401k Plan data: SOUTHWEST ENERGY PROFIT SHARING PLAN plan

SOUTHWEST ENERGY PROFIT SHARING PLAN 401k Plan overview

Plan Name	SOUTHWEST ENERGY PROFIT SHARING PLAN
Plan identification number	001

SOUTHWEST ENERGY PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOUTHWEST ENERGY MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: SOUTHWEST ENERGY MANAGEMENT, LLC

Employer identification number (EIN): 263253459

NAIC Classification: 213110
NAIC Description: Support Activities for Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST ENERGY PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 THOMAS D. TOOLE THOMAS D. TOOLE 2018-09-10
001 2016-01-01 THOMAS D. TOOLE THOMAS D. TOOLE 2017-08-25

Plan Statistics for SOUTHWEST ENERGY PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTHWEST ENERGY PROFIT SHARING PLAN

Measure Date Value
2022: SOUTHWEST ENERGY PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 277
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 229
Number of retired or separated participants receiving benefits 2022-01-01 6
Number of other retired or separated participants entitled to future benefits 2022-01-01 51
Total of all active and inactive participants 2022-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 286
Number of participants with account balances 2022-01-01 286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 7
2021: SOUTHWEST ENERGY PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 225
Number of retired or separated participants receiving benefits 2021-01-01 5
Number of other retired or separated participants entitled to future benefits 2021-01-01 47
Total of all active and inactive participants 2021-01-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 277
Number of participants with account balances 2021-01-01 277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: SOUTHWEST ENERGY PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 193
Number of retired or separated participants receiving benefits 2020-01-01 6
Number of other retired or separated participants entitled to future benefits 2020-01-01 47
Total of all active and inactive participants 2020-01-01 246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 246
Number of participants with account balances 2020-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: SOUTHWEST ENERGY PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 233
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 210
Number of retired or separated participants receiving benefits 2019-01-01 4
Number of other retired or separated participants entitled to future benefits 2019-01-01 38
Total of all active and inactive participants 2019-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 253
Number of participants with account balances 2019-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: SOUTHWEST ENERGY PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 196
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 33
Total of all active and inactive participants 2018-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 233
Number of participants with account balances 2018-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: SOUTHWEST ENERGY PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 188
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 30
Total of all active and inactive participants 2017-01-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 222
Number of participants with account balances 2017-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: SOUTHWEST ENERGY PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 229
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 181
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 28
Total of all active and inactive participants 2016-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 212
Number of participants with account balances 2016-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5

Measure	Date	Value
2022: SOUTHWEST ENERGY PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	277
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	229
Number of retired or separated participants receiving benefits	2022-01-01	6
Number of other retired or separated participants entitled to future benefits	2022-01-01	51
Total of all active and inactive participants	2022-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	286
Number of participants with account balances	2022-01-01	286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	7
2021: SOUTHWEST ENERGY PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	225
Number of retired or separated participants receiving benefits	2021-01-01	5
Number of other retired or separated participants entitled to future benefits	2021-01-01	47
Total of all active and inactive participants	2021-01-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	277
Number of participants with account balances	2021-01-01	277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: SOUTHWEST ENERGY PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	193
Number of retired or separated participants receiving benefits	2020-01-01	6
Number of other retired or separated participants entitled to future benefits	2020-01-01	47
Total of all active and inactive participants	2020-01-01	246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	246
Number of participants with account balances	2020-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: SOUTHWEST ENERGY PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	233
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	210
Number of retired or separated participants receiving benefits	2019-01-01	4
Number of other retired or separated participants entitled to future benefits	2019-01-01	38
Total of all active and inactive participants	2019-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	253
Number of participants with account balances	2019-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: SOUTHWEST ENERGY PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	196
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	33
Total of all active and inactive participants	2018-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	233
Number of participants with account balances	2018-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: SOUTHWEST ENERGY PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	188
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	30
Total of all active and inactive participants	2017-01-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	222
Number of participants with account balances	2017-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: SOUTHWEST ENERGY PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	229
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	181
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	28
Total of all active and inactive participants	2016-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	212
Number of participants with account balances	2016-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5

Financial Data on SOUTHWEST ENERGY PROFIT SHARING PLAN

Measure	Date	Value
2022 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-6,904,757
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$6,386,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$6,383,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,872,214
Value of total assets at end of year	2022-12-31	$70,442,171
Value of total assets at beginning of year	2022-12-31	$83,733,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$3,050
Total interest from all sources	2022-12-31	$83,845
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,702,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,702,675
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,603,899
Participant contributions at end of year	2022-12-31	$1,569,065
Participant contributions at beginning of year	2022-12-31	$1,809,459
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$94,948
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$240
Other income not declared elsewhere	2022-12-31	$1,460
Administrative expenses (other) incurred	2022-12-31	$3,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-13,291,631
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$70,442,171
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$83,733,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$65,640,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$78,937,317
Interest on participant loans	2022-12-31	$83,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-14,564,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,173,367
Employer contributions (assets) at end of year	2022-12-31	$3,232,756
Employer contributions (assets) at beginning of year	2022-12-31	$2,987,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$6,383,584
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2022-12-31	954345526
2021 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$2,868,334
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$14,515,837
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$4,782,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,779,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$5,579,922
Value of total assets at end of year	2021-12-31	$83,733,802
Value of total assets at beginning of year	2021-12-31	$71,132,246
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,150
Total interest from all sources	2021-12-31	$83,261
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$10,538,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$10,538,944
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,359,843
Participant contributions at end of year	2021-12-31	$1,809,459
Participant contributions at beginning of year	2021-12-31	$1,749,279
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$420,591
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$279
Other income not declared elsewhere	2021-12-31	$477
Administrative expenses (other) incurred	2021-12-31	$3,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$9,733,222
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$83,733,802
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$71,132,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$78,937,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$65,984,845
Interest on participant loans	2021-12-31	$83,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$-1,686,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$3,799,488
Employer contributions (assets) at end of year	2021-12-31	$2,987,026
Employer contributions (assets) at beginning of year	2021-12-31	$3,398,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,779,186
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2021-12-31	954345526
2020 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$13,938,093
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$11,203,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$11,200,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$5,508,838
Value of total assets at end of year	2020-12-31	$71,132,246
Value of total assets at beginning of year	2020-12-31	$68,397,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$3,475
Total interest from all sources	2020-12-31	$94,303
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,835,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,835,518
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,278,479
Participant contributions at end of year	2020-12-31	$1,749,279
Participant contributions at beginning of year	2020-12-31	$1,689,536
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$65,020
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$150
Other income not declared elsewhere	2020-12-31	$191
Administrative expenses (other) incurred	2020-12-31	$3,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,734,593
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$71,132,246
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$68,397,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$65,984,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$63,340,261
Interest on participant loans	2020-12-31	$94,303
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$6,499,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,165,339
Employer contributions (assets) at end of year	2020-12-31	$3,398,122
Employer contributions (assets) at beginning of year	2020-12-31	$3,367,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$11,199,875
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2020-12-31	954345526
2019 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$16,659,610
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$4,321,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,318,117
Value of total corrective distributions	2019-12-31	$56
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,340,104
Value of total assets at end of year	2019-12-31	$68,397,653
Value of total assets at beginning of year	2019-12-31	$56,059,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$3,525
Total interest from all sources	2019-12-31	$86,596
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,527,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,527,010
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,231,289
Participant contributions at end of year	2019-12-31	$1,689,536
Participant contributions at beginning of year	2019-12-31	$1,756,146
Administrative expenses (other) incurred	2019-12-31	$3,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$12,337,912
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$68,397,653
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$56,059,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$63,340,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$51,237,012
Interest on participant loans	2019-12-31	$86,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$9,705,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,108,815
Employer contributions (assets) at end of year	2019-12-31	$3,367,856
Employer contributions (assets) at beginning of year	2019-12-31	$3,066,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,318,117
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2019-12-31	954345526
2018 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,614,475
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,219,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,215,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,843,401
Value of total assets at end of year	2018-12-31	$56,059,741
Value of total assets at beginning of year	2018-12-31	$56,664,629
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$3,975
Total interest from all sources	2018-12-31	$79,985
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,524,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,524,160
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,106,852
Participant contributions at end of year	2018-12-31	$1,756,146
Participant contributions at beginning of year	2018-12-31	$1,689,775
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$162
Other income not declared elsewhere	2018-12-31	$162
Administrative expenses (other) incurred	2018-12-31	$3,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-604,888
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$56,059,741
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$56,664,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$51,237,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$52,136,800
Interest on participant loans	2018-12-31	$79,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,833,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$3,736,549
Employer contributions (assets) at end of year	2018-12-31	$3,066,583
Employer contributions (assets) at beginning of year	2018-12-31	$2,838,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,215,226
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2018-12-31	954345526
2017 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$12,102,280
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,272,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,267,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,482,705
Value of total assets at end of year	2017-12-31	$56,664,629
Value of total assets at beginning of year	2017-12-31	$46,834,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$4,300
Total interest from all sources	2017-12-31	$77,700
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,159,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,159,592
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$985,350
Participant contributions at end of year	2017-12-31	$1,689,775
Participant contributions at beginning of year	2017-12-31	$1,771,927
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$46,838
Administrative expenses (other) incurred	2017-12-31	$4,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$9,829,989
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$56,664,629
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$46,834,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$52,136,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$42,236,481
Interest on participant loans	2017-12-31	$77,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$6,382,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$3,450,517
Employer contributions (assets) at end of year	2017-12-31	$2,838,054
Employer contributions (assets) at beginning of year	2017-12-31	$2,826,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,267,991
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2017-12-31	954345526
2016 : SOUTHWEST ENERGY PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,555,978
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,536,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,531,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,477,832
Value of total assets at end of year	2016-12-31	$46,834,640
Value of total assets at beginning of year	2016-12-31	$45,814,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,450
Total interest from all sources	2016-12-31	$73,739
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,051,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,051,924
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$984,416
Participant contributions at end of year	2016-12-31	$1,771,927
Participant contributions at beginning of year	2016-12-31	$1,759,901
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$46,418
Administrative expenses (other) incurred	2016-12-31	$4,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,019,799
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$46,834,640
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$45,814,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$42,236,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$41,063,183
Interest on participant loans	2016-12-31	$73,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,952,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,446,998
Employer contributions (assets) at end of year	2016-12-31	$2,826,232
Employer contributions (assets) at beginning of year	2016-12-31	$2,991,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,531,729
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2016-12-31	366055558

Form 5500 Responses for SOUTHWEST ENERGY PROFIT SHARING PLAN

2022: SOUTHWEST ENERGY PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SOUTHWEST ENERGY PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SOUTHWEST ENERGY PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SOUTHWEST ENERGY PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SOUTHWEST ENERGY PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SOUTHWEST ENERGY PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SOUTHWEST ENERGY PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTHWEST ENERGY MANAGEMENT, LLC
Employer identification number (EIN):	263253459
NAIC Classification:	213110
NAIC Description:	Support Activities for Mining