ULLICO INVESTMENT ADVISORS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ULLICO DIVERSIFIED SMID CAP FUND, LP
| Measure | Date | Value |
|---|
| 2011 : ULLICO DIVERSIFIED SMID CAP FUND, LP 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-710,934 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-710,934 |
| Total transfer of assets to this plan | 2011-12-31 | $5,481,292 |
| Total transfer of assets from this plan | 2011-12-31 | $27,964 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $41,418 |
| Total income from all sources (including contributions) | 2011-12-31 | $-129,526 |
| Total loss/gain on sale of assets | 2011-12-31 | $529,038 |
| Total of all expenses incurred | 2011-12-31 | $89,659 |
| Value of total assets at end of year | 2011-12-31 | $5,275,561 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $89,659 |
| Total interest from all sources | 2011-12-31 | $1,772 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $50,598 |
| Administrative expenses professional fees incurred | 2011-12-31 | $27,540 |
| Was this plan covered by a fidelity bond | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $21,836 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $41,418 |
| Administrative expenses (other) incurred | 2011-12-31 | $62,119 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-219,185 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,234,143 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $181,230 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,772 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Income. Dividends from common stock | 2011-12-31 | $50,598 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $5,072,495 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $5,716,016 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $5,186,978 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSE COOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
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