401k Plan data: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING plan

ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 401k Plan overview

Plan Name	ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING
Plan identification number	001

ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

ALBERT FA CARILLI ESQUIRE has sponsored the creation of one or more 401k plans.

Company Name: ALBERT FA CARILLI ESQUIRE

Employer identification number (EIN): 272364971

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ROBERT GARBUTT 2023-10-16
001 2021-01-01 ROBERT GARBUTT 2023-10-16
001 2020-01-01 ROBERT GARBUTT 2022-03-24
001 2019-01-01 ROBERT GARBUTT 2020-11-01
001 2018-01-01 ROBERT GARBUTT 2020-11-01
001 2017-01-01 ROBERT GARBUTT 2020-11-01
001 2016-01-01 ROBERT GARBUTT 2017-10-23
001 2015-01-01 ROBERT GARBUTT 2017-07-18
001 2014-01-01 ROBERT GARBUTT 2016-08-08
001 2013-01-01 ANTHONY PASSERINO 2014-10-29
001 2012-01-01 ANTHONY PASSERINO
001 2011-01-01 ANTHONY PASSERINO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	ROBERT GARBUTT	2023-10-16
001	2021-01-01	ROBERT GARBUTT	2023-10-16
001	2020-01-01	ROBERT GARBUTT	2022-03-24
001	2019-01-01	ROBERT GARBUTT	2020-11-01
001	2018-01-01	ROBERT GARBUTT	2020-11-01
001	2017-01-01	ROBERT GARBUTT	2020-11-01
001	2016-01-01	ROBERT GARBUTT	2017-10-23
001	2015-01-01	ROBERT GARBUTT	2017-07-18
001	2014-01-01	ROBERT GARBUTT	2016-08-08
001	2013-01-01	ANTHONY PASSERINO	2014-10-29
001	2012-01-01	ANTHONY PASSERINO
001	2011-01-01	ANTHONY PASSERINO

Plan Statistics for ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING

401k plan membership statisitcs for ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING

Measure Date Value
2013: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4
Number of participants with account balances 2012-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2013: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4
Number of participants with account balances	2012-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING

Measure	Date	Value
2013 : ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2013 401k financial data
Total income from all sources	2013-12-31	$115,186
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,080,298
Total plan assets at beginning of year	2013-12-31	$965,112
Total contributions received or receivable from participants	2013-12-31	$32,000
Other income received	2013-12-31	$45,186
Net income (gross income less expenses)	2013-12-31	$115,186
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,080,298
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$965,112
Total contributions received or receivable from employer(s)	2013-12-31	$38,000
2012 : ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2012 401k financial data
Total income from all sources	2012-12-31	$250,622
Total plan assets at end of year	2012-12-31	$965,112
Total plan assets at beginning of year	2012-12-31	$714,490
Total contributions received or receivable from participants	2012-12-31	$68,750
Other income received	2012-12-31	$181,872
Net income (gross income less expenses)	2012-12-31	$250,622
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$965,112
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$714,490
2011 : ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2011 401k financial data
Total income from all sources	2011-12-31	$67,342
Total plan assets at end of year	2011-12-31	$714,490
Total plan assets at beginning of year	2011-12-31	$647,148
Total contributions received or receivable from participants	2011-12-31	$67,342
Other income received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$67,342
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$714,490
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$647,148
2010 : ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2010 401k financial data
Transfers to/from the plan	2010-12-31	$540,579
Total income from all sources	2010-12-31	$106,569
Total plan assets at end of year	2010-12-31	$647,148
Total contributions received or receivable from participants	2010-12-31	$28,262
Other income received	2010-12-31	$71,242
Net income (gross income less expenses)	2010-12-31	$106,569
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$647,148
Total contributions received or receivable from employer(s)	2010-12-31	$7,065

Form 5500 Responses for ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING

2013: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALBERT A. CARILLI ESQUIRE LLC SAFE HARBOR 401 K PROFIT SHARING 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	First time form 5500 has been submitted	Yes
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALBERT FA CARILLI ESQUIRE
Employer identification number (EIN):	272364971
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers