-12-31	$2,130
Other income received	2013-12-31	$293,014
Net income (gross income less expenses)	2013-12-31	$472,687
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,761,936
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,289,249
Assets. Value of participant loans	2013-12-31	$63,973
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$236,800
Total contributions received or receivable from employer(s)	2013-12-31	$110,157
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,609
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$16,485
Total plan liabilities at beginning of year	2012-12-31	$1,058
Total income from all sources	2012-12-31	$317,147
Expenses. Total of all expenses incurred	2012-12-31	$50,732
Benefits paid (including direct rollovers)	2012-12-31	$44,997
Total plan assets at end of year	2012-12-31	$2,305,734
Total plan assets at beginning of year	2012-12-31	$2,023,892
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$68,800
Expenses. Other expenses not covered elsewhere	2012-12-31	$1,201
Other income received	2012-12-31	$142,198
Net income (gross income less expenses)	2012-12-31	$266,415
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,289,249
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,022,834
Assets. Value of participant loans	2012-12-31	$25,062
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$242,000
Total contributions received or receivable from employer(s)	2012-12-31	$106,149
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$4,534
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$1,058
Total plan liabilities at beginning of year	2011-12-31	$2,056
Total income from all sources	2011-12-31	$160,257
Expenses. Total of all expenses incurred	2011-12-31	$68,248
Benefits paid (including direct rollovers)	2011-12-31	$59,924
Total plan assets at end of year	2011-12-31	$2,023,892
Total plan assets at beginning of year	2011-12-31	$1,932,881
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$68,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$4,004
Other income received	2011-12-31	$-15,034
Net income (gross income less expenses)	2011-12-31	$92,009
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,022,834
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,930,825
Assets. Value of participant loans	2011-12-31	$40,892
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$281,000
Total contributions received or receivable from employer(s)	2011-12-31	$107,291
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$4,320
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$2,056
Total income from all sources	2010-12-31	$410,511
Expenses. Total of all expenses incurred	2010-12-31	$17,794
Benefits paid (including direct rollovers)	2010-12-31	$9,795
Total plan assets at end of year	2010-12-31	$1,932,881
Total plan assets at beginning of year	2010-12-31	$1,538,108
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$70,375
Contributions received from other sources (not participants or employers)	2010-12-31	$126,635
Other income received	2010-12-31	$98,472
Net income (gross income less expenses)	2010-12-31	$392,717
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,930,825
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,538,108
Assets. Value of participant loans	2010-12-31	$34,536
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$294,000
Total contributions received or receivable from employer(s)	2010-12-31	$115,029
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$7,999
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN

2014: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

YAKIMA ORAL SURGERY ASSOCIATES 401(K) PROFIT SHARING PLAN [EIN = 474567111]

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Company Name:	DOUGLAS & TOPPER, PS
Employer identification number (EIN):	261374759
NAIC Classification:	621210
NAIC Description:	Offices of Dentists