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PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan NamePRECISION DIALOGUE EMPLOYEES' 401(K) PLAN
Plan identification number 001

PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

PRECISION DIALOGUE, INC. has sponsored the creation of one or more 401k plans.

Company Name:PRECISION DIALOGUE, INC.
Employer identification number (EIN):270414736
NAIC Classification:511140
NAIC Description:Directory and Mailing List Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-11-01
0012015-11-01
0012014-11-01
0012013-11-01
0012012-11-01MICHAEL RICHTER MICHAEL RICHTER2014-08-04
0012011-11-01MICHAEL RICHTER MICHAEL RICHTER2013-08-07

Plan Statistics for PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN

Measure Date Value
2016: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01397
Total number of active participants reported on line 7a of the Form 55002016-11-010
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-010
Total of all active and inactive participants2016-11-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-010
Number of participants with account balances2016-11-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-010
2015: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01335
Total number of active participants reported on line 7a of the Form 55002015-11-01397
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0146
Total of all active and inactive participants2015-11-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01443
Number of participants with account balances2015-11-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-010
2014: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01324
Total number of active participants reported on line 7a of the Form 55002014-11-01290
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0139
Total of all active and inactive participants2014-11-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01329
Number of participants with account balances2014-11-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-0110
2013: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01263
Total number of active participants reported on line 7a of the Form 55002013-11-01282
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0128
Total of all active and inactive participants2013-11-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01310
Number of participants with account balances2013-11-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-018
2012: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01256
Total number of active participants reported on line 7a of the Form 55002012-11-01261
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0116
Total of all active and inactive participants2012-11-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01277
Number of participants with account balances2012-11-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-0111
2011: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01222
Total number of active participants reported on line 7a of the Form 55002011-11-01232
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-0118
Total of all active and inactive participants2011-11-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-012
Total participants2011-11-01252
Number of participants with account balances2011-11-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-016

Financial Data on PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN

Measure Date Value
2017 : PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-03-31$1,082,733
Total of all expenses incurred2017-03-31$15,124,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$14,909,352
Expenses. Certain deemed distributions of participant loans2017-03-31$148,846
Value of total corrective distributions2017-03-31$61,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$263,818
Value of total assets at beginning of year2017-03-31$14,041,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$5,425
Total interest from all sources2017-03-31$42,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-03-31$0
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$1,000,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Participant contributions at beginning of year2017-03-31$337,923
Participant contributions at beginning of year2017-03-31$-17,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$-14,041,902
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$14,041,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in pooled separate accounts at beginning of year2017-03-31$10,013,864
Interest on participant loans2017-03-31$2,311
Interest earned on other investments2017-03-31$40,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$3,700,287
Net investment gain/loss from pooled separate accounts2017-03-31$776,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$263,818
Employer contributions (assets) at beginning of year2017-03-31$7,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$14,909,352
Contract administrator fees2017-03-31$5,425
Did the plan have assets held for investment2017-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31HANSEN PLAHM & COMPANY
Accountancy firm EIN2017-03-31363849301
2016 : PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-10-31$1,856,088
Total of all expenses incurred2016-10-31$759,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$758,710
Value of total corrective distributions2016-10-31$45
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$1,306,349
Value of total assets at end of year2016-10-31$14,041,902
Value of total assets at beginning of year2016-10-31$12,945,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$1,200
Total interest from all sources2016-10-31$122,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-10-31$0
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$1,000,000
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$1,077,514
Participant contributions at end of year2016-10-31$337,923
Participant contributions at beginning of year2016-10-31$374,367
Participant contributions at end of year2016-10-31$-17,216
Participant contributions at beginning of year2016-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-10-31$36,243
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-10-31$-138
Total non interest bearing cash at beginning of year2016-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Income. Non cash contributions2016-10-31$0
Value of net income/loss2016-10-31$1,096,133
Value of net assets at end of year (total assets less liabilities)2016-10-31$14,041,902
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$12,945,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Value of interest in pooled separate accounts at end of year2016-10-31$10,013,864
Value of interest in pooled separate accounts at beginning of year2016-10-31$9,107,695
Interest on participant loans2016-10-31$16,232
Interest earned on other investments2016-10-31$106,640
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-10-31$3,700,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-10-31$3,452,458
Expenses. Payments to insurance carriers foe the provision of benefits2016-10-31$0
Net investment gain/loss from pooled separate accounts2016-10-31$426,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$192,592
Employer contributions (assets) at end of year2016-10-31$7,044
Employer contributions (assets) at beginning of year2016-10-31$11,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$758,710
Contract administrator fees2016-10-31$1,200
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31Yes
Opinion of an independent qualified public accountant for this plan2016-10-31Disclaimer
Accountancy firm name2016-10-31HANSEN PLAHM & COMPANY
Accountancy firm EIN2016-10-31363849301
2015 : PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$21,795
Total income from all sources (including contributions)2015-10-31$1,714,233
Total of all expenses incurred2015-10-31$666,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$660,029
Expenses. Certain deemed distributions of participant loans2015-10-31$4,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$1,471,877
Value of total assets at end of year2015-10-31$12,945,769
Value of total assets at beginning of year2015-10-31$11,919,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$1,242
Total interest from all sources2015-10-31$114,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$1,000,000
If this is an individual account plan, was there a blackout period2015-10-31No
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Contributions received from participants2015-10-31$1,234,637
Participant contributions at end of year2015-10-31$374,367
Participant contributions at beginning of year2015-10-31$272,034
Participant contributions at end of year2015-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-10-31$14,864
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-10-31$-138
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-10-31$21,795
Total non interest bearing cash at end of year2015-10-31$0
Total non interest bearing cash at beginning of year2015-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Income. Non cash contributions2015-10-31$0
Value of net income/loss2015-10-31$1,048,038
Value of net assets at end of year (total assets less liabilities)2015-10-31$12,945,769
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$11,897,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Investment advisory and management fees2015-10-31$1,242
Value of interest in pooled separate accounts at end of year2015-10-31$9,107,695
Value of interest in pooled separate accounts at beginning of year2015-10-31$8,158,705
Income. Interest from loans (other than to participants)2015-10-31$13,142
Interest earned on other investments2015-10-31$101,527
Income. Interest from US Government securities2015-10-31$0
Income. Interest from corporate debt instruments2015-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-10-31$3,452,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-10-31$3,476,195
Net investment gain/loss from pooled separate accounts2015-10-31$127,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Contributions received in cash from employer2015-10-31$222,376
Employer contributions (assets) at end of year2015-10-31$11,387
Employer contributions (assets) at beginning of year2015-10-31$12,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$660,029
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31Yes
Opinion of an independent qualified public accountant for this plan2015-10-31Disclaimer
Accountancy firm name2015-10-31HANSEN PLAHM & COMPANY
Accountancy firm EIN2015-10-31363849301
2014 : PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$21,795
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$2,477,333
Total of all expenses incurred2014-10-31$429,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$410,003
Expenses. Certain deemed distributions of participant loans2014-10-31$18,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$1,631,921
Value of total assets at end of year2014-10-31$11,919,526
Value of total assets at beginning of year2014-10-31$9,849,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$1,025
Total interest from all sources2014-10-31$99,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Assets. Real estate other than employer real property at beginning of year2014-10-31$0
Administrative expenses professional fees incurred2014-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-10-31$0
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$1,000,000
If this is an individual account plan, was there a blackout period2014-10-31No
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$1,248,131
Participant contributions at end of year2014-10-31$272,034
Participant contributions at beginning of year2014-10-31$184,735
Participant contributions at beginning of year2014-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-10-31$170,537
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-10-31$-68
Assets. Loans (other than to participants) at beginning of year2014-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-10-31$21,795
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-10-31$0
Liabilities. Value of operating payables at beginning of year2014-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$2,048,037
Value of net assets at end of year (total assets less liabilities)2014-10-31$11,897,731
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$9,849,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Assets. partnership/joint venture interests at beginning of year2014-10-31$0
Investment advisory and management fees2014-10-31$1,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-31$0
Value of interest in pooled separate accounts at end of year2014-10-31$8,158,705
Value of interest in pooled separate accounts at beginning of year2014-10-31$6,805,645
Interest on participant loans2014-10-31$91,085
Income. Interest from loans (other than to participants)2014-10-31$8,567
Value of interest in master investment trust accounts at beginning of year2014-10-31$0
Value of interest in common/collective trusts at beginning of year2014-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-10-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-10-31$3,476,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-10-31$2,846,599
Asset value of US Government securities at beginning of year2014-10-31$0
Net investment gain/loss from pooled separate accounts2014-10-31$745,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Assets. Invements in employer securities at beginning of year2014-10-31$0
Assets. Value of employer real property at beginning of year2014-10-31$0
Contributions received in cash from employer2014-10-31$213,253
Employer contributions (assets) at end of year2014-10-31$12,592
Employer contributions (assets) at beginning of year2014-10-31$12,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$410,003
Asset. Corporate debt instrument preferred debt at beginning of year2014-10-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-10-31$0
Contract administrator fees2014-10-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-10-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-10-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-10-31$0
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Liabilities. Value of acquisition indebtedness at beginning of year2014-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31HANSEN PLAHM & COMPANY
Accountancy firm EIN2014-10-31363849301
2013 : PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-10-31$0
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total transfer of assets to this plan2013-10-31$0
Total transfer of assets from this plan2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Expenses. Interest paid2013-10-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-10-31$0
Total income from all sources (including contributions)2013-10-31$2,946,419
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$517,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$480,366
Expenses. Certain deemed distributions of participant loans2013-10-31$37,478
Value of total corrective distributions2013-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$1,699,987
Value of total assets at end of year2013-10-31$9,849,694
Value of total assets at beginning of year2013-10-31$7,421,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$50
Total interest from all sources2013-10-31$86,255
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-10-31$0
Assets. Real estate other than employer real property at end of year2013-10-31$0
Assets. Real estate other than employer real property at beginning of year2013-10-31$0
Administrative expenses professional fees incurred2013-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-10-31$0
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$1,000,000
If this is an individual account plan, was there a blackout period2013-10-31No
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$1,099,182
Participant contributions at end of year2013-10-31$184,735
Participant contributions at beginning of year2013-10-31$194,104
Participant contributions at end of year2013-10-31$0
Participant contributions at beginning of year2013-10-31$12,190
Assets. Other investments not covered elsewhere at end of year2013-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-10-31$415,956
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-10-31$-68
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-10-31$-1,438
Assets. Loans (other than to participants) at end of year2013-10-31$0
Assets. Loans (other than to participants) at beginning of year2013-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-10-31$0
Other income not declared elsewhere2013-10-31$4,882
Administrative expenses (other) incurred2013-10-31$50
Liabilities. Value of operating payables at end of year2013-10-31$0
Liabilities. Value of operating payables at beginning of year2013-10-31$0
Total non interest bearing cash at beginning of year2013-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Income. Non cash contributions2013-10-31$0
Value of net income/loss2013-10-31$2,428,525
Value of net assets at end of year (total assets less liabilities)2013-10-31$9,849,694
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$7,421,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Assets. partnership/joint venture interests at end of year2013-10-31$0
Assets. partnership/joint venture interests at beginning of year2013-10-31$0
Investment advisory and management fees2013-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-10-31$0
Value of interest in pooled separate accounts at end of year2013-10-31$6,805,645
Value of interest in pooled separate accounts at beginning of year2013-10-31$4,592,341
Interest on participant loans2013-10-31$7,899
Income. Interest from loans (other than to participants)2013-10-31$0
Interest earned on other investments2013-10-31$78,356
Income. Interest from US Government securities2013-10-31$0
Income. Interest from corporate debt instruments2013-10-31$0
Value of interest in master investment trust accounts at end of year2013-10-31$0
Value of interest in master investment trust accounts at beginning of year2013-10-31$0
Value of interest in common/collective trusts at end of year2013-10-31$0
Value of interest in common/collective trusts at beginning of year2013-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-10-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-10-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-10-31$2,846,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-10-31$2,615,623
Expenses. Payments to insurance carriers foe the provision of benefits2013-10-31$0
Asset value of US Government securities at end of year2013-10-31$0
Asset value of US Government securities at beginning of year2013-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-10-31$0
Net investment gain/loss from pooled separate accounts2013-10-31$1,155,295
Net investment gain or loss from common/collective trusts2013-10-31$0
Net gain/loss from 103.12 investment entities2013-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Assets. Invements in employer securities at end of year2013-10-31$0
Assets. Invements in employer securities at beginning of year2013-10-31$0
Assets. Value of employer real property at end of year2013-10-31$0
Assets. Value of employer real property at beginning of year2013-10-31$0
Contributions received in cash from employer2013-10-31$184,849
Employer contributions (assets) at end of year2013-10-31$12,783
Employer contributions (assets) at beginning of year2013-10-31$8,349
Income. Dividends from preferred stock2013-10-31$0
Income. Dividends from common stock2013-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$480,366
Asset. Corporate debt instrument preferred debt at end of year2013-10-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-10-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-10-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-10-31$0
Contract administrator fees2013-10-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-10-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-10-31$0
Liabilities. Value of benefit claims payable at end of year2013-10-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-10-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-10-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-10-31$0
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Aggregate proceeds on sale of assets2013-10-31$0
Aggregate carrying amount (costs) on sale of assets2013-10-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-10-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31HANSEN PLAHM & COMPANY
Accountancy firm EIN2013-10-31363849301
2012 : PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-10-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$0
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total transfer of assets to this plan2012-10-31$0
Total transfer of assets from this plan2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Expenses. Interest paid2012-10-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-10-31$0
Total income from all sources (including contributions)2012-10-31$1,622,180
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$417,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$410,420
Expenses. Certain deemed distributions of participant loans2012-10-31$1,329
Value of total corrective distributions2012-10-31$5,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$1,079,506
Value of total assets at end of year2012-10-31$7,421,169
Value of total assets at beginning of year2012-10-31$6,216,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$0
Total interest from all sources2012-10-31$79,697
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-10-31$0
Assets. Real estate other than employer real property at end of year2012-10-31$0
Assets. Real estate other than employer real property at beginning of year2012-10-31$0
Administrative expenses professional fees incurred2012-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-10-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-10-31$0
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$1,000,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$891,983
Participant contributions at end of year2012-10-31$194,104
Participant contributions at beginning of year2012-10-31$176,651
Participant contributions at end of year2012-10-31$12,190
Participant contributions at beginning of year2012-10-31$7,435
Assets. Other investments not covered elsewhere at end of year2012-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$31,054
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-10-31$-1,438
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-10-31$1,851
Assets. Loans (other than to participants) at end of year2012-10-31$0
Assets. Loans (other than to participants) at beginning of year2012-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-10-31$0
Other income not declared elsewhere2012-10-31$-99
Administrative expenses (other) incurred2012-10-31$0
Liabilities. Value of operating payables at end of year2012-10-31$0
Liabilities. Value of operating payables at beginning of year2012-10-31$0
Total non interest bearing cash at end of year2012-10-31$0
Total non interest bearing cash at beginning of year2012-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Income. Non cash contributions2012-10-31$0
Value of net income/loss2012-10-31$1,204,687
Value of net assets at end of year (total assets less liabilities)2012-10-31$7,421,169
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$6,216,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Assets. partnership/joint venture interests at end of year2012-10-31$0
Assets. partnership/joint venture interests at beginning of year2012-10-31$0
Investment advisory and management fees2012-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$0
Value of interest in pooled separate accounts at end of year2012-10-31$4,592,341
Value of interest in pooled separate accounts at beginning of year2012-10-31$2,325,089
Interest on participant loans2012-10-31$7,785
Income. Interest from loans (other than to participants)2012-10-31$0
Interest earned on other investments2012-10-31$71,912
Income. Interest from US Government securities2012-10-31$0
Income. Interest from corporate debt instruments2012-10-31$0
Value of interest in master investment trust accounts at end of year2012-10-31$0
Value of interest in master investment trust accounts at beginning of year2012-10-31$0
Value of interest in common/collective trusts at end of year2012-10-31$0
Value of interest in common/collective trusts at beginning of year2012-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-10-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-10-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-10-31$0
Assets. Value of investments in 103.12 investment entities at end of year2012-10-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-10-31$2,615,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-10-31$3,702,513
Expenses. Payments to insurance carriers foe the provision of benefits2012-10-31$0
Asset value of US Government securities at end of year2012-10-31$0
Asset value of US Government securities at beginning of year2012-10-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-10-31$0
Net investment gain/loss from pooled separate accounts2012-10-31$463,076
Net investment gain or loss from common/collective trusts2012-10-31$0
Net gain/loss from 103.12 investment entities2012-10-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Assets. Invements in employer securities at end of year2012-10-31$0
Assets. Invements in employer securities at beginning of year2012-10-31$0
Assets. Value of employer real property at end of year2012-10-31$0
Assets. Value of employer real property at beginning of year2012-10-31$0
Contributions received in cash from employer2012-10-31$156,469
Employer contributions (assets) at end of year2012-10-31$8,349
Employer contributions (assets) at beginning of year2012-10-31$2,943
Income. Dividends from preferred stock2012-10-31$0
Income. Dividends from common stock2012-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$410,420
Asset. Corporate debt instrument preferred debt at end of year2012-10-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-10-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-10-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-10-31$0
Contract administrator fees2012-10-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-10-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-10-31$0
Liabilities. Value of benefit claims payable at end of year2012-10-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-10-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-10-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-10-31$0
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Aggregate proceeds on sale of assets2012-10-31$0
Aggregate carrying amount (costs) on sale of assets2012-10-31$0
Liabilities. Value of acquisition indebtedness at end of year2012-10-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-10-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31HANSEN PLAHM & COMPANY
Accountancy firm EIN2012-10-31363849301

Form 5500 Responses for PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN

2016: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingYes
2016-11-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement – InsuranceYes
2016-11-01Plan benefit arrangement - TrustYes
2015: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement – InsuranceYes
2015-11-01Plan benefit arrangement - TrustYes
2014: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement – InsuranceYes
2014-11-01Plan benefit arrangement - TrustYes
2013: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2012: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedYes
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2012-11-01Plan benefit arrangement - TrustYes
2011: PRECISION DIALOGUE EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement – InsuranceYes
2011-11-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHT908
Policy instance 2
Insurance contract or identification numberPHT908
Insurance policy start date2014-11-01
Insurance policy end date2015-10-31
Total amount of commissions paid to insurance brokerUSD $7,958
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $7,958
Insurance broker organization code?1
Insurance broker nameSCOTT STEVEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP288
Policy instance 1
Insurance contract or identification numberPHP288
Insurance policy start date2014-11-01
Insurance policy end date2015-10-31
Total amount of commissions paid to insurance brokerUSD $11,267
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $11,267
Insurance broker organization code?1
Insurance broker nameSCOTT STEVEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHT908
Policy instance 2
Insurance contract or identification numberPHT908
Number of Individuals Covered117
Insurance policy start date2013-11-01
Insurance policy end date2014-10-31
Total amount of commissions paid to insurance brokerUSD $10,754
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $10,754
Insurance broker organization code?1
Insurance broker nameRETIREMENT PROGRAMS CORP LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP288
Policy instance 1
Insurance contract or identification numberPHP288
Number of Individuals Covered136
Insurance policy start date2013-11-01
Insurance policy end date2014-10-31
Total amount of commissions paid to insurance brokerUSD $16,051
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $16,051
Insurance broker organization code?1
Insurance broker nameRETIREMENT PROGRAMS CORP LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHT908
Policy instance 2
Insurance contract or identification numberPHT908
Number of Individuals Covered97
Insurance policy start date2012-11-01
Insurance policy end date2013-10-31
Total amount of commissions paid to insurance brokerUSD $10,500
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,500
Insurance broker organization code?3
Insurance broker nameRETIREMENT PROGRAMS CO., LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP288
Policy instance 1
Insurance contract or identification numberPHP288
Number of Individuals Covered128
Insurance policy start date2012-11-01
Insurance policy end date2013-10-31
Total amount of commissions paid to insurance brokerUSD $18,056
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $18,056
Insurance broker organization code?3
Insurance broker nameRETIREMENT PROGRAMS CO., LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHP288
Policy instance 1
Insurance contract or identification numberPHP288
Number of Individuals Covered131
Insurance policy start date2011-11-01
Insurance policy end date2012-10-31
Total amount of commissions paid to insurance brokerUSD $15,921
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHT908
Policy instance 2
Insurance contract or identification numberPHT908
Number of Individuals Covered77
Insurance policy start date2011-11-01
Insurance policy end date2012-10-31
Total amount of commissions paid to insurance brokerUSD $20,363
Total amount of fees paid to insurance companyUSD $0

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