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GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 401k Plan overview

Plan NameGOLDBERG & ALLEN, LLC PROFIT SHARING PLAN
Plan identification number 001

GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOLDBERG AND ALLEN LLC has sponsored the creation of one or more 401k plans.

Company Name:GOLDBERG AND ALLEN LLC
Employer identification number (EIN):261553232
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ANDREW GOLDBERG
0012016-01-01ANDREW GOLDBERG
0012015-01-01ANDREW GOLDBERG

Plan Statistics for GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN

401k plan membership statisitcs for GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN

Measure Date Value
2022: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013
Total number of active participants reported on line 7a of the Form 55002022-01-014
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014
Number of participants with account balances2022-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013
Total number of active participants reported on line 7a of the Form 55002021-01-013
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013
Number of participants with account balances2021-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013
Total number of active participants reported on line 7a of the Form 55002020-01-013
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013
Number of participants with account balances2020-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013
Total number of active participants reported on line 7a of the Form 55002019-01-013
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013
Number of participants with account balances2019-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013
Total number of active participants reported on line 7a of the Form 55002018-01-013
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013
Number of participants with account balances2018-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-013
Number of participants with account balances2017-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-013
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013
Number of participants with account balances2016-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013
Total number of active participants reported on line 7a of the Form 55002015-01-013
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013
Number of participants with account balances2015-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN

Measure Date Value
2022 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-32,878
Expenses. Total of all expenses incurred2022-12-31$0
Total plan assets at end of year2022-12-31$954,702
Total plan assets at beginning of year2022-12-31$987,580
Value of fidelity bond covering the plan2022-12-31$52,000
Total contributions received or receivable from participants2022-12-31$55,962
Other income received2022-12-31$-180,738
Net income (gross income less expenses)2022-12-31$-32,878
Net plan assets at end of year (total assets less liabilities)2022-12-31$954,702
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$987,580
Total contributions received or receivable from employer(s)2022-12-31$91,898
2021 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$213,106
Expenses. Total of all expenses incurred2021-12-31$15
Total plan assets at end of year2021-12-31$987,580
Total plan assets at beginning of year2021-12-31$774,489
Value of fidelity bond covering the plan2021-12-31$52,000
Total contributions received or receivable from participants2021-12-31$53,809
Other income received2021-12-31$104,290
Net income (gross income less expenses)2021-12-31$213,091
Net plan assets at end of year (total assets less liabilities)2021-12-31$987,580
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$774,489
Total contributions received or receivable from employer(s)2021-12-31$55,007
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$15
2020 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$219,654
Expenses. Total of all expenses incurred2020-12-31$60
Total plan assets at end of year2020-12-31$774,489
Total plan assets at beginning of year2020-12-31$554,895
Value of fidelity bond covering the plan2020-12-31$33,000
Total contributions received or receivable from participants2020-12-31$53,670
Other income received2020-12-31$111,228
Net income (gross income less expenses)2020-12-31$219,594
Net plan assets at end of year (total assets less liabilities)2020-12-31$774,489
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$554,895
Total contributions received or receivable from employer(s)2020-12-31$54,756
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$60
2019 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$178,484
Expenses. Total of all expenses incurred2019-12-31$60
Total plan assets at end of year2019-12-31$554,895
Total plan assets at beginning of year2019-12-31$376,471
Value of fidelity bond covering the plan2019-12-31$33,000
Total contributions received or receivable from participants2019-12-31$51,638
Other income received2019-12-31$73,946
Net income (gross income less expenses)2019-12-31$178,424
Net plan assets at end of year (total assets less liabilities)2019-12-31$554,895
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$376,471
Total contributions received or receivable from employer(s)2019-12-31$52,900
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$60
2018 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$50,395
Expenses. Total of all expenses incurred2018-12-31$45
Total plan assets at end of year2018-12-31$376,471
Total plan assets at beginning of year2018-12-31$326,121
Value of fidelity bond covering the plan2018-12-31$33,000
Total contributions received or receivable from participants2018-12-31$50,638
Other income received2018-12-31$-22,681
Net income (gross income less expenses)2018-12-31$50,350
Net plan assets at end of year (total assets less liabilities)2018-12-31$376,471
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$326,121
Total contributions received or receivable from employer(s)2018-12-31$22,438
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$45
2017 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$130,806
Expenses. Total of all expenses incurred2017-12-31$0
Total plan assets at end of year2017-12-31$326,121
Total plan assets at beginning of year2017-12-31$195,315
Value of fidelity bond covering the plan2017-12-31$33,000
Total contributions received or receivable from participants2017-12-31$49,530
Other income received2017-12-31$26,999
Net income (gross income less expenses)2017-12-31$130,806
Net plan assets at end of year (total assets less liabilities)2017-12-31$326,121
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$195,315
Total contributions received or receivable from employer(s)2017-12-31$54,277
2016 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$102,579
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$195,315
Total plan assets at beginning of year2016-12-31$92,736
Value of fidelity bond covering the plan2016-12-31$12,000
Total contributions received or receivable from participants2016-12-31$43,479
Other income received2016-12-31$5,186
Net income (gross income less expenses)2016-12-31$102,579
Net plan assets at end of year (total assets less liabilities)2016-12-31$195,315
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$92,736
Total contributions received or receivable from employer(s)2016-12-31$53,914
2015 : GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total income from all sources2015-12-31$92,736
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$92,736
Total plan assets at beginning of year2015-12-31$0
Value of fidelity bond covering the plan2015-12-31$12,000
Total contributions received or receivable from participants2015-12-31$43,198
Other income received2015-12-31$-1,152
Net income (gross income less expenses)2015-12-31$92,736
Net plan assets at end of year (total assets less liabilities)2015-12-31$92,736
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$50,690

Form 5500 Responses for GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN

2022: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GOLDBERG & ALLEN, LLC PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

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