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PROVIDER SERVICES 401K PLAN 401k Plan overview

Plan NamePROVIDER SERVICES 401K PLAN
Plan identification number 003

PROVIDER SERVICES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE SCHUMACHER GROUP has sponsored the creation of one or more 401k plans.

Company Name:THE SCHUMACHER GROUP
Employer identification number (EIN):272374050
NAIC Classification:561210
NAIC Description:Facilities Support Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROVIDER SERVICES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01
0032018-01-01
0032018-01-01
0032017-01-01CASSANDRA G. WILLIAMS
0032017-01-01CASSANDRA G. WILLIAMS
0032016-01-01NICOLE LANDRY NICOLE LANDRY2017-10-16
0032015-01-01NICOLE LANDRY NICOLE LANDRY2016-11-03
0032014-01-01NICOLE LANDRY
0032013-01-01ADAM MARCANTEL ADAM MARCANTEL2014-10-14
0032012-01-01ADAM MARCANTEL ADAM MARCANTEL2013-10-10
0032011-01-01GAYLE GEORGE GAYLE GEORGE2012-10-03
0032010-09-01GAYLE GEORGE

Plan Statistics for PROVIDER SERVICES 401K PLAN

401k plan membership statisitcs for PROVIDER SERVICES 401K PLAN

Measure Date Value
2018: PROVIDER SERVICES 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01757
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PROVIDER SERVICES 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01522
Total number of active participants reported on line 7a of the Form 55002017-01-01648
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01109
Total of all active and inactive participants2017-01-01757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01757
Number of participants with account balances2017-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PROVIDER SERVICES 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01410
Total number of active participants reported on line 7a of the Form 55002016-01-01434
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0188
Total of all active and inactive participants2016-01-01522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01522
Number of participants with account balances2016-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PROVIDER SERVICES 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01372
Total number of active participants reported on line 7a of the Form 55002015-01-01351
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0159
Total of all active and inactive participants2015-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01410
Number of participants with account balances2015-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PROVIDER SERVICES 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01380
Total number of active participants reported on line 7a of the Form 55002014-01-01332
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0140
Total of all active and inactive participants2014-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01372
Number of participants with account balances2014-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PROVIDER SERVICES 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01261
Total number of active participants reported on line 7a of the Form 55002013-01-01349
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01380
Number of participants with account balances2013-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PROVIDER SERVICES 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01114
Total number of active participants reported on line 7a of the Form 55002012-01-01234
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01250
Number of participants with account balances2012-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PROVIDER SERVICES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0115
Total number of active participants reported on line 7a of the Form 55002011-01-01113
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01114
Number of participants with account balances2011-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PROVIDER SERVICES 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-09-016
Total number of active participants reported on line 7a of the Form 55002010-09-0115
Number of retired or separated participants receiving benefits2010-09-010
Number of other retired or separated participants entitled to future benefits2010-09-010
Total of all active and inactive participants2010-09-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-09-010
Total participants2010-09-0115
Number of participants with account balances2010-09-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-09-010

Financial Data on PROVIDER SERVICES 401K PLAN

Measure Date Value
2018 : PROVIDER SERVICES 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-01-16$0
Total transfer of assets from this plan2018-01-16$17,162,727
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-16$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-16$0
Total income from all sources (including contributions)2018-01-16$730,962
Total loss/gain on sale of assets2018-01-16$0
Total of all expenses incurred2018-01-16$39,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-01-16$39,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-01-16$229,012
Value of total assets at end of year2018-01-16$0
Value of total assets at beginning of year2018-01-16$16,471,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-01-16$150
Total interest from all sources2018-01-16$35,714
Total dividends received (eg from common stock, registered investment company shares)2018-01-16$1,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-01-16Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-01-16$0
Total dividends received from registered investment company shares (eg mutual funds)2018-01-16$1,226
Was this plan covered by a fidelity bond2018-01-16Yes
Value of fidelity bond cover2018-01-16$1,000,000
If this is an individual account plan, was there a blackout period2018-01-16No
Were there any nonexempt tranactions with any party-in-interest2018-01-16No
Contributions received from participants2018-01-16$229,012
Participant contributions at end of year2018-01-16$0
Participant contributions at beginning of year2018-01-16$162,351
Other income not declared elsewhere2018-01-16$39,622
Administrative expenses (other) incurred2018-01-16$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-16No
Value of net income/loss2018-01-16$691,102
Value of net assets at end of year (total assets less liabilities)2018-01-16$0
Value of net assets at beginning of year (total assets less liabilities)2018-01-16$16,471,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-01-16No
Were any loans by the plan or fixed income obligations due to the plan in default2018-01-16No
Were any leases to which the plan was party in default or uncollectible2018-01-16No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-01-16$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-01-16$14,819,818
Interest earned on other investments2018-01-16$35,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-01-16$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-01-16$1,489,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-01-16$425,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-01-16No
Was there a failure to transmit to the plan any participant contributions2018-01-16No
Has the plan failed to provide any benefit when due under the plan2018-01-16No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-01-16$39,710
Did the plan have assets held for investment2018-01-16No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-16No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-01-16No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-01-16Yes
Opinion of an independent qualified public accountant for this plan2018-01-16Disclaimer
Accountancy firm name2018-01-16POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2018-01-16721202445
2017 : PROVIDER SERVICES 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,416,412
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$992,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$966,859
Expenses. Certain deemed distributions of participant loans2017-12-31$4,590
Value of total corrective distributions2017-12-31$247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,485,057
Value of total assets at end of year2017-12-31$16,471,625
Value of total assets at beginning of year2017-12-31$10,047,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,911
Total interest from all sources2017-12-31$21,378
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$530,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$530,744
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,172,591
Participant contributions at end of year2017-12-31$162,351
Participant contributions at beginning of year2017-12-31$89,216
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$750,041
Other income not declared elsewhere2017-12-31$880
Administrative expenses (other) incurred2017-12-31$20,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,423,805
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,471,625
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,047,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,819,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,702,473
Interest on participant loans2017-12-31$5,544
Interest earned on other investments2017-12-31$15,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,489,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,256,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,378,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,562,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$966,859
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2017-12-31721202445
2016 : PROVIDER SERVICES 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,765,883
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,165,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,113,605
Expenses. Certain deemed distributions of participant loans2016-12-31$36,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,047,782
Value of total assets at end of year2016-12-31$10,047,820
Value of total assets at beginning of year2016-12-31$7,447,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,148
Total interest from all sources2016-12-31$17,133
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$532,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$532,709
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,000,213
Participant contributions at end of year2016-12-31$89,216
Participant contributions at beginning of year2016-12-31$139,008
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$76,148
Other income not declared elsewhere2016-12-31$1,441
Administrative expenses (other) incurred2016-12-31$15,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,600,658
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,047,820
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,447,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,702,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,624,794
Interest on participant loans2016-12-31$3,916
Interest earned on other investments2016-12-31$13,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,256,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$683,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$166,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$971,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,113,605
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2016-12-31721202445
2015 : PROVIDER SERVICES 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,384,643
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,844,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,828,946
Value of total corrective distributions2015-12-31$2,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,436,455
Value of total assets at end of year2015-12-31$7,447,162
Value of total assets at beginning of year2015-12-31$6,907,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,715
Total interest from all sources2015-12-31$11,139
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$585,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$585,290
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,435,529
Participant contributions at end of year2015-12-31$139,008
Participant contributions at beginning of year2015-12-31$96,523
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$273,574
Other income not declared elsewhere2015-12-31$675
Administrative expenses (other) incurred2015-12-31$12,715
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$540,141
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,447,162
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,907,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,624,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,481,751
Interest on participant loans2015-12-31$4,013
Interest earned on other investments2015-12-31$7,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$683,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$328,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-648,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$727,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,828,946
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2015-12-31721202445
2014 : PROVIDER SERVICES 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,936,370
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,537,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,523,360
Value of total corrective distributions2014-12-31$2,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,521,300
Value of total assets at end of year2014-12-31$6,907,021
Value of total assets at beginning of year2014-12-31$5,508,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,022
Total interest from all sources2014-12-31$7,331
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$471,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$471,518
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,397,281
Participant contributions at end of year2014-12-31$96,523
Participant contributions at beginning of year2014-12-31$146,402
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$294,808
Other income not declared elsewhere2014-12-31$1,075
Administrative expenses (other) incurred2014-12-31$12,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,398,774
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,907,021
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,508,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,481,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,158,171
Interest on participant loans2014-12-31$3,991
Interest earned on other investments2014-12-31$3,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$328,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$203,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-64,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$829,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,523,360
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2014-12-31721202445
2013 : PROVIDER SERVICES 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,062,834
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$757,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$752,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,292,664
Value of total assets at end of year2013-12-31$5,508,247
Value of total assets at beginning of year2013-12-31$3,203,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,768
Total interest from all sources2013-12-31$4,883
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$148,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$148,929
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,406,868
Participant contributions at end of year2013-12-31$146,402
Participant contributions at beginning of year2013-12-31$44,937
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$204,301
Other income not declared elsewhere2013-12-31$190
Administrative expenses (other) incurred2013-12-31$5,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,305,048
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,508,247
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,203,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,158,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,098,003
Interest on participant loans2013-12-31$3,364
Interest earned on other investments2013-12-31$1,519
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$203,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$60,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$190,730
Net investment gain/loss from pooled separate accounts2013-12-31$425,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$681,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$752,018
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN2013-12-31721202445
2012 : PROVIDER SERVICES 401K PLAN 2012 401k financial data
Total income from all sources2012-12-31$2,144,752
Expenses. Total of all expenses incurred2012-12-31$266,603
Benefits paid (including direct rollovers)2012-12-31$264,199
Total plan assets at end of year2012-12-31$3,203,199
Total plan assets at beginning of year2012-12-31$1,325,050
Value of fidelity bond covering the plan2012-12-31$2,500,000
Total contributions received or receivable from participants2012-12-31$1,070,067
Contributions received from other sources (not participants or employers)2012-12-31$202,321
Other income received2012-12-31$271,123
Net income (gross income less expenses)2012-12-31$1,878,149
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,203,199
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,325,050
Assets. Value of participant loans2012-12-31$44,937
Total contributions received or receivable from employer(s)2012-12-31$601,241
Value of corrective distributions2012-12-31$1,244
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,160
2011 : PROVIDER SERVICES 401K PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$793,860
Total income from all sources2011-12-31$615,270
Expenses. Total of all expenses incurred2011-12-31$84,080
Benefits paid (including direct rollovers)2011-12-31$83,895
Total plan assets at end of year2011-12-31$1,325,050
Total plan assets at beginning of year2011-12-31$0
Value of fidelity bond covering the plan2011-12-31$2,500,000
Total contributions received or receivable from participants2011-12-31$337,347
Contributions received from other sources (not participants or employers)2011-12-31$86,406
Other income received2011-12-31$15,023
Net income (gross income less expenses)2011-12-31$531,190
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,325,050
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$0
Assets. Value of participant loans2011-12-31$9,807
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$34
Total contributions received or receivable from employer(s)2011-12-31$176,494
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$185
2010 : PROVIDER SERVICES 401K PLAN 2010 401k financial data
Total income from all sources2010-12-31$0
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$0
Total plan assets at beginning of year2010-12-31$0
Net income (gross income less expenses)2010-12-31$0
Net plan assets at end of year (total assets less liabilities)2010-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022010-12-31$4,182

Form 5500 Responses for PROVIDER SERVICES 401K PLAN

2018: PROVIDER SERVICES 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PROVIDER SERVICES 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PROVIDER SERVICES 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PROVIDER SERVICES 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PROVIDER SERVICES 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PROVIDER SERVICES 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PROVIDER SERVICES 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PROVIDER SERVICES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PROVIDER SERVICES 401K PLAN 2010 form 5500 responses
2010-09-01Type of plan entitySingle employer plan
2010-09-01First time form 5500 has been submittedYes
2010-09-01Submission has been amendedNo
2010-09-01This submission is the final filingNo
2010-09-01This return/report is a short plan year return/report (less than 12 months)Yes
2010-09-01Plan is a collectively bargained planNo
2010-09-01Plan funding arrangement – TrustYes
2010-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1109
Policy instance 1
Insurance contract or identification numberYH1109
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-01-16
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1109
Policy instance 1
Insurance contract or identification numberYH1109
Number of Individuals Covered757
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1109
Policy instance 1
Insurance contract or identification numberYH1109
Number of Individuals Covered410
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1109
Policy instance 1
Insurance contract or identification numberYH1109
Number of Individuals Covered372
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9475
Policy instance 1
Insurance contract or identification numberZH9475
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-08-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberYH1109
Policy instance 2
Insurance contract or identification numberYH1109
Number of Individuals Covered380
Insurance policy start date2013-08-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9475
Policy instance 1
Insurance contract or identification numberZH9475
Number of Individuals Covered250
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,944
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,944
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameMORGAN KEEGAN AND COMPANY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9475
Policy instance 1
Insurance contract or identification numberZH9475
Number of Individuals Covered114
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,736
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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