401k Plan data: EMPLOYEE ASSISTANCE PLAN plan

EMPLOYEE ASSISTANCE PLAN 401k Plan overview

Plan Name	EMPLOYEE ASSISTANCE PLAN
Plan identification number	506

EMPLOYEE ASSISTANCE PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Other welfare benefit cover

401k Sponsoring company profile

KNORR-BREMSE has sponsored the creation of one or more 401k plans.

Company Name: KNORR-BREMSE

Employer identification number (EIN): 263792367

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE ASSISTANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
506 2023-01-01 TRANG RIOUX 2024-07-25
506 2022-01-01 GWEN J. SCOTT 2023-10-09
506 2021-01-01 GWEN J. SCOTT 2022-09-01
506 2020-01-01 GWEN J. SCOTT 2021-09-27
506 2019-01-01
506 2018-01-01
506 2017-01-01
506 2016-01-01 GWEN J SCOTT
506 2015-01-01 GWEN J SCOTT
506 2014-01-01 GWEN J SCOTT
506 2013-01-01 GWEN SCOTT
506 2012-01-01 GWEN SCOTT
506 2011-01-01 GWEN SCOTT
506 2009-01-01 GWEN J. SCOTT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
506	2023-01-01	TRANG RIOUX	2024-07-25
506	2022-01-01	GWEN J. SCOTT	2023-10-09
506	2021-01-01	GWEN J. SCOTT	2022-09-01
506	2020-01-01	GWEN J. SCOTT	2021-09-27
506	2019-01-01
506	2018-01-01
506	2017-01-01
506	2016-01-01	GWEN J SCOTT
506	2015-01-01	GWEN J SCOTT
506	2014-01-01	GWEN J SCOTT
506	2013-01-01	GWEN SCOTT
506	2012-01-01	GWEN SCOTT
506	2011-01-01	GWEN SCOTT
506	2009-01-01	GWEN J. SCOTT

Plan Statistics for EMPLOYEE ASSISTANCE PLAN

401k plan membership statisitcs for EMPLOYEE ASSISTANCE PLAN

Measure Date Value
2023: EMPLOYEE ASSISTANCE PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 2,435
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 2,455
Number of retired or separated participants receiving benefits 2023-01-01 11
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 2,466
Number of employers contributing to the scheme 2023-01-01 0
2022: EMPLOYEE ASSISTANCE PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,335
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2,410
Number of retired or separated participants receiving benefits 2022-01-01 13
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 2,423
2021: EMPLOYEE ASSISTANCE PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,344
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2,328
Number of retired or separated participants receiving benefits 2021-01-01 12
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 2,340
2020: EMPLOYEE ASSISTANCE PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,672
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,668
Number of retired or separated participants receiving benefits 2020-01-01 13
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 1,681
2019: EMPLOYEE ASSISTANCE PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,612
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,662
Number of retired or separated participants receiving benefits 2019-01-01 11
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 1,673
2018: EMPLOYEE ASSISTANCE PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,474
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,598
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 1,598
2017: EMPLOYEE ASSISTANCE PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,280
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,455
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 1,455
2016: EMPLOYEE ASSISTANCE PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,445
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,280
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 1,280
2015: EMPLOYEE ASSISTANCE PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,409
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,445
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1,445
2014: EMPLOYEE ASSISTANCE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,239
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,392
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 1,392
2013: EMPLOYEE ASSISTANCE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,296
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,239
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 1,239
2012: EMPLOYEE ASSISTANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,373
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,307
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 1,307
2011: EMPLOYEE ASSISTANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,036
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,373
Number of retired or separated participants receiving benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 1,373
2009: EMPLOYEE ASSISTANCE PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,154
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,061
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1,061

Measure	Date	Value
2023: EMPLOYEE ASSISTANCE PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	2,435
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	2,455
Number of retired or separated participants receiving benefits	2023-01-01	11
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	2,466
Number of employers contributing to the scheme	2023-01-01	0
2022: EMPLOYEE ASSISTANCE PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,335
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,410
Number of retired or separated participants receiving benefits	2022-01-01	13
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	2,423
2021: EMPLOYEE ASSISTANCE PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,344
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2,328
Number of retired or separated participants receiving benefits	2021-01-01	12
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	2,340
2020: EMPLOYEE ASSISTANCE PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,672
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,668
Number of retired or separated participants receiving benefits	2020-01-01	13
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	1,681
2019: EMPLOYEE ASSISTANCE PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,612
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,662
Number of retired or separated participants receiving benefits	2019-01-01	11
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	1,673
2018: EMPLOYEE ASSISTANCE PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,474
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,598
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	1,598
2017: EMPLOYEE ASSISTANCE PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,280
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,455
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	1,455
2016: EMPLOYEE ASSISTANCE PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,445
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,280
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	1,280
2015: EMPLOYEE ASSISTANCE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,409
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,445
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1,445
2014: EMPLOYEE ASSISTANCE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,239
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,392
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	1,392
2013: EMPLOYEE ASSISTANCE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,296
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,239
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	1,239
2012: EMPLOYEE ASSISTANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,373
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,307
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	1,307
2011: EMPLOYEE ASSISTANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,036
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,373
Number of retired or separated participants receiving benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	1,373
2009: EMPLOYEE ASSISTANCE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,154
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,061
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1,061

Form 5500 Responses for EMPLOYEE ASSISTANCE PLAN

2023: EMPLOYEE ASSISTANCE PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2023-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2022: EMPLOYEE ASSISTANCE PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2022-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2021: EMPLOYEE ASSISTANCE PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2021-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2020: EMPLOYEE ASSISTANCE PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2020-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2019: EMPLOYEE ASSISTANCE PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2019-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2018: EMPLOYEE ASSISTANCE PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2018-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2017: EMPLOYEE ASSISTANCE PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: EMPLOYEE ASSISTANCE PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: EMPLOYEE ASSISTANCE PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: EMPLOYEE ASSISTANCE PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: EMPLOYEE ASSISTANCE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: EMPLOYEE ASSISTANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: EMPLOYEE ASSISTANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: EMPLOYEE ASSISTANCE PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1
CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1
CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1
CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1
CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1
CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1
CIGNA BEHAVIORAL HEALTH, INC. (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	2137
Policy instance	1

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Company Name:	KNORR-BREMSE
Employer identification number (EIN):	263792367
NAIC Classification:	339900