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ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 401k Plan overview

Plan NameADVANCED ASSEMBLY, LLC UNION 401(K) PLAN
Plan identification number 005

ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ASSEMBLY, LLC has sponsored the creation of one or more 401k plans.

Company Name:ADVANCED ASSEMBLY, LLC
Employer identification number (EIN):261672223
NAIC Classification:336300

Additional information about ADVANCED ASSEMBLY, LLC

Jurisdiction of Incorporation: Indiana Secretary of State
Incorporation Date:
Company Identification Number: 008011600226

More information about ADVANCED ASSEMBLY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052019-01-01EDWARD LOWENFELD2020-01-31
0052019-01-01EDWARD LOWENFELD2020-01-30
0052018-01-01EDWARD LOWENFELD2019-10-14
0052017-01-01
0052016-01-01
0052015-01-01
0052014-01-01
0052013-01-01
0052012-01-01CYNTHIA TACHENY - AS PRACTITIONER
0052011-01-01CYNTHIA TACHENY - AS PRACTITIONER

Plan Statistics for ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN

401k plan membership statisitcs for ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN

Measure Date Value
2019: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01514
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0122
2018: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01365
Total number of active participants reported on line 7a of the Form 55002018-01-01458
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0143
Total of all active and inactive participants2018-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01501
Number of participants with account balances2018-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0128
2017: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01349
Total number of active participants reported on line 7a of the Form 55002017-01-01335
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0130
Total of all active and inactive participants2017-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01365
Number of participants with account balances2017-01-01361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01342
Total number of active participants reported on line 7a of the Form 55002016-01-01310
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0133
Total of all active and inactive participants2016-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01343
Number of participants with account balances2016-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01335
Total number of active participants reported on line 7a of the Form 55002015-01-01310
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0129
Total of all active and inactive participants2015-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01339
Number of participants with account balances2015-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01293
Total number of active participants reported on line 7a of the Form 55002014-01-01317
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01335
Number of participants with account balances2014-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01301
Total number of active participants reported on line 7a of the Form 55002013-01-01264
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01293
Number of participants with account balances2013-01-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0125
2012: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01314
Total number of active participants reported on line 7a of the Form 55002012-01-01281
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01301
Number of participants with account balances2012-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01323
Total number of active participants reported on line 7a of the Form 55002011-01-01297
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01314
Number of participants with account balances2011-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0123

Financial Data on ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN

Measure Date Value
2019 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2019 401k financial data
Total transfer of assets from this plan2019-07-01$8,537,449
Total income from all sources (including contributions)2019-07-01$1,382,808
Total of all expenses incurred2019-07-01$375,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-07-01$337,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-07-01$568,741
Value of total assets at end of year2019-07-01$0
Value of total assets at beginning of year2019-07-01$7,530,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-07-01$38,717
Total interest from all sources2019-07-01$13,671
Total dividends received (eg from common stock, registered investment company shares)2019-07-01$19,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-07-01No
Total dividends received from registered investment company shares (eg mutual funds)2019-07-01$19,385
Was this plan covered by a fidelity bond2019-07-01Yes
Value of fidelity bond cover2019-07-01$1,000,000
If this is an individual account plan, was there a blackout period2019-07-01Yes
Were there any nonexempt tranactions with any party-in-interest2019-07-01No
Contributions received from participants2019-07-01$568,741
Participant contributions at end of year2019-07-01$0
Participant contributions at beginning of year2019-07-01$543,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-07-01No
Value of net income/loss2019-07-01$1,007,087
Value of net assets at end of year (total assets less liabilities)2019-07-01$0
Value of net assets at beginning of year (total assets less liabilities)2019-07-01$7,530,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-07-01No
Were any loans by the plan or fixed income obligations due to the plan in default2019-07-01No
Were any leases to which the plan was party in default or uncollectible2019-07-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-07-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-07-01$5,277,143
Interest on participant loans2019-07-01$13,671
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-07-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-07-01$1,130,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-07-01$781,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-07-01No
Was there a failure to transmit to the plan any participant contributions2019-07-01No
Has the plan failed to provide any benefit when due under the plan2019-07-01No
Employer contributions (assets) at end of year2019-07-01$0
Employer contributions (assets) at beginning of year2019-07-01$579,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-07-01$337,004
Contract administrator fees2019-07-01$38,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-07-01Yes
Did the plan have assets held for investment2019-07-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-07-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-07-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-07-01Yes
Opinion of an independent qualified public accountant for this plan2019-07-01Disclaimer
Accountancy firm name2019-07-01UHY, LLP
Accountancy firm EIN2019-07-01200694403
2018 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$31,262
Total income from all sources (including contributions)2018-12-31$1,178,606
Total of all expenses incurred2018-12-31$353,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$280,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,477,313
Value of total assets at end of year2018-12-31$7,530,362
Value of total assets at beginning of year2018-12-31$6,736,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$73,108
Total interest from all sources2018-12-31$26,773
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$447,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$447,795
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$874,689
Participant contributions at end of year2018-12-31$543,174
Participant contributions at beginning of year2018-12-31$578,424
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$13,049
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$23,504
Other income not declared elsewhere2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$825,330
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,530,362
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,736,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,277,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,745,878
Interest on participant loans2018-12-31$26,773
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,130,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$993,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-773,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$579,120
Employer contributions (assets) at end of year2018-12-31$579,120
Employer contributions (assets) at beginning of year2018-12-31$405,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$280,168
Contract administrator fees2018-12-31$73,108
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
2017 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,686,575
Total of all expenses incurred2017-12-31$320,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$254,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,010,765
Value of total assets at end of year2017-12-31$6,736,294
Value of total assets at beginning of year2017-12-31$5,369,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$66,122
Total interest from all sources2017-12-31$20,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$9,050
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$601,896
Participant contributions at end of year2017-12-31$578,424
Participant contributions at beginning of year2017-12-31$432,755
Participant contributions at end of year2017-12-31$13,049
Participant contributions at beginning of year2017-12-31$10,027
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,870
Other income not declared elsewhere2017-12-31$22
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,366,316
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,736,294
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,369,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,745,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,626,953
Interest on participant loans2017-12-31$20,556
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$993,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$929,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$655,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$406,999
Employer contributions (assets) at end of year2017-12-31$405,288
Employer contributions (assets) at beginning of year2017-12-31$370,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$254,137
Contract administrator fees2017-12-31$57,072
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2017-12-31381357951
2016 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$21,840
Total income from all sources (including contributions)2016-12-31$1,195,822
Total of all expenses incurred2016-12-31$251,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$227,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$899,587
Value of total assets at end of year2016-12-31$5,369,978
Value of total assets at beginning of year2016-12-31$4,447,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,247
Total interest from all sources2016-12-31$16,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$529,164
Participant contributions at end of year2016-12-31$432,755
Participant contributions at beginning of year2016-12-31$323,536
Participant contributions at end of year2016-12-31$10,027
Participant contributions at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$8,292
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$5,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$943,950
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,369,978
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,447,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,626,953
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,766,368
Interest on participant loans2016-12-31$16,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$929,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$135,476
Net investment gain/loss from pooled separate accounts2016-12-31$136,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$370,423
Employer contributions (assets) at end of year2016-12-31$370,423
Employer contributions (assets) at beginning of year2016-12-31$352,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$227,625
Contract administrator fees2016-12-31$24,247
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2016-12-31381357951
2015 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2015 401k financial data
Total transfer of assets from this plan2015-12-31$42,862
Total income from all sources (including contributions)2015-12-31$856,651
Total of all expenses incurred2015-12-31$243,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$219,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$869,306
Value of total assets at end of year2015-12-31$4,447,868
Value of total assets at beginning of year2015-12-31$3,877,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,511
Total interest from all sources2015-12-31$14,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$489,981
Participant contributions at end of year2015-12-31$323,536
Participant contributions at beginning of year2015-12-31$305,843
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$27,000
Other income not declared elsewhere2015-12-31$882
Administrative expenses (other) incurred2015-12-31$12,003
Total non interest bearing cash at end of year2015-12-31$5,639
Total non interest bearing cash at beginning of year2015-12-31$4,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$612,931
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,447,868
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,877,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,766,368
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,213,603
Interest on participant loans2015-12-31$14,028
Interest earned on other investments2015-12-31$80
Net investment gain/loss from pooled separate accounts2015-12-31$-27,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$352,325
Employer contributions (assets) at end of year2015-12-31$352,325
Employer contributions (assets) at beginning of year2015-12-31$353,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$219,209
Contract administrator fees2015-12-31$12,508
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN
Accountancy firm EIN2015-12-31381357951
2014 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2014 401k financial data
Total transfer of assets from this plan2014-12-31$51,836
Total income from all sources (including contributions)2014-12-31$957,808
Total of all expenses incurred2014-12-31$237,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$220,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$812,731
Value of total assets at end of year2014-12-31$3,877,799
Value of total assets at beginning of year2014-12-31$3,209,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,837
Total interest from all sources2014-12-31$10,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$5,644
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$454,282
Participant contributions at end of year2014-12-31$305,843
Participant contributions at beginning of year2014-12-31$198,159
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$17,701
Total non interest bearing cash at end of year2014-12-31$4,963
Total non interest bearing cash at beginning of year2014-12-31$10,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$719,964
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,877,799
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,209,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,213,603
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,654,538
Interest on participant loans2014-12-31$10,138
Net investment gain/loss from pooled separate accounts2014-12-31$134,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$358,449
Employer contributions (assets) at end of year2014-12-31$353,390
Employer contributions (assets) at beginning of year2014-12-31$329,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$220,007
Contract administrator fees2014-12-31$12,193
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PLANTE & MORAN
Accountancy firm EIN2014-12-31381357951
2013 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2013 401k financial data
Total transfer of assets from this plan2013-12-31$15,979
Total income from all sources (including contributions)2013-12-31$1,127,429
Total of all expenses incurred2013-12-31$120,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$100,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$809,309
Value of total assets at end of year2013-12-31$3,209,671
Value of total assets at beginning of year2013-12-31$2,218,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,368
Total interest from all sources2013-12-31$7,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$441,673
Participant contributions at end of year2013-12-31$198,159
Participant contributions at beginning of year2013-12-31$159,672
Participant contributions at end of year2013-12-31$17,701
Participant contributions at beginning of year2013-12-31$7,834
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$36,876
Administrative expenses (other) incurred2013-12-31$5,636
Total non interest bearing cash at end of year2013-12-31$10,053
Total non interest bearing cash at beginning of year2013-12-31$6,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,007,261
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,209,671
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,218,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,654,538
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,756,686
Interest on participant loans2013-12-31$7,736
Interest earned on other investments2013-12-31$9
Net investment gain/loss from pooled separate accounts2013-12-31$310,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$330,760
Employer contributions (assets) at end of year2013-12-31$329,220
Employer contributions (assets) at beginning of year2013-12-31$288,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$100,800
Contract administrator fees2013-12-31$13,732
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PLANTE & MORAN
Accountancy firm EIN2013-12-31381357951
2012 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$823,538
Total of all expenses incurred2012-12-31$147,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$118,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$660,718
Value of total assets at end of year2012-12-31$2,218,389
Value of total assets at beginning of year2012-12-31$1,542,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,179
Total interest from all sources2012-12-31$6,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$372,703
Participant contributions at end of year2012-12-31$159,672
Participant contributions at beginning of year2012-12-31$126,166
Participant contributions at end of year2012-12-31$7,834
Participant contributions at beginning of year2012-12-31$323
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6
Administrative expenses (other) incurred2012-12-31$9,947
Total non interest bearing cash at end of year2012-12-31$6,188
Total non interest bearing cash at beginning of year2012-12-31$9,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$675,895
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,218,389
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,542,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$4
Value of interest in pooled separate accounts at end of year2012-12-31$1,756,686
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,258,846
Interest on participant loans2012-12-31$5,859
Interest earned on other investments2012-12-31$1,017
Net investment gain/loss from pooled separate accounts2012-12-31$155,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$288,009
Employer contributions (assets) at end of year2012-12-31$288,009
Employer contributions (assets) at beginning of year2012-12-31$147,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$118,464
Contract administrator fees2012-12-31$19,228
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE & MORAN
Accountancy firm EIN2012-12-31381357951
2011 : ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$479,710
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$111,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$89,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$502,681
Value of total assets at end of year2011-12-31$1,542,494
Value of total assets at beginning of year2011-12-31$1,174,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,414
Total interest from all sources2011-12-31$3,883
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$346,586
Participant contributions at end of year2011-12-31$126,166
Participant contributions at beginning of year2011-12-31$65,566
Participant contributions at end of year2011-12-31$323
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,870
Administrative expenses (other) incurred2011-12-31$5,301
Total non interest bearing cash at end of year2011-12-31$9,934
Total non interest bearing cash at beginning of year2011-12-31$11,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$368,158
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,542,494
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,174,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,258,846
Value of interest in pooled separate accounts at beginning of year2011-12-31$964,124
Interest on participant loans2011-12-31$3,883
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-26,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$147,225
Employer contributions (assets) at end of year2011-12-31$147,225
Employer contributions (assets) at beginning of year2011-12-31$133,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$89,138
Contract administrator fees2011-12-31$17,113
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN
Accountancy firm EIN2011-12-31381357951

Form 5500 Responses for ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN

2019: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ADVANCED ASSEMBLY, LLC UNION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375764-01
Policy instance 1
Insurance contract or identification number375764-01
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-06-28
Total amount of commissions paid to insurance brokerUSD $2,832
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,832
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375764-01
Policy instance 1
Insurance contract or identification number375764-01
Number of Individuals Covered74
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $5,024
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $5,024
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number375764-01
Policy instance 1
Insurance contract or identification number375764-01
Number of Individuals Covered78
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,056
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,056
Insurance broker organization code?3
Insurance broker nameSIGMA FINANCIAL CORPORATION

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