401k Plan data: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN plan

ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 401k Plan overview

Plan Name	ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN
Plan identification number	001

ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARPETH FINANCIAL SERVICES LLC has sponsored the creation of one or more 401k plans.

Company Name: HARPETH FINANCIAL SERVICES LLC

Employer identification number (EIN): 263253082

NAIC Classification: 522300
NAIC Description: Activities Related to Credit Intermediation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 AHNAF BASHIR
001 2016-01-01 KIM BASS KIM BASS 2017-07-19
001 2015-01-01 KIM BASS KIM BASS 2016-07-29
001 2014-01-01 KIMBERLY I BASS KIMBERLY I BASS 2015-07-06
001 2013-01-01 KIMBERLY BASS
001 2012-01-01 KIMBERLY I BASS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	AHNAF BASHIR
001	2016-01-01	KIM BASS	KIM BASS	2017-07-19
001	2015-01-01	KIM BASS	KIM BASS	2016-07-29
001	2014-01-01	KIMBERLY I BASS	KIMBERLY I BASS	2015-07-06
001	2013-01-01	KIMBERLY BASS
001	2012-01-01	KIMBERLY I BASS

Plan Statistics for ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN

401k plan membership statisitcs for ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN

Measure Date Value
2021: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 666
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 497
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 497
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 21
2019: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,254
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 963
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 187
Total of all active and inactive participants 2019-01-01 1,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 1,151
Number of participants with account balances 2019-01-01 1,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 125
2018: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,259
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,134
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 120
Total of all active and inactive participants 2018-01-01 1,254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,254
Number of participants with account balances 2018-01-01 882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 172
2017: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 842
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 808
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 451
Total of all active and inactive participants 2017-01-01 1,259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,259
Number of participants with account balances 2017-01-01 1,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 167
2016: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 789
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 530
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 312
Total of all active and inactive participants 2016-01-01 842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 842
Number of participants with account balances 2016-01-01 759
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 170
2015: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 610
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 440
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 318
Total of all active and inactive participants 2015-01-01 758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 758
Number of participants with account balances 2015-01-01 710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 191
2014: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 483
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 412
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 172
Total of all active and inactive participants 2014-01-01 584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 584
Number of participants with account balances 2014-01-01 556
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 195
2013: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 328
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 123
Total of all active and inactive participants 2013-01-01 451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 451
Number of participants with account balances 2013-01-01 411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 76
2012: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 190
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 74
Total of all active and inactive participants 2012-01-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 264
Number of participants with account balances 2012-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 83

Measure	Date	Value
2021: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	666
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	497
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	497
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	21
2019: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,254
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	963
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	187
Total of all active and inactive participants	2019-01-01	1,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	1,151
Number of participants with account balances	2019-01-01	1,081
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	125
2018: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,259
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,134
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	120
Total of all active and inactive participants	2018-01-01	1,254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,254
Number of participants with account balances	2018-01-01	882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	172
2017: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	842
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	808
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	451
Total of all active and inactive participants	2017-01-01	1,259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,259
Number of participants with account balances	2017-01-01	1,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	167
2016: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	789
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	530
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	312
Total of all active and inactive participants	2016-01-01	842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	842
Number of participants with account balances	2016-01-01	759
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	170
2015: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	610
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	440
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	318
Total of all active and inactive participants	2015-01-01	758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	758
Number of participants with account balances	2015-01-01	710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	191
2014: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	483
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	412
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	172
Total of all active and inactive participants	2014-01-01	584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	584
Number of participants with account balances	2014-01-01	556
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	195
2013: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	328
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	123
Total of all active and inactive participants	2013-01-01	451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	451
Number of participants with account balances	2013-01-01	411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	76
2012: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	190
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	74
Total of all active and inactive participants	2012-01-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	264
Number of participants with account balances	2012-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	83

Financial Data on ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN

Measure	Date	Value
2021 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$367,811
Total transfer of assets from this plan	2021-12-31	$11,228,709
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,760,666
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,212,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,135,892
Expenses. Certain deemed distributions of participant loans	2021-12-31	$25,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,382,356
Value of total assets at end of year	2021-12-31	$0
Value of total assets at beginning of year	2021-12-31	$8,312,370
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$76,246
Total interest from all sources	2021-12-31	$22,592
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$708,249
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$708,249
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,331,333
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$334,700
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$9,465
Administrative expenses (other) incurred	2021-12-31	$76,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,548,528
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$8,312,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$7,700,758
Interest on participant loans	2021-12-31	$15,992
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$275,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$1,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$1,812
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$6,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$644,358
Net investment gain or loss from common/collective trusts	2021-12-31	$3,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,041,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,135,892
Did the plan have assets held for investment	2021-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2021-12-31	721396621
2019 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,143,950
Total income from all sources (including contributions)	2019-12-31	$5,143,950
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,114,746
Total of all expenses incurred	2019-12-31	$1,114,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,042,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,042,102
Value of total corrective distributions	2019-12-31	$280
Value of total corrective distributions	2019-12-31	$280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,778,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,778,221
Value of total assets at end of year	2019-12-31	$8,730,017
Value of total assets at end of year	2019-12-31	$8,730,017
Value of total assets at beginning of year	2019-12-31	$4,700,813
Value of total assets at beginning of year	2019-12-31	$4,700,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$72,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$72,364
Total interest from all sources	2019-12-31	$12,264
Total interest from all sources	2019-12-31	$12,264
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$426,990
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$426,990
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$426,990
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$426,990
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,988,190
Contributions received from participants	2019-12-31	$1,988,190
Participant contributions at end of year	2019-12-31	$388,960
Participant contributions at end of year	2019-12-31	$388,960
Participant contributions at beginning of year	2019-12-31	$123,329
Participant contributions at beginning of year	2019-12-31	$123,329
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$174,673
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$174,673
Administrative expenses (other) incurred	2019-12-31	$72,364
Administrative expenses (other) incurred	2019-12-31	$72,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,029,204
Value of net income/loss	2019-12-31	$4,029,204
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$8,730,017
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$8,730,017
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,700,813
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,700,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$8,312,744
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$8,312,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,436,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,436,799
Interest on participant loans	2019-12-31	$11,152
Interest on participant loans	2019-12-31	$11,152
Value of interest in common/collective trusts at end of year	2019-12-31	$333
Value of interest in common/collective trusts at end of year	2019-12-31	$333
Value of interest in common/collective trusts at beginning of year	2019-12-31	$119
Value of interest in common/collective trusts at beginning of year	2019-12-31	$119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$27,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$27,980
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$140,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$140,566
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$140,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$140,566
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1,112
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$926,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$926,470
Net investment gain or loss from common/collective trusts	2019-12-31	$5
Net investment gain or loss from common/collective trusts	2019-12-31	$5
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,615,358
Contributions received in cash from employer	2019-12-31	$1,615,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,042,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,042,102
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm name	2019-12-31	CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN	2019-12-31	721396621
Accountancy firm EIN	2019-12-31	721396621
2018 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,785,928
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$710,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$663,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,130,566
Value of total assets at end of year	2018-12-31	$4,700,813
Value of total assets at beginning of year	2018-12-31	$3,625,431
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$47,296
Total interest from all sources	2018-12-31	$7,154
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$327,505
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$327,505
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,077,823
Participant contributions at end of year	2018-12-31	$123,329
Participant contributions at beginning of year	2018-12-31	$105,945
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$215,500
Administrative expenses (other) incurred	2018-12-31	$47,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,075,382
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,700,813
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,625,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,436,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,477,001
Interest on participant loans	2018-12-31	$5,315
Value of interest in common/collective trusts at end of year	2018-12-31	$119
Value of interest in common/collective trusts at beginning of year	2018-12-31	$318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$140,566
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$42,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$42,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$1,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-679,305
Net investment gain or loss from common/collective trusts	2018-12-31	$8
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$837,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$663,250
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2018-12-31	453976013
2017 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,560,152
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$231,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$215,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,086,664
Value of total assets at end of year	2017-12-31	$3,625,431
Value of total assets at beginning of year	2017-12-31	$2,296,810
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$16,350
Total interest from all sources	2017-12-31	$3,895
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$120,180
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$593,628
Participant contributions at end of year	2017-12-31	$105,945
Participant contributions at beginning of year	2017-12-31	$87,569
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$112,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,328,621
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,625,431
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,296,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$16,350
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,477,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,024,781
Interest on participant loans	2017-12-31	$3,895
Value of interest in common/collective trusts at end of year	2017-12-31	$318
Value of interest in common/collective trusts at beginning of year	2017-12-31	$184,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$42,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$349,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$380,867
Income. Dividends from common stock	2017-12-31	$120,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$215,181
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2017-12-31	453976013
2016 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$971,914
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$278,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$265,873
Expenses. Certain deemed distributions of participant loans	2016-12-31	$17
Value of total corrective distributions	2016-12-31	$70
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$813,684
Value of total assets at end of year	2016-12-31	$2,296,810
Value of total assets at beginning of year	2016-12-31	$1,603,317
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$12,461
Total interest from all sources	2016-12-31	$5,271
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$68,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$68,929
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$161,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$479,131
Participant contributions at end of year	2016-12-31	$87,569
Participant contributions at beginning of year	2016-12-31	$87,928
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$4,716
Other income not declared elsewhere	2016-12-31	$11,551
Administrative expenses (other) incurred	2016-12-31	$12,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$693,493
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,296,810
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,603,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,024,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,408,373
Interest on participant loans	2016-12-31	$5,271
Value of interest in common/collective trusts at end of year	2016-12-31	$184,460
Value of interest in common/collective trusts at beginning of year	2016-12-31	$86,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$20,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$20,986
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$58,650
Net investment gain or loss from common/collective trusts	2016-12-31	$13,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$329,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$265,873
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2016-12-31	453976013
2015 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$656,032
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$204,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$194,666
Expenses. Certain deemed distributions of participant loans	2015-12-31	$261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$673,476
Value of total assets at end of year	2015-12-31	$1,603,317
Value of total assets at beginning of year	2015-12-31	$1,151,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,682
Total interest from all sources	2015-12-31	$2,096
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$65,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$65,964
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$116,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$377,679
Participant contributions at end of year	2015-12-31	$87,928
Participant contributions at beginning of year	2015-12-31	$37,584
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$4,142
Other income not declared elsewhere	2015-12-31	$1,104
Administrative expenses (other) incurred	2015-12-31	$9,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$451,423
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,603,317
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,151,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,408,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,040,682
Interest on participant loans	2015-12-31	$2,096
Value of interest in common/collective trusts at end of year	2015-12-31	$86,030
Value of interest in common/collective trusts at beginning of year	2015-12-31	$56,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$20,986
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$17,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$17,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-84,659
Net investment gain or loss from common/collective trusts	2015-12-31	$-1,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$291,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$194,666
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2015-12-31	453976013
2014 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$624,096
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$167,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$152,611
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,748
Value of total corrective distributions	2014-12-31	$10
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$578,485
Value of total assets at end of year	2014-12-31	$1,151,894
Value of total assets at beginning of year	2014-12-31	$695,366
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$12,199
Total interest from all sources	2014-12-31	$777
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$41,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$41,425
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$70,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$325,397
Participant contributions at end of year	2014-12-31	$37,584
Participant contributions at beginning of year	2014-12-31	$18,737
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$10,568
Other income not declared elsewhere	2014-12-31	$18
Administrative expenses (other) incurred	2014-12-31	$12,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$456,528
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,151,894
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$695,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,040,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$640,670
Interest on participant loans	2014-12-31	$777
Value of interest in common/collective trusts at end of year	2014-12-31	$56,572
Value of interest in common/collective trusts at beginning of year	2014-12-31	$32,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$17,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$3,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$3,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,402
Net investment gain or loss from common/collective trusts	2014-12-31	$1,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$242,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$152,611
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2014-12-31	453976013
2013 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$520,558
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$47,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$44,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$427,763
Value of total assets at end of year	2013-12-31	$695,366
Value of total assets at beginning of year	2013-12-31	$222,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,475
Total interest from all sources	2013-12-31	$438
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$19,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$19,933
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$23,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$233,863
Participant contributions at end of year	2013-12-31	$18,737
Participant contributions at beginning of year	2013-12-31	$4,527
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$6,452
Administrative expenses (other) incurred	2013-12-31	$3,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$472,608
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$695,366
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$222,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$640,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$207,493
Interest on participant loans	2013-12-31	$438
Value of interest in common/collective trusts at end of year	2013-12-31	$32,284
Value of interest in common/collective trusts at beginning of year	2013-12-31	$9,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,675
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$67,507
Net investment gain or loss from common/collective trusts	2013-12-31	$4,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$187,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$44,475
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2013-12-31	453976013
2012 : ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$233,113
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$10,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$9,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$221,435
Value of total assets at end of year	2012-12-31	$222,758
Value of total assets at beginning of year	2012-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,200
Total interest from all sources	2012-12-31	$16
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$4,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$4,735
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$117,757
Participant contributions at end of year	2012-12-31	$4,527
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$5,919
Administrative expenses (other) incurred	2012-12-31	$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$222,758
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$222,758
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$207,493
Interest on participant loans	2012-12-31	$16
Value of interest in common/collective trusts at end of year	2012-12-31	$9,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$6,281
Net investment gain or loss from common/collective trusts	2012-12-31	$646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$97,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$9,155
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	JASON E. UNDERWOOD, ERISACPA
Accountancy firm EIN	2012-12-31	453976013

Form 5500 Responses for ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN

2021: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2019: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ADVANCE FINANCIAL EMPLOYEE RETIREMENT SERVICES PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HARPETH FINANCIAL SERVICES LLC
Employer identification number (EIN):	263253082
NAIC Classification:	522300
NAIC Description:	Activities Related to Credit Intermediation