401k Plan data: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN plan

KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan Name	KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN
Plan identification number	001

KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KOPKA PINKUS DOLIN & EADS PC has sponsored the creation of one or more 401k plans.

Company Name: KOPKA PINKUS DOLIN & EADS PC

Employer identification number (EIN): 262989399

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 NANINE SCHWEDA
001 2011-01-01 EVA BUHOLTE
001 2010-01-01 ROBERT KOPKA

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	NANINE SCHWEDA
001	2011-01-01	EVA BUHOLTE
001	2010-01-01	ROBERT KOPKA

Plan Statistics for KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN

Measure Date Value
2012: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 105
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 128
Number of participants with account balances 2012-01-01 83
2011: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 112
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 134
Number of participants with account balances 2011-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 80
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 31
Total of all active and inactive participants 2010-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 111
Number of participants with account balances 2010-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2012: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	105
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	128
Number of participants with account balances	2012-01-01	83
2011: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	112
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	134
Number of participants with account balances	2011-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	80
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	31
Total of all active and inactive participants	2010-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	111
Number of participants with account balances	2010-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN

Measure	Date	Value
2012 : KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$780,165
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$51,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$37,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$301,443
Value of total assets at end of year	2012-12-31	$4,320,871
Value of total assets at beginning of year	2012-12-31	$3,592,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,435
Total interest from all sources	2012-12-31	$3,398
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$80,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$80,133
Administrative expenses professional fees incurred	2012-12-31	$3,170
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$301,443
Participant contributions at end of year	2012-12-31	$70,174
Participant contributions at beginning of year	2012-12-31	$84,251
Other income not declared elsewhere	2012-12-31	$1,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$728,169
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,320,871
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,592,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$11,265
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,857,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,176,059
Interest on participant loans	2012-12-31	$3,398
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$393,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$332,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$393,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$37,561
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FGMK, LLC
Accountancy firm EIN	2012-12-31	362929601
2011 : KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$122,963
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$592,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$570,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$257,140
Value of total assets at end of year	2011-12-31	$3,592,702
Value of total assets at beginning of year	2011-12-31	$4,062,085
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$21,496
Total interest from all sources	2011-12-31	$3,947
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$54,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$54,074
Administrative expenses professional fees incurred	2011-12-31	$2,832
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$257,140
Participant contributions at end of year	2011-12-31	$84,251
Participant contributions at beginning of year	2011-12-31	$69,187
Other income not declared elsewhere	2011-12-31	$2,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-469,383
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,592,702
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,062,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$18,664
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,176,059
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,981,194
Interest on participant loans	2011-12-31	$3,947
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$6,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$6,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$332,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-319,802
Net investment gain/loss from pooled separate accounts	2011-12-31	$125,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$570,850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FGMK, LLC
Accountancy firm EIN	2011-12-31	362929601
2010 : KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$740,273
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$360,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$320,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$272,391
Value of total assets at end of year	2010-12-31	$4,062,085
Value of total assets at beginning of year	2010-12-31	$3,682,049
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$40,220
Total interest from all sources	2010-12-31	$3,521
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$272,391
Participant contributions at end of year	2010-12-31	$69,187
Participant contributions at beginning of year	2010-12-31	$47,016
Other income not declared elsewhere	2010-12-31	$144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$380,036
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,062,085
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,682,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,981,194
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,626,800
Interest on participant loans	2010-12-31	$3,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$6,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,929
Net investment gain/loss from pooled separate accounts	2010-12-31	$464,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$320,017
Contract administrator fees	2010-12-31	$40,220
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FGMK, LLC
Accountancy firm EIN	2010-12-31	362929601

Form 5500 Responses for KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN

2012: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: KOPKA, PINKUS, DOLIN & EADS EMPLOYEE SAVINGS & RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KOPKA PINKUS DOLIN & EADS PC
Employer identification number (EIN):	262989399
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers