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INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 401k Plan overview

Plan NameINDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN
Plan identification number 002

INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TIPTON HOSPITAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:TIPTON HOSPITAL, INC.
Employer identification number (EIN):262772226
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022014-01-01SHELLEY HUFF SHELLEY HUFF2015-07-17
0022014-01-01SHELLEY HUFF SHELLEY HUFF2015-07-17
0022013-01-01SHELLEY HUFF SHELLEY HUFF2014-09-16
0022012-01-01SHELLEY HUFF SHELLEY HUFF2013-08-14
0022011-01-01SHELLEY HUFF SHELLEY HUFF2012-10-01
0022009-01-01SHELLEY HUFF SHELLEY HUFF2011-02-03
0022009-01-01SHELLEY HUFF SHELLEY HUFF2010-10-15

Plan Statistics for INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN

401k plan membership statisitcs for INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN

Measure Date Value
2014: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01398
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01389
Total number of active participants reported on line 7a of the Form 55002013-01-01349
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0126
Total of all active and inactive participants2013-01-01375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01375
Number of participants with account balances2013-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01393
Total number of active participants reported on line 7a of the Form 55002012-01-01376
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-01389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01389
Number of participants with account balances2012-01-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01385
Total number of active participants reported on line 7a of the Form 55002011-01-01375
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01389
Number of participants with account balances2011-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01398
Total number of active participants reported on line 7a of the Form 55002009-01-01387
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01400
Number of participants with account balances2009-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN

Measure Date Value
2014 : INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-10-13$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-10-13$0
Total unrealized appreciation/depreciation of assets2014-10-13$0
Total transfer of assets to this plan2014-10-13$0
Total transfer of assets from this plan2014-10-13$6,534,306
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-13$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-13$0
Total income from all sources (including contributions)2014-10-13$27,064
Total loss/gain on sale of assets2014-10-13$0
Total of all expenses incurred2014-10-13$2,026,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-13$2,022,305
Value of total corrective distributions2014-10-13$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-13$3,578
Value of total assets at end of year2014-10-13$0
Value of total assets at beginning of year2014-10-13$8,533,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-13$4,256
Total income from rents2014-10-13$0
Total interest from all sources2014-10-13$15,903
Total dividends received (eg from common stock, registered investment company shares)2014-10-13$27,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-13No
Total dividends received from registered investment company shares (eg mutual funds)2014-10-13$27,315
Administrative expenses professional fees incurred2014-10-13$0
Was this plan covered by a fidelity bond2014-10-13Yes
Value of fidelity bond cover2014-10-13$20,000,000
If this is an individual account plan, was there a blackout period2014-10-13Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-13$0
Were there any nonexempt tranactions with any party-in-interest2014-10-13No
Amount of non-exempt transactions with any party-in-interest2014-10-13$0
Contributions received from participants2014-10-13$0
Participant contributions at end of year2014-10-13$0
Participant contributions at beginning of year2014-10-13$0
Income. Received or receivable in cash from other sources (including rollovers)2014-10-13$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-10-13$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-10-13$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-10-13$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-10-13$0
Other income not declared elsewhere2014-10-13$502
Administrative expenses (other) incurred2014-10-13$0
Liabilities. Value of operating payables at beginning of year2014-10-13$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-13No
Value of net income/loss2014-10-13$-1,999,497
Value of net assets at end of year (total assets less liabilities)2014-10-13$0
Value of net assets at beginning of year (total assets less liabilities)2014-10-13$8,533,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-13No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-13No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-10-13$0
Were any leases to which the plan was party in default or uncollectible2014-10-13No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-10-13$0
Investment advisory and management fees2014-10-13$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-10-13$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-13$7,666,620
Income. Interest from loans (other than to participants)2014-10-13$0
Interest earned on other investments2014-10-13$15,903
Income. Interest from US Government securities2014-10-13$0
Income. Interest from corporate debt instruments2014-10-13$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-10-13$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-10-13$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-10-13$867,183
Expenses. Payments to insurance carriers foe the provision of benefits2014-10-13$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-10-13$-20,234
Net investment gain/loss from pooled separate accounts2014-10-13$0
Net investment gain or loss from common/collective trusts2014-10-13$0
Net gain/loss from 103.12 investment entities2014-10-13$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-13No
Was there a failure to transmit to the plan any participant contributions2014-10-13No
Has the plan failed to provide any benefit when due under the plan2014-10-13No
Contributions received in cash from employer2014-10-13$3,578
Employer contributions (assets) at end of year2014-10-13$0
Employer contributions (assets) at beginning of year2014-10-13$0
Income. Dividends from preferred stock2014-10-13$0
Income. Dividends from common stock2014-10-13$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-13$2,022,305
Contract administrator fees2014-10-13$4,256
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-10-13Yes
Liabilities. Value of benefit claims payable at beginning of year2014-10-13$0
Did the plan have assets held for investment2014-10-13No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-13No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-13Yes
Aggregate proceeds on sale of assets2014-10-13$0
Aggregate carrying amount (costs) on sale of assets2014-10-13$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-10-13$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-13Yes
Opinion of an independent qualified public accountant for this plan2014-10-13Disclaimer
Accountancy firm name2014-10-13BKD, LLP
Accountancy firm EIN2014-10-13440160260
2013 : INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,389,050
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$903,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$899,254
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$910,428
Value of total assets at end of year2013-12-31$8,533,803
Value of total assets at beginning of year2013-12-31$7,047,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,753
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$26,259
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$76,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$76,220
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$808,338
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$12
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,486,043
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,533,803
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,047,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,666,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,385,805
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$26,259
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$867,183
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$661,955
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,376,131
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$102,090
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$899,254
Contract administrator fees2013-12-31$3,753
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,715,674
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$282,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$280,210
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$968,976
Value of total assets at end of year2012-12-31$7,047,760
Value of total assets at beginning of year2012-12-31$5,614,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,857
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$18,695
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$82,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$82,894
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$857,446
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$26,599
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,234
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$20
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,433,607
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,047,760
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,614,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,385,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,991,743
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$18,695
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$661,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$592,052
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$645,089
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$99,296
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$3,759
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$280,210
Contract administrator fees2012-12-31$1,857
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST AND YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$783,381
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$599,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$597,598
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$900,148
Value of total assets at end of year2011-12-31$5,614,153
Value of total assets at beginning of year2011-12-31$5,429,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,432
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$16,449
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$60,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$60,465
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$790,915
Participant contributions at end of year2011-12-31$26,599
Participant contributions at beginning of year2011-12-31$82,808
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,303
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$8,000
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$184,351
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,614,153
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,429,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,991,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,777,251
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$16,449
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$592,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$559,294
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-201,681
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$93,930
Employer contributions (assets) at end of year2011-12-31$3,759
Employer contributions (assets) at beginning of year2011-12-31$10,449
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$597,598
Contract administrator fees2011-12-31$1,432
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,513,389
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$350,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$349,022
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$911,993
Value of total assets at end of year2010-12-31$5,429,802
Value of total assets at beginning of year2010-12-31$4,267,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,721
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$14,536
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$61,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$61,588
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$813,578
Participant contributions at end of year2010-12-31$82,808
Participant contributions at beginning of year2010-12-31$77,887
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,339
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$114
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,162,646
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,429,802
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,267,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,777,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,752,003
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$14,536
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$559,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$426,952
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$525,158
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$93,076
Employer contributions (assets) at end of year2010-12-31$10,449
Employer contributions (assets) at beginning of year2010-12-31$10,314
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$349,022
Contract administrator fees2010-12-31$1,721
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Qualified
Accountancy firm name2010-12-31ERNST AND YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN

2014: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: INDIANA UNIVERSITY HEALTH TIPTON HOSPITAL TAX DEFERRAL ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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