401k Plan data: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN plan

ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 401k Plan overview

Plan Name	ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN
Plan identification number	001

ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ORTHOPAEDICS & REHABILITATION, LLC has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC

Employer identification number (EIN): 262620544

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 JOSEPH P. STRACCI 2020-10-15 JOSEPH P. STRACCI 2020-10-15
001 2018-01-01
001 2017-01-01 JOSEPH STRACCI
001 2016-01-01 JOSEPH STRACCI
001 2015-01-01 JOSEPH STRACCI
001 2014-01-01 JOSEPH STRACCI
001 2013-01-01 JOSEPH STRACCI
001 2012-01-01 JOSEPH STRACCI
001 2011-01-01 JOSEPH STRACCI 2012-05-31
001 2010-01-01 JOSEPH STRACCI 2011-05-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	JOSEPH P. STRACCI	2020-10-15	JOSEPH P. STRACCI	2020-10-15
001	2018-01-01
001	2017-01-01	JOSEPH STRACCI
001	2016-01-01	JOSEPH STRACCI
001	2015-01-01	JOSEPH STRACCI
001	2014-01-01	JOSEPH STRACCI
001	2013-01-01	JOSEPH STRACCI
001	2012-01-01	JOSEPH STRACCI
001	2011-01-01	JOSEPH STRACCI	2012-05-31
001	2010-01-01	JOSEPH STRACCI	2011-05-11

Plan Statistics for ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN

401k plan membership statisitcs for ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN

Measure Date Value
2019: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 59
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 39
Total of all active and inactive participants 2019-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 98
Number of participants with account balances 2019-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 60
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 54
Total of all active and inactive participants 2018-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 114
Number of participants with account balances 2018-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 58
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 82
Total of all active and inactive participants 2017-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 140
Number of participants with account balances 2017-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 63
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 99
Total of all active and inactive participants 2016-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 162
Number of participants with account balances 2016-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 63
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 111
Total of all active and inactive participants 2015-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 174
Number of participants with account balances 2015-01-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 118
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 34
Total of all active and inactive participants 2014-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 152
Number of participants with account balances 2014-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 18
2013: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 126
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 43
Total of all active and inactive participants 2013-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 169
Number of participants with account balances 2013-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 107
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 44
Total of all active and inactive participants 2012-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 151
Number of participants with account balances 2012-01-01 151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 15

Measure	Date	Value
2019: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	59
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	39
Total of all active and inactive participants	2019-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	98
Number of participants with account balances	2019-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	60
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	54
Total of all active and inactive participants	2018-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	114
Number of participants with account balances	2018-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	58
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	82
Total of all active and inactive participants	2017-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	140
Number of participants with account balances	2017-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	63
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	99
Total of all active and inactive participants	2016-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	162
Number of participants with account balances	2016-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	63
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	111
Total of all active and inactive participants	2015-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	174
Number of participants with account balances	2015-01-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	118
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	34
Total of all active and inactive participants	2014-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	152
Number of participants with account balances	2014-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	18
2013: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	126
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	43
Total of all active and inactive participants	2013-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	169
Number of participants with account balances	2013-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	107
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	44
Total of all active and inactive participants	2012-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	151
Number of participants with account balances	2012-01-01	151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	15

Financial Data on ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN

Measure	Date	Value
2019 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,453,231
Total income from all sources (including contributions)	2019-12-31	$3,453,231
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$453,509
Total of all expenses incurred	2019-12-31	$453,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$320,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$320,814
Expenses. Certain deemed distributions of participant loans	2019-12-31	$8,564
Expenses. Certain deemed distributions of participant loans	2019-12-31	$8,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$703,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$703,983
Value of total assets at end of year	2019-12-31	$16,292,221
Value of total assets at end of year	2019-12-31	$16,292,221
Value of total assets at beginning of year	2019-12-31	$13,292,499
Value of total assets at beginning of year	2019-12-31	$13,292,499
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$124,131
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$124,131
Total interest from all sources	2019-12-31	$3,280
Total interest from all sources	2019-12-31	$3,280
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$538,906
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$538,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$538,906
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$538,906
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$280,486
Contributions received from participants	2019-12-31	$280,486
Participant contributions at end of year	2019-12-31	$79,864
Participant contributions at end of year	2019-12-31	$79,864
Participant contributions at beginning of year	2019-12-31	$100,500
Participant contributions at beginning of year	2019-12-31	$100,500
Participant contributions at end of year	2019-12-31	$9,777
Participant contributions at end of year	2019-12-31	$9,777
Participant contributions at beginning of year	2019-12-31	$37,899
Participant contributions at beginning of year	2019-12-31	$37,899
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,999,722
Value of net income/loss	2019-12-31	$2,999,722
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,292,221
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,292,221
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$13,292,499
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$13,292,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$124,131
Investment advisory and management fees	2019-12-31	$124,131
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,949,955
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$15,949,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,883,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,883,072
Interest on participant loans	2019-12-31	$2,907
Interest on participant loans	2019-12-31	$2,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,287
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$373
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$373
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,207,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,207,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$423,497
Contributions received in cash from employer	2019-12-31	$423,497
Employer contributions (assets) at end of year	2019-12-31	$248,338
Employer contributions (assets) at end of year	2019-12-31	$248,338
Employer contributions (assets) at beginning of year	2019-12-31	$269,807
Employer contributions (assets) at beginning of year	2019-12-31	$269,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$320,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$320,814
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	R.D. HOAG & ASSOCIATES, LLC
Accountancy firm name	2019-12-31	R.D. HOAG & ASSOCIATES, LLC
Accountancy firm EIN	2019-12-31	823685723
Accountancy firm EIN	2019-12-31	823685723
2018 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$403,073
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$776,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$681,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,101,170
Value of total assets at end of year	2018-12-31	$13,292,499
Value of total assets at beginning of year	2018-12-31	$13,666,193
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$95,070
Total interest from all sources	2018-12-31	$5,423
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$707,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$707,230
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$264,570
Participant contributions at end of year	2018-12-31	$100,500
Participant contributions at beginning of year	2018-12-31	$117,750
Participant contributions at end of year	2018-12-31	$37,899
Participant contributions at beginning of year	2018-12-31	$8,594
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$411,246
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-373,694
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,292,499
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$13,666,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$29,606
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$12,883,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$12,976,837
Interest on participant loans	2018-12-31	$5,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$330,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$330,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,410,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$425,354
Employer contributions (assets) at end of year	2018-12-31	$269,807
Employer contributions (assets) at beginning of year	2018-12-31	$232,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$681,697
Contract administrator fees	2018-12-31	$65,464
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	R.D.HOAG & ASSOCIATES, LLC
Accountancy firm EIN	2018-12-31	823685723
2017 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,543,871
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$278,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$203,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$640,546
Value of total assets at end of year	2017-12-31	$13,666,193
Value of total assets at beginning of year	2017-12-31	$11,400,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$74,632
Total interest from all sources	2017-12-31	$6,442
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$554,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$554,654
Administrative expenses professional fees incurred	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$243,833
Participant contributions at end of year	2017-12-31	$117,750
Participant contributions at beginning of year	2017-12-31	$160,290
Participant contributions at end of year	2017-12-31	$8,594
Participant contributions at beginning of year	2017-12-31	$8,890
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$18,470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$2,265,689
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,666,193
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,400,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$25,101
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$12,976,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,954,042
Interest earned on other investments	2017-12-31	$6,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$330,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$18,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$18,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,342,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$396,713
Employer contributions (assets) at end of year	2017-12-31	$232,234
Employer contributions (assets) at beginning of year	2017-12-31	$240,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$203,550
Contract administrator fees	2017-12-31	$49,531
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	R.D.HOAG & ASSOCIATES, LLC
Accountancy firm EIN	2017-12-31	823685723
2016 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$973
Total income from all sources (including contributions)	2016-12-31	$1,642,458
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$766,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$700,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$680,229
Value of total assets at end of year	2016-12-31	$11,400,504
Value of total assets at beginning of year	2016-12-31	$10,525,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$65,265
Total interest from all sources	2016-12-31	$6,224
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$348,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$348,990
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$260,901
Participant contributions at end of year	2016-12-31	$160,290
Participant contributions at beginning of year	2016-12-31	$121,270
Participant contributions at end of year	2016-12-31	$8,890
Participant contributions at beginning of year	2016-12-31	$10,343
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,064
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$18,470
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$876,224
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,400,504
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,524,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$25,246
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,954,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$9,605,681
Interest on participant loans	2016-12-31	$6,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$18,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$474,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$474,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$607,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$417,264
Employer contributions (assets) at end of year	2016-12-31	$240,031
Employer contributions (assets) at beginning of year	2016-12-31	$313,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$700,969
Contract administrator fees	2016-12-31	$40,019
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	R.D.HOAG & ASSOCIATES, P.C.
Accountancy firm EIN	2016-12-31	251365816
2015 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$973
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$973
Total income from all sources (including contributions)	2015-12-31	$848,975
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$236,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$180,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,055,398
Value of total assets at end of year	2015-12-31	$10,525,253
Value of total assets at beginning of year	2015-12-31	$9,912,932
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$56,632
Total interest from all sources	2015-12-31	$5,702
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$545,097
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$545,097
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$429,193
Participant contributions at end of year	2015-12-31	$121,270
Participant contributions at beginning of year	2015-12-31	$117,099
Participant contributions at end of year	2015-12-31	$10,343
Participant contributions at beginning of year	2015-12-31	$40
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$19,666
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$612,321
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,524,280
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,911,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$25,498
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,605,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,513,188
Interest on participant loans	2015-12-31	$5,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$474,173
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$9,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$9,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-757,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$606,539
Employer contributions (assets) at end of year	2015-12-31	$313,786
Employer contributions (assets) at beginning of year	2015-12-31	$273,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$180,022
Contract administrator fees	2015-12-31	$31,134
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	R.D.HOAG & ASSOCIATES, P.C.
Accountancy firm EIN	2015-12-31	251365816
2014 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$973
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,675,699
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$228,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$174,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$984,633
Value of total assets at end of year	2014-12-31	$9,912,932
Value of total assets at beginning of year	2014-12-31	$8,465,162
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$53,985
Total interest from all sources	2014-12-31	$4,120
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$562,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$562,832
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$376,159
Participant contributions at end of year	2014-12-31	$117,099
Participant contributions at beginning of year	2014-12-31	$69,291
Participant contributions at end of year	2014-12-31	$40
Participant contributions at beginning of year	2014-12-31	$121
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$64,544
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,446,797
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,911,959
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$8,465,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$43,050
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,513,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,178,675
Interest on participant loans	2014-12-31	$4,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$9,317
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,717
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$124,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$543,930
Employer contributions (assets) at end of year	2014-12-31	$273,288
Employer contributions (assets) at beginning of year	2014-12-31	$214,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$174,917
Contract administrator fees	2014-12-31	$10,935
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	R.D.HOAG & ASSOCIATES, P.C.
Accountancy firm EIN	2014-12-31	251365816
2013 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,065
Total income from all sources (including contributions)	2013-12-31	$2,026,776
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$188,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$143,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$893,184
Value of total assets at end of year	2013-12-31	$8,465,162
Value of total assets at beginning of year	2013-12-31	$6,628,288
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$44,950
Total interest from all sources	2013-12-31	$6,249
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$288,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$288,057
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$336,902
Participant contributions at end of year	2013-12-31	$69,291
Participant contributions at beginning of year	2013-12-31	$366,225
Participant contributions at end of year	2013-12-31	$121
Participant contributions at beginning of year	2013-12-31	$6,461
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$75,465
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$1,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,837,939
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,465,162
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,627,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$22,885
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,178,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,019,923
Income. Interest from loans (other than to participants)	2013-12-31	$6,249
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,717
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$17,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$17,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$839,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$480,817
Employer contributions (assets) at end of year	2013-12-31	$214,358
Employer contributions (assets) at beginning of year	2013-12-31	$217,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$143,887
Contract administrator fees	2013-12-31	$22,065
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	R.D.HOAG & ASSOCIATES, P.C.
Accountancy firm EIN	2013-12-31	251365816
2012 : ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,065
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,538,716
Total loss/gain on sale of assets	2012-12-31	$5,928
Total of all expenses incurred	2012-12-31	$106,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$69,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$802,273
Value of total assets at end of year	2012-12-31	$6,628,288
Value of total assets at beginning of year	2012-12-31	$5,194,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$36,375
Total interest from all sources	2012-12-31	$14,191
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$150,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$150,505
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$324,197
Participant contributions at end of year	2012-12-31	$366,225
Participant contributions at beginning of year	2012-12-31	$67,820
Participant contributions at end of year	2012-12-31	$6,461
Participant contributions at beginning of year	2012-12-31	$40
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$11,353
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$755
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$1,065
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,432,626
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,627,223
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,194,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$20,971
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,019,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,921,220
Interest on participant loans	2012-12-31	$13,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$17,697
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,456
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$506
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$565,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$466,723
Employer contributions (assets) at end of year	2012-12-31	$217,982
Employer contributions (assets) at beginning of year	2012-12-31	$202,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$69,715
Contract administrator fees	2012-12-31	$15,404
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$5,928
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	R.D.HOAG & ASSOCIATES, P.C.
Accountancy firm EIN	2012-12-31	251365816

Form 5500 Responses for ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN

2019: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ADVANCED ORTHOPAEDICS & REHABILITATION, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

506485-01

Policy instance

Insurance contract or identification number	506485-01
Number of Individuals Covered	91
Insurance policy start date	2019-07-15
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ADVANCED ORTHOPAEDICS & REHABILITATION, LLC
Employer identification number (EIN):	262620544
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)