401k Plan data: CG ENTERPRISES, INC. 401(K) PLAN plan

CG ENTERPRISES, INC. 401(K) PLAN 401k Plan overview

Plan Name	CG ENTERPRISES, INC. 401(K) PLAN
Plan identification number	001

CG ENTERPRISES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CG ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: CG ENTERPRISES, INC.

Employer identification number (EIN): 263881726

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CG ENTERPRISES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 LESLIE LEWIS 2020-11-12
001 2017-01-01 LESLIE LEWIS 2020-11-12
001 2016-01-01 LESLIE LEWIS 2020-11-12
001 2015-01-01 LESLIE LEWIS LESLIE LEWIS 2016-10-14
001 2014-01-01 LESLIE LEWIS LESLIE LEWIS 2016-04-27
001 2014-01-01 LESLIE LEWIS LESLIE LEWIS 2015-10-15
001 2013-01-01 LESLIE LEWIS 2014-10-14 DAVID BOYER 2014-10-14
001 2012-01-01 LESLIE LEWIS 2013-10-15 DAVID BOYER 2013-10-15
001 2011-01-01 LESLIE LEWIS 2012-10-08 DAVID BOYER 2012-10-03
001 2010-01-01 LESLIE LEWIS 2011-10-12 DAVID MCMAHAN 2011-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	LESLIE LEWIS	2020-11-12
001	2017-01-01	LESLIE LEWIS	2020-11-12
001	2016-01-01	LESLIE LEWIS	2020-11-12
001	2015-01-01	LESLIE LEWIS		LESLIE LEWIS	2016-10-14
001	2014-01-01	LESLIE LEWIS		LESLIE LEWIS	2016-04-27
001	2014-01-01	LESLIE LEWIS		LESLIE LEWIS	2015-10-15
001	2013-01-01	LESLIE LEWIS	2014-10-14	DAVID BOYER	2014-10-14
001	2012-01-01	LESLIE LEWIS	2013-10-15	DAVID BOYER	2013-10-15
001	2011-01-01	LESLIE LEWIS	2012-10-08	DAVID BOYER	2012-10-03
001	2010-01-01	LESLIE LEWIS	2011-10-12	DAVID MCMAHAN	2011-10-13

Plan Statistics for CG ENTERPRISES, INC. 401(K) PLAN

401k plan membership statisitcs for CG ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2015: CG ENTERPRISES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 12
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 56
Total of all active and inactive participants 2015-01-01 68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 68
Number of participants with account balances 2015-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CG ENTERPRISES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 121
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 26
Total of all active and inactive participants 2014-01-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 147
Number of participants with account balances 2014-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2015: CG ENTERPRISES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	12
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	56
Total of all active and inactive participants	2015-01-01	68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	68
Number of participants with account balances	2015-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CG ENTERPRISES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	121
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	26
Total of all active and inactive participants	2014-01-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	147
Number of participants with account balances	2014-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on CG ENTERPRISES, INC. 401(K) PLAN

Measure	Date	Value
2015 : CG ENTERPRISES, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$523,451
Total of all expenses incurred	2015-12-31	$2,533,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,529,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$511,299
Value of total assets at end of year	2015-12-31	$2,789,063
Value of total assets at beginning of year	2015-12-31	$4,798,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,259
Total interest from all sources	2015-12-31	$5,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$355,016
Participant contributions at end of year	2015-12-31	$81,601
Participant contributions at beginning of year	2015-12-31	$155,512
Participant contributions at end of year	2015-12-31	$957
Participant contributions at beginning of year	2015-12-31	$11,455
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$10,869
Other income not declared elsewhere	2015-12-31	$2,871
Total non interest bearing cash at end of year	2015-12-31	$1,982
Total non interest bearing cash at beginning of year	2015-12-31	$9,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-2,009,763
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,789,063
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,798,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,703,855
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,611,165
Interest on participant loans	2015-12-31	$5,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$3,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$145,414
Employer contributions (assets) at end of year	2015-12-31	$668
Employer contributions (assets) at beginning of year	2015-12-31	$10,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,529,955
Contract administrator fees	2015-12-31	$3,259
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ELLIOTT DAVIS DECOSIMO, LLC, PLLC
Accountancy firm EIN	2015-12-31	570381582
2014 : CG ENTERPRISES, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,387,585
Total of all expenses incurred	2014-12-31	$503,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$502,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,161,000
Value of total assets at end of year	2014-12-31	$4,798,826
Value of total assets at beginning of year	2014-12-31	$3,915,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,249
Total interest from all sources	2014-12-31	$4,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$633,051
Participant contributions at end of year	2014-12-31	$155,512
Participant contributions at beginning of year	2014-12-31	$111,112
Participant contributions at end of year	2014-12-31	$11,455
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$212,261
Other income not declared elsewhere	2014-12-31	$940
Total non interest bearing cash at end of year	2014-12-31	$9,849
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$883,801
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,798,826
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,915,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,611,165
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,803,913
Interest on participant loans	2014-12-31	$4,816
Net investment gain/loss from pooled separate accounts	2014-12-31	$220,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$315,688
Employer contributions (assets) at end of year	2014-12-31	$10,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$502,535
Contract administrator fees	2014-12-31	$1,249
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ELLIOTT DAVIS DECOSIMO, LLC, PLLC
Accountancy firm EIN	2014-12-31	570381582

Form 5500 Responses for CG ENTERPRISES, INC. 401(K) PLAN

2015: CG ENTERPRISES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CG ENTERPRISES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92073

Policy instance

Insurance contract or identification number	92073
Number of Individuals Covered	66
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $4,907
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	4907
Additional information about fees paid to insurance broker	TPA COMPENSATIAON
Insurance broker organization code?	5
Insurance broker name	NATIONAL RETIREMENT SERVICES, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

92073

Policy instance

Insurance contract or identification number	92073
Number of Individuals Covered	109
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,256
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3256
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	NATIONAL RETIREMENT SERVICES, INC.

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Company Name:	CG ENTERPRISES, INC.
Employer identification number (EIN):	263881726
NAIC Classification:	523900