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SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 401k Plan overview

Plan NameSALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC
Plan identification number 001

SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

F L SMITHE MACHINE COMPANY INC has sponsored the creation of one or more 401k plans.

Company Name:F L SMITHE MACHINE COMPANY INC
Employer identification number (EIN):270809514
NAIC Classification:333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-10-01LORAINE LAYTON
0012016-01-01LORAINE LAYTON
0012015-01-01LORAINE LAYTON
0012014-01-01LORAINE LAYTON
0012013-01-01LORAINE LAYTON
0012012-01-01LORAINE LAYTON
0012011-01-01LORAINE LAYTON
0012010-01-01LORAINE LAYTON
0012009-01-01LORAINE LAYTON

Plan Statistics for SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC

401k plan membership statisitcs for SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC

Measure Date Value
2017: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2017 401k membership
Market value of plan assets2017-09-305,085,073
Acturial value of plan assets2017-09-305,064,983
Funding target for retired participants and beneficiaries receiving payment2017-09-30745,047
Number of terminated vested participants2017-09-3029
Fundng target for terminated vested participants2017-09-301,698,572
Active participant vested funding target2017-09-301,459,961
Number of active participants2017-09-3017
Total funding liabilities for active participants2017-09-301,459,961
Total participant count2017-09-3056
Total funding target for all participants2017-09-303,903,580
Balance at beginning of prior year after applicable adjustments2017-09-300
Prefunding balance at beginning of prior year after applicable adjustments2017-09-30668,760
Carryover balanced portion elected for use to offset prior years funding requirement2017-09-300
Prefunding balanced used to offset prior years funding requirement2017-09-300
Amount remaining of carryover balance2017-09-300
Amount remaining of prefunding balance2017-09-30668,760
Present value of excess contributions2017-09-30566,153
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-09-30590,564
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-09-30590,564
Reductions in caryover balances due to elections or deemed elections2017-09-300
Reductions in prefunding balances due to elections or deemed elections2017-09-30188,444
Balance of carryovers at beginning of current year2017-09-300
Balance of prefunding at beginning of current year2017-09-301,131,403
Total employer contributions2017-09-30300,000
Total employee contributions2017-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-09-300
Contributions made to avoid restrictions adjusted to valuation date2017-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-09-30285,800
Unpaid minimum required contributions for all prior years2017-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-09-300
Remaining amount of unpaid minimum required contributions2017-09-300
Minimum required contributions for current year target normal cost2017-09-3030,000
Net shortfall amortization installment of oustanding balance2017-09-300
Waiver amortization installment2017-09-300
Total funding amount beforereflecting carryover/prefunding balances2017-09-300
Carryover balance elected to use to offset funding requirement2017-09-300
Prefunding balance elected to use to offset funding requirement2017-09-300
Additional cash requirement2017-09-300
Contributions allocatedtoward minimum required contributions for current year2017-09-30285,800
Unpaid minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for all years2017-09-300
2016: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2016 401k membership
Total participants, beginning-of-year2016-10-0156
Total number of active participants reported on line 7a of the Form 55002016-10-010
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-010
Total of all active and inactive participants2016-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-010
Number of participants with account balances2016-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
Market value of plan assets2016-09-304,302,586
Acturial value of plan assets2016-09-304,517,361
Funding target for retired participants and beneficiaries receiving payment2016-09-30764,205
Number of terminated vested participants2016-09-3029
Fundng target for terminated vested participants2016-09-301,448,684
Active participant vested funding target2016-09-301,620,712
Number of active participants2016-09-3018
Total funding liabilities for active participants2016-09-301,620,712
Total participant count2016-09-3057
Total funding target for all participants2016-09-303,833,601
Balance at beginning of prior year after applicable adjustments2016-09-300
Prefunding balance at beginning of prior year after applicable adjustments2016-09-301,236,124
Carryover balanced portion elected for use to offset prior years funding requirement2016-09-300
Prefunding balanced used to offset prior years funding requirement2016-09-300
Amount remaining of carryover balance2016-09-300
Amount remaining of prefunding balance2016-09-301,236,124
Present value of excess contributions2016-09-30845,461
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-09-30896,442
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-09-30896,442
Reductions in caryover balances due to elections or deemed elections2016-09-300
Reductions in prefunding balances due to elections or deemed elections2016-09-301,437,106
Balance of carryovers at beginning of current year2016-09-300
Balance of prefunding at beginning of current year2016-09-30668,760
Total employer contributions2016-09-30600,000
Total employee contributions2016-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2016-09-300
Contributions made to avoid restrictions adjusted to valuation date2016-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-09-30566,153
Liquidity shortfalls end of Q12016-09-300
Liquidity shortfalls end of Q22016-09-300
Liquidity shortfalls end of Q32016-09-300
Liquidity shortfalls end of Q42016-09-300
Unpaid minimum required contributions for all prior years2016-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-09-300
Remaining amount of unpaid minimum required contributions2016-09-300
Minimum required contributions for current year target normal cost2016-09-3015,000
Net shortfall amortization installment of oustanding balance2016-09-300
Waiver amortization installment2016-09-300
Total funding amount beforereflecting carryover/prefunding balances2016-09-300
Carryover balance elected to use to offset funding requirement2016-09-300
Prefunding balance elected to use to offset funding requirement2016-09-300
Additional cash requirement2016-09-300
Contributions allocatedtoward minimum required contributions for current year2016-09-30566,153
Unpaid minimum required contributions for current year2016-09-300
Unpaid minimum required contributions for all years2016-09-300
Total participants, beginning-of-year2016-01-0157
Total number of active participants reported on line 7a of the Form 55002016-01-0117
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-0129
Total of all active and inactive participants2016-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2015 401k membership
Total participants, beginning-of-year2015-01-0194
Total number of active participants reported on line 7a of the Form 55002015-01-0118
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-0129
Total of all active and inactive participants2015-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2014 401k membership
Total participants, beginning-of-year2014-01-0195
Total number of active participants reported on line 7a of the Form 55002014-01-0120
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-0163
Total of all active and inactive participants2014-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2013 401k membership
Total participants, beginning-of-year2013-01-0199
Total number of active participants reported on line 7a of the Form 55002013-01-0121
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-0163
Total of all active and inactive participants2013-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2012 401k membership
Total participants, beginning-of-year2012-01-01101
Total number of active participants reported on line 7a of the Form 55002012-01-0121
Number of retired or separated participants receiving benefits2012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2011 401k membership
Total participants, beginning-of-year2011-01-01102
Total number of active participants reported on line 7a of the Form 55002011-01-0121
Number of retired or separated participants receiving benefits2011-01-019
Number of other retired or separated participants entitled to future benefits2011-01-0169
Total of all active and inactive participants2011-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2010 401k membership
Total participants, beginning-of-year2010-01-01113
Total number of active participants reported on line 7a of the Form 55002010-01-0124
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-0169
Total of all active and inactive participants2010-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2009 401k membership
Total participants, beginning-of-year2009-01-01125
Total number of active participants reported on line 7a of the Form 55002009-01-0139
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-0167
Total of all active and inactive participants2009-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC

Measure Date Value
2017 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2017 401k financial data
Total transfer of assets from this plan2017-09-30$5,474,450
Total income from all sources (including contributions)2017-09-30$693,566
Total of all expenses incurred2017-09-30$313,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$294,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$300,000
Value of total assets at end of year2017-09-30$0
Value of total assets at beginning of year2017-09-30$5,094,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$19,386
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$139,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$139,273
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$6,000,000
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Administrative expenses (other) incurred2017-09-30$17,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$379,896
Value of net assets at end of year (total assets less liabilities)2017-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$5,094,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$1,905
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$4,412,303
Value of interest in common/collective trusts at end of year2017-09-30$0
Value of interest in common/collective trusts at beginning of year2017-09-30$82,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$254,293
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30Yes
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$300,000
Employer contributions (assets) at end of year2017-09-30$0
Employer contributions (assets) at beginning of year2017-09-30$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$294,284
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30ANDERS, MINKLER, HUBER & HELM LLP
Accountancy firm EIN2017-09-30430831507
2016 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$963,290
Total of all expenses incurred2016-09-30$182,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$156,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$600,000
Value of total assets at end of year2016-09-30$5,094,554
Value of total assets at beginning of year2016-09-30$4,314,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$26,309
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$62,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Administrative expenses professional fees incurred2016-09-30$4,000
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$6,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Administrative expenses (other) incurred2016-09-30$21,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$780,339
Value of net assets at end of year (total assets less liabilities)2016-09-30$5,094,554
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$4,314,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$1,183
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$4,412,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$3,617,313
Value of interest in common/collective trusts at end of year2016-09-30$82,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$300,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$600,000
Employer contributions (assets) at end of year2016-09-30$600,000
Employer contributions (assets) at beginning of year2016-09-30$696,902
Income. Dividends from common stock2016-09-30$62,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$156,642
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30ANDERS, MINKLER, HUBER & HELM LLP
Accountancy firm EIN2016-09-30430831507
2015 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,091,584
Total of all expenses incurred2015-12-31$1,954,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,919,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,172,195
Value of total assets at end of year2015-12-31$4,314,215
Value of total assets at beginning of year2015-12-31$5,177,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,272
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$99,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$99,402
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$6,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$33,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-863,052
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,314,215
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,177,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,710
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,617,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,404,963
Value of interest in common/collective trusts at beginning of year2015-12-31$76,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-180,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,172,195
Employer contributions (assets) at end of year2015-12-31$696,902
Employer contributions (assets) at beginning of year2015-12-31$695,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,919,364
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANDERS, MINKLER, HUBER & HELM, LLP
Accountancy firm EIN2015-12-31430831507
2014 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,231,484
Total of all expenses incurred2014-12-31$661,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$625,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,016,465
Value of total assets at end of year2014-12-31$5,177,267
Value of total assets at beginning of year2014-12-31$4,606,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,382
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$118,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$118,889
Administrative expenses professional fees incurred2014-12-31$6,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$6,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$27,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$570,295
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,177,267
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,606,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,703
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,404,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,019,445
Value of interest in common/collective trusts at end of year2014-12-31$76,664
Value of interest in common/collective trusts at beginning of year2014-12-31$27,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$96,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,016,465
Employer contributions (assets) at end of year2014-12-31$695,640
Employer contributions (assets) at beginning of year2014-12-31$559,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$625,807
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANDERS, MINKLER, HUBER & HELM, LLP
Accountancy firm EIN2014-12-31430831507
2013 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$984,065
Total of all expenses incurred2013-12-31$473,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$456,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$668,381
Value of total assets at end of year2013-12-31$4,606,972
Value of total assets at beginning of year2013-12-31$4,096,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$17,042
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$107,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$107,940
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other income not declared elsewhere2013-12-31$52
Administrative expenses (other) incurred2013-12-31$15,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$510,960
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,606,972
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,096,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,602
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,019,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,922,601
Value of interest in common/collective trusts at end of year2013-12-31$27,890
Value of interest in common/collective trusts at beginning of year2013-12-31$78,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$207,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$668,381
Employer contributions (assets) at end of year2013-12-31$559,637
Employer contributions (assets) at beginning of year2013-12-31$94,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$456,063
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ANDERS MINKLER HUBER & HELM LLP
Accountancy firm EIN2013-12-31430831507
2012 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$605,173
Total of all expenses incurred2012-12-31$185,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$170,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$233,473
Value of total assets at end of year2012-12-31$4,096,012
Value of total assets at beginning of year2012-12-31$3,676,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,451
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$100,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$100,827
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other income not declared elsewhere2012-12-31$12,484
Administrative expenses (other) incurred2012-12-31$12,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$419,924
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,096,012
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,676,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,922,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,560,248
Value of interest in common/collective trusts at end of year2012-12-31$78,464
Value of interest in common/collective trusts at beginning of year2012-12-31$49,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$258,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$233,473
Employer contributions (assets) at end of year2012-12-31$94,947
Employer contributions (assets) at beginning of year2012-12-31$66,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$170,798
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31YOUNG, OAKES & BROWN
Accountancy firm EIN2012-12-31251589048
2011 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$227,114
Total of all expenses incurred2011-12-31$119,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$77,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$191,448
Value of total assets at end of year2011-12-31$3,676,088
Value of total assets at beginning of year2011-12-31$3,568,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,110
Total interest from all sources2011-12-31$35,827
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$72,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$72,185
Administrative expenses professional fees incurred2011-12-31$16,738
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other income not declared elsewhere2011-12-31$40,878
Administrative expenses (other) incurred2011-12-31$24,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$107,366
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,676,088
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,568,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,365
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,560,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,085,822
Interest earned on other investments2011-12-31$35,827
Value of interest in common/collective trusts at end of year2011-12-31$49,102
Value of interest in common/collective trusts at beginning of year2011-12-31$83,514
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$328,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-113,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$191,448
Employer contributions (assets) at end of year2011-12-31$66,738
Employer contributions (assets) at beginning of year2011-12-31$70,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$77,638
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31YOUNG, OAKES & BROWN
Accountancy firm EIN2011-12-31251589048
2010 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$-2,822,495
Total unrealized appreciation/depreciation of assets2010-12-31$-2,822,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,853
Total income from all sources (including contributions)2010-12-31$508,827
Total loss/gain on sale of assets2010-12-31$2,814,013
Total of all expenses incurred2010-12-31$397,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$384,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$180,865
Value of total assets at end of year2010-12-31$3,568,722
Value of total assets at beginning of year2010-12-31$3,470,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,722
Total interest from all sources2010-12-31$51,963
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$49,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$24,813
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$3,464
Other income not declared elsewhere2010-12-31$100,074
Administrative expenses (other) incurred2010-12-31$5,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$111,089
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,568,722
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,457,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$7,839
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,085,822
Interest earned on other investments2010-12-31$11,431
Income. Interest from US Government securities2010-12-31$31
Income. Interest from corporate debt instruments2010-12-31$40,501
Value of interest in common/collective trusts at end of year2010-12-31$83,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$173,895
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$173,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$328,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$313,586
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$135,080
Net investment gain or loss from common/collective trusts2010-12-31$40
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$180,865
Employer contributions (assets) at end of year2010-12-31$70,905
Employer contributions (assets) at beginning of year2010-12-31$168,866
Income. Dividends from common stock2010-12-31$24,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$384,016
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$698,171
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,112,077
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$12,853
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,901,824
Aggregate carrying amount (costs) on sale of assets2010-12-31$87,811
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31YOUNG, OAKES, & BROWN
Accountancy firm EIN2010-12-31251589048
2009 : SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC

2016: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01This submission is the final filingYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2016-01-01Type of plan entitySingle employer plan
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SALARIED EMPLOYEES RETIREMENT PLAN OF THE F L SMITHE MACHINE COMPANY INC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000271
Policy instance 1
Insurance contract or identification number000271
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-05-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000271
Policy instance 1
Insurance contract or identification number000271
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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