401k Plan data: HILL & SMITH HOLDINGS, INC. 401(K) PLAN plan

HILL & SMITH HOLDINGS, INC. 401(K) PLAN 401k Plan overview

Plan Name	HILL & SMITH HOLDINGS, INC. 401(K) PLAN
Plan identification number	001

HILL & SMITH HOLDINGS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HILL & SMITH HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: HILL & SMITH HOLDINGS, INC.

Employer identification number (EIN): 262799456

NAIC Classification: 332810

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HILL & SMITH HOLDINGS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 TAMARA KINSEY
001 2013-01-01 TAMARA KINSEY
001 2012-01-01 TAMARA KINSEY
001 2011-01-01 TAMARA KINSEY

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	TAMARA KINSEY
001	2013-01-01	TAMARA KINSEY
001	2012-01-01	TAMARA KINSEY
001	2011-01-01	TAMARA KINSEY

Plan Statistics for HILL & SMITH HOLDINGS, INC. 401(K) PLAN

401k plan membership statisitcs for HILL & SMITH HOLDINGS, INC. 401(K) PLAN

Measure Date Value
2014: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 725
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 639
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 95
Total of all active and inactive participants 2014-01-01 734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 734
Number of participants with account balances 2014-01-01 533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 11
2013: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 758
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 643
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 74
Total of all active and inactive participants 2013-01-01 717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 717
Number of participants with account balances 2013-01-01 508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 669
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 658
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 94
Total of all active and inactive participants 2012-01-01 752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 752
Number of participants with account balances 2012-01-01 532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 16
2011: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 389
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 78
Total of all active and inactive participants 2011-01-01 467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 468
Number of participants with account balances 2011-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 12

Measure	Date	Value
2014: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	725
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	639
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	95
Total of all active and inactive participants	2014-01-01	734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	734
Number of participants with account balances	2014-01-01	533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	11
2013: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	758
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	643
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	74
Total of all active and inactive participants	2013-01-01	717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	717
Number of participants with account balances	2013-01-01	508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	669
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	658
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	94
Total of all active and inactive participants	2012-01-01	752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	752
Number of participants with account balances	2012-01-01	532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	16
2011: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	389
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	78
Total of all active and inactive participants	2011-01-01	467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	468
Number of participants with account balances	2011-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	12

Financial Data on HILL & SMITH HOLDINGS, INC. 401(K) PLAN

Measure	Date	Value
2014 : HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,228,658
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$901,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$778,241
Value of total corrective distributions	2014-12-31	$564
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,981,623
Value of total assets at end of year	2014-12-31	$28,121,546
Value of total assets at beginning of year	2014-12-31	$25,794,348
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$122,655
Total interest from all sources	2014-12-31	$3,926
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,341,105
Participant contributions at end of year	2014-12-31	$49,256
Participant contributions at beginning of year	2014-12-31	$73,728
Participant contributions at end of year	2014-12-31	$32,572
Participant contributions at beginning of year	2014-12-31	$46,570
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$122,900
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,037
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,332
Administrative expenses (other) incurred	2014-12-31	$2,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,327,198
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$28,121,546
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$25,794,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$119,879
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$22,445,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$20,265,683
Interest on participant loans	2014-12-31	$3,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,459,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$5,290,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,243,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$517,618
Employer contributions (assets) at end of year	2014-12-31	$134,319
Employer contributions (assets) at beginning of year	2014-12-31	$116,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$778,241
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN	2014-12-31	314442423
2013 : HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,034,516
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,589,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,487,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,863,258
Value of total assets at end of year	2013-12-31	$25,794,348
Value of total assets at beginning of year	2013-12-31	$22,349,383
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$102,436
Total interest from all sources	2013-12-31	$5,680
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,288,540
Participant contributions at end of year	2013-12-31	$73,728
Participant contributions at beginning of year	2013-12-31	$110,046
Participant contributions at end of year	2013-12-31	$46,570
Participant contributions at beginning of year	2013-12-31	$54,611
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$92,594
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,332
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,866
Administrative expenses (other) incurred	2013-12-31	$4,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$3,444,965
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$25,794,348
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,349,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$97,437
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$20,265,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$16,857,299
Interest on participant loans	2013-12-31	$5,680
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$5,290,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$5,201,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,165,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$482,124
Employer contributions (assets) at end of year	2013-12-31	$116,420
Employer contributions (assets) at beginning of year	2013-12-31	$123,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,487,115
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2013-12-31	341310124
2012 : HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$7,067,364
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,419,304
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,015,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$940,835
Value of total corrective distributions	2012-12-31	$495
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,804,465
Value of total assets at end of year	2012-12-31	$22,349,383
Value of total assets at beginning of year	2012-12-31	$12,878,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$74,516
Total interest from all sources	2012-12-31	$151,907
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,253,733
Participant contributions at end of year	2012-12-31	$110,046
Participant contributions at beginning of year	2012-12-31	$26,109
Participant contributions at end of year	2012-12-31	$54,611
Participant contributions at beginning of year	2012-12-31	$19,589
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$62,349
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,866
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$170
Administrative expenses (other) incurred	2012-12-31	$4,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$2,403,458
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,349,383
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,878,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$70,007
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$16,857,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$8,127,519
Interest on participant loans	2012-12-31	$8,867
Interest earned on other investments	2012-12-31	$143,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$5,201,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$4,647,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,462,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$488,383
Employer contributions (assets) at end of year	2012-12-31	$123,675
Employer contributions (assets) at beginning of year	2012-12-31	$58,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$940,835
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2012-12-31	341310124
2011 : HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$831,487
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$635,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$585,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$840,025
Value of total assets at end of year	2011-12-31	$12,878,561
Value of total assets at beginning of year	2011-12-31	$12,682,584
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$49,659
Total interest from all sources	2011-12-31	$135,423
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$601,439
Participant contributions at end of year	2011-12-31	$26,109
Participant contributions at beginning of year	2011-12-31	$27,997
Participant contributions at end of year	2011-12-31	$19,589
Participant contributions at beginning of year	2011-12-31	$33,977
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$11,962
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$170
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$170
Administrative expenses (other) incurred	2011-12-31	$3,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$195,977
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,878,561
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,682,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$46,540
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,127,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,756,544
Interest on participant loans	2011-12-31	$2,523
Interest earned on other investments	2011-12-31	$132,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$4,647,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,800,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-143,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$226,624
Employer contributions (assets) at end of year	2011-12-31	$58,076
Employer contributions (assets) at beginning of year	2011-12-31	$63,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$585,851
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2011-12-31	341310124
2010 : HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$9,443,414
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,239,833
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$932,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$858,778
Value of total corrective distributions	2010-12-31	$36,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$854,794
Value of total assets at end of year	2010-12-31	$12,682,584
Value of total assets at beginning of year	2010-12-31	$1,932,182
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$38,014
Total interest from all sources	2010-12-31	$129,233
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$633,350
Participant contributions at end of year	2010-12-31	$27,997
Participant contributions at beginning of year	2010-12-31	$29,718
Participant contributions at end of year	2010-12-31	$33,977
Participant contributions at beginning of year	2010-12-31	$8,163
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$170
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$169
Administrative expenses (other) incurred	2010-12-31	$3,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,306,988
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,682,584
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,932,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$34,678
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,756,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,807,843
Interest on participant loans	2010-12-31	$2,691
Interest earned on other investments	2010-12-31	$126,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,800,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$39,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,255,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$221,444
Employer contributions (assets) at end of year	2010-12-31	$63,166
Employer contributions (assets) at beginning of year	2010-12-31	$47,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$858,778
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	REA & ASSOCIATES, INC.
Accountancy firm EIN	2010-12-31	341310124

Form 5500 Responses for HILL & SMITH HOLDINGS, INC. 401(K) PLAN

2014: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HILL & SMITH HOLDINGS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HILL & SMITH HOLDINGS, INC.
Employer identification number (EIN):	262799456
NAIC Classification:	332810