401k Plan data: THE SPECTRUM GROUP MEMBERS, LLC 401(K) PROFIT SHARING PLAN plan

THE SPECTRUM GROUP MEMBERS, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE SPECTRUM GROUP MEMBERS, LLC 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE SPECTRUM GROUP MEMBERS, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE SPECTRUM GROUP MEMBERS, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE SPECTRUM GROUP MEMBERS, LLC

Employer identification number (EIN): 262834991

NAIC Classification: 921000

Additional information about THE SPECTRUM GROUP MEMBERS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4540246

More information about THE SPECTRUM GROUP MEMBERS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SPECTRUM GROUP MEMBERS, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 CLIFFORD REYNOLDS 2020-04-20 CLIFFORD REYNOLDS 2020-04-20
001 2018-01-01 CLIFFORD REYNOLDS 2019-03-14 CLIFFORD REYNOLDS 2019-03-14
001 2017-01-01 CLIFFORD REYNOLDS 2018-06-07 CLIFFORD REYNOLDS 2018-06-07
001 2016-01-01 CLIFFORD REYNOLDS 2017-02-02 CLIFFORD REYNOLDS 2017-02-02
001 2015-01-01 CLIFFORD REYNOLDS 2016-03-17 CLIFFORD REYNOLDS 2016-03-17
001 2014-01-01 CLIFFORD REYNOLDS 2015-02-23 CLIFFORD REYNOLDS 2015-02-23
001 2013-01-01 CLIFFORD REYNOLDS 2014-04-24 CLIFFORD REYNOLDS 2014-04-24
001 2012-01-01 CLIFFORD REYNOLDS 2013-07-22 CLIFFORD REYNOLDS 2013-07-22
001 2011-01-01 CLIFFORD REYNOLDS 2012-05-08 CLIFFORD REYNOLDS 2012-05-08
001 2010-01-01 CLIFFORD REYNOLDS 2011-09-20 CLIFFORD REYNOLDS 2011-09-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	CLIFFORD REYNOLDS	2020-04-20	CLIFFORD REYNOLDS	2020-04-20
001	2018-01-01	CLIFFORD REYNOLDS	2019-03-14	CLIFFORD REYNOLDS	2019-03-14
001	2017-01-01	CLIFFORD REYNOLDS	2018-06-07	CLIFFORD REYNOLDS	2018-06-07
001	2016-01-01	CLIFFORD REYNOLDS	2017-02-02	CLIFFORD REYNOLDS	2017-02-02
001	2015-01-01	CLIFFORD REYNOLDS	2016-03-17	CLIFFORD REYNOLDS	2016-03-17
001	2014-01-01	CLIFFORD REYNOLDS	2015-02-23	CLIFFORD REYNOLDS	2015-02-23
001	2013-01-01	CLIFFORD REYNOLDS	2014-04-24	CLIFFORD REYNOLDS	2014-04-24
001	2012-01-01	CLIFFORD REYNOLDS	2013-07-22	CLIFFORD REYNOLDS	2013-07-22
001	2011-01-01	CLIFFORD REYNOLDS	2012-05-08	CLIFFORD REYNOLDS	2012-05-08
001	2010-01-01	CLIFFORD REYNOLDS	2011-09-20	CLIFFORD REYNOLDS	2011-09-20

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Company Name:	THE SPECTRUM GROUP MEMBERS, LLC
Employer identification number (EIN):	262834991
NAIC Classification:	921000

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4540246