401k Plan data: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN plan

ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 401k Plan overview

Plan Name	ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN
Plan identification number	001

ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPEDIC ASSOCIATES OF SW OHIO INC. has sponsored the creation of one or more 401k plans.

Company Name: ORTHOPEDIC ASSOCIATES OF SW OHIO INC.

Employer identification number (EIN): 262292026

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 H. BRENT BAMBERGER 2018-06-27
001 2016-01-01 H. BRENT BAMBERGER 2017-08-23
001 2015-01-01 H. BRENT BAMBERGER 2016-06-17
001 2014-01-01 H. BRENT BAMBERGER 2015-06-09
001 2013-01-01 H. BRENT BAMBERGER 2014-07-01
001 2012-01-01 JAN E SAUNDERS 2013-02-06
001 2011-01-01 H. BRENT BAMBERGER 2012-05-17
001 2010-01-01 H. BRENT BAMBERGER 2011-07-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	H. BRENT BAMBERGER	2018-06-27
001	2016-01-01	H. BRENT BAMBERGER	2017-08-23
001	2015-01-01	H. BRENT BAMBERGER	2016-06-17
001	2014-01-01	H. BRENT BAMBERGER	2015-06-09
001	2013-01-01	H. BRENT BAMBERGER	2014-07-01
001	2012-01-01	JAN E SAUNDERS	2013-02-06
001	2011-01-01	H. BRENT BAMBERGER	2012-05-17
001	2010-01-01	H. BRENT BAMBERGER	2011-07-08

Plan Statistics for ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

401k plan membership statisitcs for ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

Measure Date Value
2022: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 138
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 45
Total of all active and inactive participants 2022-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 184
Number of participants with account balances 2022-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 137
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 34
Total of all active and inactive participants 2021-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 172
Number of participants with account balances 2021-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 119
Number of retired or separated participants receiving benefits 2020-01-01 3
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 155
Number of participants with account balances 2020-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 116
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 22
Total of all active and inactive participants 2019-01-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 139
Number of participants with account balances 2019-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 100
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 19
Total of all active and inactive participants 2018-01-01 120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 120
Number of participants with account balances 2018-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0

Measure	Date	Value
2022: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	138
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	45
Total of all active and inactive participants	2022-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	184
Number of participants with account balances	2022-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	137
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	34
Total of all active and inactive participants	2021-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	172
Number of participants with account balances	2021-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	119
Number of retired or separated participants receiving benefits	2020-01-01	3
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	155
Number of participants with account balances	2020-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	116
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	22
Total of all active and inactive participants	2019-01-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	139
Number of participants with account balances	2019-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	100
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	19
Total of all active and inactive participants	2018-01-01	120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	120
Number of participants with account balances	2018-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0

Financial Data on ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

Measure	Date	Value
2022 : ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,351,896
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$558,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$353,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,181,981
Value of total assets at end of year	2022-12-31	$25,760,853
Value of total assets at beginning of year	2022-12-31	$28,671,461
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$205,207
Total interest from all sources	2022-12-31	$776
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$337,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$337,342
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$708,384
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$12,520,854
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$14,494,150
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$52,343
Other income not declared elsewhere	2022-12-31	$-2,463,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,910,608
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$25,760,853
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$28,671,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$205,207
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$12,328,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$13,353,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$183,733
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$150,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$150,430
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$776
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,408,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,421,254
Employer contributions (assets) at end of year	2022-12-31	$727,803
Employer contributions (assets) at beginning of year	2022-12-31	$673,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$353,505
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FLAGEL HUBER FLAGEL
Accountancy firm EIN	2022-12-31	310796034
2021 : ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,158,913
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$761,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$547,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,088,728
Value of total assets at end of year	2021-12-31	$28,671,461
Value of total assets at beginning of year	2021-12-31	$24,274,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$214,572
Total interest from all sources	2021-12-31	$37
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$456,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$456,005
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$675,253
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$4,688
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$14,494,150
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$12,327,314
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$86,187
Other income not declared elsewhere	2021-12-31	$1,662,654
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,397,327
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$28,671,461
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$24,274,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$214,572
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$13,353,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$11,229,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$150,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$240,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$240,532
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$951,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,327,288
Employer contributions (assets) at end of year	2021-12-31	$673,625
Employer contributions (assets) at beginning of year	2021-12-31	$472,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$547,014
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FLAGEL HUBER FLAGEL
Accountancy firm EIN	2021-12-31	310796034
2020 : ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,559,061
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,767,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,601,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,855,694
Value of total assets at end of year	2020-12-31	$24,274,134
Value of total assets at beginning of year	2020-12-31	$21,482,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$165,748
Total interest from all sources	2020-12-31	$1,744
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$229,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$229,807
Administrative expenses professional fees incurred	2020-12-31	$165,748
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$659,219
Participant contributions at end of year	2020-12-31	$4,688
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$12,327,314
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$11,559,421
Other income not declared elsewhere	2020-12-31	$1,232,876
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,791,489
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$24,274,134
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$21,482,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$11,229,379
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,244,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$240,532
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$100,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$100,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$1,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,238,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,196,475
Employer contributions (assets) at end of year	2020-12-31	$472,221
Employer contributions (assets) at beginning of year	2020-12-31	$578,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,601,824
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	FLAGEL HUBER FLAGEL
Accountancy firm EIN	2020-12-31	310796034
2019 : ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,468,980
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$391,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$245,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,746,002
Value of total assets at end of year	2019-12-31	$21,482,645
Value of total assets at beginning of year	2019-12-31	$16,405,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$146,508
Total interest from all sources	2019-12-31	$3,975
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$301,529
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$301,529
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$589,027
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$8,808
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$11,559,421
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$8,890,440
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$26,094
Other income not declared elsewhere	2019-12-31	$2,136,818
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$1,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,077,188
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$21,482,645
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,405,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$146,508
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,244,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,799,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$100,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$294,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$294,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$3,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,280,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,130,881
Employer contributions (assets) at end of year	2019-12-31	$578,461
Employer contributions (assets) at beginning of year	2019-12-31	$410,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$245,284
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	FLAGEL HUBER FLAGEL
Accountancy firm EIN	2019-12-31	310796034
2018 : ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$490,759
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,240,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,081,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,501,467
Value of total assets at end of year	2018-12-31	$16,405,457
Value of total assets at beginning of year	2018-12-31	$17,154,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$158,409
Total interest from all sources	2018-12-31	$3,941
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$182,427
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$182,427
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$547,542
Participant contributions at end of year	2018-12-31	$8,808
Participant contributions at beginning of year	2018-12-31	$12,195
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$8,890,440
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$9,329,478
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,947
Other income not declared elsewhere	2018-12-31	$-631,231
Total non interest bearing cash at end of year	2018-12-31	$1,033
Total non interest bearing cash at beginning of year	2018-12-31	$3,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-749,270
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$16,405,457
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$17,154,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$158,409
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,799,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,996,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$294,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$318,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$318,476
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$3,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-565,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$950,978
Employer contributions (assets) at end of year	2018-12-31	$410,478
Employer contributions (assets) at beginning of year	2018-12-31	$494,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,081,620
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	FLAGEL HUBER FLAGEL
Accountancy firm EIN	2018-12-31	310796034

Form 5500 Responses for ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

2022: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ORTHOPEDIC ASSOCIATES OF SW OHIO INC.
Employer identification number (EIN):	262292026
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)