NEWPORT GROUP, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALLWORTH FINANCIAL POOLED EMPLOYER PLAN
| Measure | Date | Value |
|---|
| 2023 : ALLWORTH FINANCIAL POOLED EMPLOYER PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $2,463,346 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $4,814,524 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $242,008 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $173,450 |
| Value of total corrective distributions | 2023-12-31 | $734 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,957,345 |
| Value of total assets at end of year | 2023-12-31 | $21,689,688 |
| Value of total assets at beginning of year | 2023-12-31 | $14,653,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $67,824 |
| Total interest from all sources | 2023-12-31 | $5,983 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $409,252 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $409,252 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,201,603 |
| Participant contributions at end of year | 2023-12-31 | $90,317 |
| Participant contributions at beginning of year | 2023-12-31 | $66,291 |
| Administrative expenses (other) incurred | 2023-12-31 | $2,769 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $4,572,516 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $21,689,688 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $14,653,826 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $46,643 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $21,366,677 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $13,929,864 |
| Interest on participant loans | 2023-12-31 | $4,755 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $86,839 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $24,727 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $24,727 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $1,228 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $145,855 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $632,944 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,441,944 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $755,742 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $173,450 |
| Contract administrator fees | 2023-12-31 | $13,423 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $2,463,346 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $4,814,524 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $242,008 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $173,450 |
| Value of total corrective distributions | 2023-01-01 | $734 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,957,345 |
| Value of total assets at end of year | 2023-01-01 | $21,689,688 |
| Value of total assets at beginning of year | 2023-01-01 | $14,653,826 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $67,824 |
| Total interest from all sources | 2023-01-01 | $5,983 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $409,252 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $409,252 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,201,603 |
| Participant contributions at end of year | 2023-01-01 | $90,317 |
| Participant contributions at beginning of year | 2023-01-01 | $66,291 |
| Administrative expenses (other) incurred | 2023-01-01 | $2,769 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $4,572,516 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $21,689,688 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $14,653,826 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $46,643 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $21,366,677 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $13,929,864 |
| Interest on participant loans | 2023-01-01 | $4,755 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $86,839 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $1,228 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $145,855 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $632,944 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,441,944 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $755,742 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $173,450 |
| Contract administrator fees | 2023-01-01 | $13,423 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-01-01 | 410746749 |
| 2022 : ALLWORTH FINANCIAL POOLED EMPLOYER PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $2,373,941 |
| Total transfer of assets from this plan | 2022-12-31 | $2,321,499 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-886,531 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $532,070 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $468,282 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,563,444 |
| Value of total assets at end of year | 2022-12-31 | $14,653,826 |
| Value of total assets at beginning of year | 2022-12-31 | $16,019,985 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $63,788 |
| Total interest from all sources | 2022-12-31 | $5,051 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $286,274 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $286,274 |
| Administrative expenses professional fees incurred | 2022-12-31 | $3,821 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $985,485 |
| Participant contributions at end of year | 2022-12-31 | $66,291 |
| Participant contributions at beginning of year | 2022-12-31 | $124,895 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,418,601 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $14,653,826 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $16,019,985 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $46,604 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $13,929,864 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $15,510,058 |
| Interest on participant loans | 2022-12-31 | $5,051 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $24,727 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $28,396 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $28,396 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $632,944 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $356,636 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,741,300 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $577,959 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $468,282 |
| Contract administrator fees | 2022-12-31 | $13,363 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $2,373,941 |
| Total transfer of assets from this plan | 2022-01-01 | $2,321,499 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-886,531 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $532,070 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $468,282 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,563,444 |
| Value of total assets at end of year | 2022-01-01 | $14,653,826 |
| Value of total assets at beginning of year | 2022-01-01 | $16,019,985 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $63,788 |
| Total interest from all sources | 2022-01-01 | $5,051 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $286,274 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $286,274 |
| Administrative expenses professional fees incurred | 2022-01-01 | $3,821 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $985,485 |
| Participant contributions at end of year | 2022-01-01 | $66,291 |
| Participant contributions at beginning of year | 2022-01-01 | $124,895 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,418,601 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $14,653,826 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $16,019,985 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $46,604 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $13,929,864 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $15,510,058 |
| Interest on participant loans | 2022-01-01 | $5,051 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $24,727 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $632,944 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $356,636 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-2,741,300 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $577,959 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $468,282 |
| Contract administrator fees | 2022-01-01 | $13,363 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-01-01 | 410746749 |
| 2021 : ALLWORTH FINANCIAL POOLED EMPLOYER PLAN 2021 401k financial data |
|---|
| Transfers to/from the plan | 2021-12-31 | $14,966,289 |
| Total income from all sources | 2021-12-31 | $1,088,249 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $34,553 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $21,796 |
| Total plan assets at end of year | 2021-12-31 | $16,019,985 |
| Total plan assets at beginning of year | 2021-12-31 | $0 |
| Value of fidelity bond covering the plan | 2021-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $345,556 |
| Other income received | 2021-12-31 | $592,843 |
| Net income (gross income less expenses) | 2021-12-31 | $1,053,696 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $16,019,985 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2021-12-31 | $217,595 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $149,850 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $12,757 |
