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Plan Name | CARLSON CAPITAL, L.P. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | CARLSON CAPITAL, L.P. |
Employer identification number (EIN): | 272570573 |
NAIC Classification: | 523900 |
Additional information about CARLSON CAPITAL, L.P.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2010-09-21 |
Company Identification Number: | 0801321216 |
Legal Registered Office Address: |
2100 MCKINNEY AVE STE 1800 ATTN: LAURA K DALLAS United States of America (USA) 75201 |
More information about CARLSON CAPITAL, L.P.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | LYNNE ALPAR | LYNNE ALPAR | 2018-10-12 | |
001 | 2016-01-01 | LYNNE B ALPAR, PLAN ADMINISTRATOR | LYNNE B ALPAR, CFO | 2017-09-25 | |
001 | 2015-01-01 | LYNNE B. ALPAR | LYNNE B. ALPAR | 2016-10-06 | |
001 | 2014-01-01 | LYNNE B. ALPAR | LYNNE B. ALPAR | 2015-10-12 | |
001 | 2013-01-01 | LYNNE B. ALPAR | LYNNE B. ALPAR | 2014-10-14 | |
001 | 2012-01-01 | LYNNE ALPAR | LYNNE ALPAR | 2013-10-14 | |
001 | 2011-01-01 | LYNNE ALPAR, CARLSON CAPITAL, L.P. | LYNNE ALPAR, CARLSON CAPITAL, L.P. | 2012-10-12 |
Measure | Date | Value |
---|---|---|
2022: CARLSON CAPITAL, L.P. 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 163 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 45 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 99 |
Total of all active and inactive participants | 2022-01-01 | 144 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 144 |
Number of participants with account balances | 2022-01-01 | 143 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: CARLSON CAPITAL, L.P. 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 194 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 66 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 98 |
Total of all active and inactive participants | 2021-01-01 | 164 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 164 |
Number of participants with account balances | 2021-01-01 | 162 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: CARLSON CAPITAL, L.P. 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 219 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 91 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 103 |
Total of all active and inactive participants | 2020-01-01 | 194 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 194 |
Number of participants with account balances | 2020-01-01 | 192 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: CARLSON CAPITAL, L.P. 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 226 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 131 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 85 |
Total of all active and inactive participants | 2019-01-01 | 216 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 217 |
Number of participants with account balances | 2019-01-01 | 212 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 4 |
2018: CARLSON CAPITAL, L.P. 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 224 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 145 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 80 |
Total of all active and inactive participants | 2018-01-01 | 225 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 225 |
Number of participants with account balances | 2018-01-01 | 217 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 2 |
2017: CARLSON CAPITAL, L.P. 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 218 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 160 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 65 |
Total of all active and inactive participants | 2017-01-01 | 225 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 225 |
Number of participants with account balances | 2017-01-01 | 223 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 11 |
2016: CARLSON CAPITAL, L.P. 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 222 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 156 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 59 |
Total of all active and inactive participants | 2016-01-01 | 215 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 215 |
Number of participants with account balances | 2016-01-01 | 212 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 6 |
2015: CARLSON CAPITAL, L.P. 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 212 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 163 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 57 |
Total of all active and inactive participants | 2015-01-01 | 220 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 220 |
Number of participants with account balances | 2015-01-01 | 213 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 11 |
2014: CARLSON CAPITAL, L.P. 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 200 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 164 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 47 |
Total of all active and inactive participants | 2014-01-01 | 211 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 211 |
Number of participants with account balances | 2014-01-01 | 203 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 6 |
2013: CARLSON CAPITAL, L.P. 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 181 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 159 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 43 |
Total of all active and inactive participants | 2013-01-01 | 202 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 202 |
Number of participants with account balances | 2013-01-01 | 185 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: CARLSON CAPITAL, L.P. 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 186 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 141 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 40 |
Total of all active and inactive participants | 2012-01-01 | 181 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 181 |
Number of participants with account balances | 2012-01-01 | 165 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: CARLSON CAPITAL, L.P. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 169 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 145 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 41 |
Total of all active and inactive participants | 2011-01-01 | 186 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 186 |
Number of participants with account balances | 2011-01-01 | 166 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : CARLSON CAPITAL, L.P. 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-5,281,046 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $5,782,171 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,739,467 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $67 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $960,436 |
Value of total assets at end of year | 2022-12-31 | $28,539,965 |
Value of total assets at beginning of year | 2022-12-31 | $39,603,182 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $42,637 |
Total interest from all sources | 2022-12-31 | $1,316 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,270,820 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,270,820 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $949,324 |
Participant contributions at end of year | 2022-12-31 | $19,913 |
Participant contributions at beginning of year | 2022-12-31 | $33,239 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $11,112 |
Other income not declared elsewhere | 2022-12-31 | $25,187 |
Administrative expenses (other) incurred | 2022-12-31 | $42,637 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-11,063,217 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $28,539,965 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $39,603,182 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $19,942,103 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $26,895,360 |
Interest on participant loans | 2022-12-31 | $1,316 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $8,577,949 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $12,674,583 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,800,233 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,738,572 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,739,467 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | HUSELTON, MORGAN & MAULTSBY, PC |
Accountancy firm EIN | 2022-12-31 | 752409112 |
2021 : CARLSON CAPITAL, L.P. 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $7,099,160 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,262,821 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,231,614 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $130 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,154,878 |
Value of total assets at end of year | 2021-12-31 | $39,603,182 |
Value of total assets at beginning of year | 2021-12-31 | $37,766,843 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $31,077 |
Total interest from all sources | 2021-12-31 | $2,479 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,745,488 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,745,488 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,154,878 |
Participant contributions at end of year | 2021-12-31 | $33,239 |
Participant contributions at beginning of year | 2021-12-31 | $48,424 |
Other income not declared elsewhere | 2021-12-31 | $26,860 |
Administrative expenses (other) incurred | 2021-12-31 | $31,077 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,836,339 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $39,603,182 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $37,766,843 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $26,895,360 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $25,800,742 |
Interest on participant loans | 2021-12-31 | $2,479 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $12,674,583 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $11,917,677 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,084,831 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $2,084,624 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,231,614 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | HUSELTON, MORGAN & MAULTSBY, PC |
Accountancy firm EIN | 2021-12-31 | 752409112 |
2020 : CARLSON CAPITAL, L.P. 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $6,793,427 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $5,086,020 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,015,622 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $2,478 |
Value of total corrective distributions | 2020-12-31 | $12,211 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,760,578 |
Value of total assets at end of year | 2020-12-31 | $37,766,843 |
Value of total assets at beginning of year | 2020-12-31 | $36,059,436 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $55,709 |
Total interest from all sources | 2020-12-31 | $3,116 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $950,221 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $950,221 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,760,578 |
Participant contributions at end of year | 2020-12-31 | $48,424 |
Participant contributions at beginning of year | 2020-12-31 | $92,078 |
Other income not declared elsewhere | 2020-12-31 | $41,495 |
Administrative expenses (other) incurred | 2020-12-31 | $55,709 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,707,407 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $37,766,843 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $36,059,436 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $25,800,742 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $23,537,743 |
Interest on participant loans | 2020-12-31 | $3,116 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $11,917,677 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $12,429,615 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,789,947 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,248,070 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $5,015,622 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2020-12-31 | 135381590 |
2019 : CARLSON CAPITAL, L.P. 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,278,460 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,986,108 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,927,904 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,264,529 |
Value of total assets at end of year | 2019-12-31 | $36,059,436 |
Value of total assets at beginning of year | 2019-12-31 | $29,767,084 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $58,204 |
Total interest from all sources | 2019-12-31 | $4,930 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,018,099 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,018,099 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,051,180 |
Participant contributions at end of year | 2019-12-31 | $92,078 |
Participant contributions at beginning of year | 2019-12-31 | $120,327 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $213,349 |
Other income not declared elsewhere | 2019-12-31 | $26,461 |
Administrative expenses (other) incurred | 2019-12-31 | $58,204 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,292,352 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $36,059,436 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $29,767,084 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $23,537,743 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $17,221,871 |
Interest on participant loans | 2019-12-31 | $4,930 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $12,429,615 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $12,424,886 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,516,408 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $2,448,033 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,927,904 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2019-12-31 | 135381590 |
2018 : CARLSON CAPITAL, L.P. 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $718,555 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,323,850 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,301,271 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,181,236 |
Value of total assets at end of year | 2018-12-31 | $29,767,084 |
Value of total assets at beginning of year | 2018-12-31 | $31,372,379 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $22,579 |
Total interest from all sources | 2018-12-31 | $6,383 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,116,111 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,116,111 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,151,877 |
Participant contributions at end of year | 2018-12-31 | $120,327 |
Participant contributions at beginning of year | 2018-12-31 | $165,981 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $29,359 |
Other income not declared elsewhere | 2018-12-31 | $13,529 |
Administrative expenses (other) incurred | 2018-12-31 | $22,579 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,605,295 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $29,767,084 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,372,379 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $17,221,871 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $17,671,167 |
Interest on participant loans | 2018-12-31 | $6,383 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $12,424,886 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $13,535,231 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,306,887 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-291,817 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,301,271 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2018-12-31 | 135381590 |
2017 : CARLSON CAPITAL, L.P. 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $0 |
Total transfer of assets from this plan | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,613,623 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,647,267 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,645,587 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $760 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,222,116 |
Value of total assets at end of year | 2017-12-31 | $31,372,379 |
Value of total assets at beginning of year | 2017-12-31 | $25,406,023 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $920 |
Total interest from all sources | 2017-12-31 | $7,736 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $919,208 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $919,208 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,139,748 |
Participant contributions at end of year | 2017-12-31 | $165,981 |
Participant contributions at beginning of year | 2017-12-31 | $173,663 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $49,456 |
Other income not declared elsewhere | 2017-12-31 | $85 |
Administrative expenses (other) incurred | 2017-12-31 | $920 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,966,356 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $31,372,379 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $25,406,023 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $17,671,167 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $14,089,541 |
Interest on participant loans | 2017-12-31 | $7,736 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $13,535,231 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $11,142,819 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,045,693 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,418,785 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,032,912 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,645,587 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2017-12-31 | 135381590 |
2016 : CARLSON CAPITAL, L.P. 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,733,361 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,194,746 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,192,872 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $839 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,751,243 |
Value of total assets at end of year | 2016-12-31 | $25,406,023 |
Value of total assets at beginning of year | 2016-12-31 | $21,867,408 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,035 |
Total interest from all sources | 2016-12-31 | $6,738 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $530,947 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $530,947 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,949,591 |
Participant contributions at end of year | 2016-12-31 | $173,663 |
Participant contributions at beginning of year | 2016-12-31 | $148,586 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $81,653 |
Administrative expenses (other) incurred | 2016-12-31 | $1,035 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,538,615 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $25,406,023 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $21,867,408 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $14,089,541 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $12,786,111 |
Interest on participant loans | 2016-12-31 | $6,738 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $11,142,819 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $8,932,711 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $575,238 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $869,195 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $719,999 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,192,872 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2016-12-31 | 135381590 |
2015 : CARLSON CAPITAL, L.P. 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,448,805 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $701,830 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $687,250 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $805 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,468,890 |
Value of total assets at end of year | 2015-12-31 | $21,867,408 |
Value of total assets at beginning of year | 2015-12-31 | $19,120,433 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $13,775 |
Total interest from all sources | 2015-12-31 | $4,265 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $878,390 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $878,390 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,945,431 |
Participant contributions at end of year | 2015-12-31 | $148,586 |
Participant contributions at beginning of year | 2015-12-31 | $85,393 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $333,551 |
Administrative expenses (other) incurred | 2015-12-31 | $13,775 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,746,975 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $21,867,408 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $19,120,433 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $12,786,111 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $11,901,633 |
Interest on participant loans | 2015-12-31 | $4,265 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $8,932,711 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $7,133,407 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-940,623 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $37,883 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,189,908 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $687,250 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2015-12-31 | 135381590 |
2014 : CARLSON CAPITAL, L.P. 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,547,065 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $635,037 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $633,890 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $772 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,217,099 |
Value of total assets at end of year | 2014-12-31 | $19,120,433 |
Value of total assets at beginning of year | 2014-12-31 | $15,208,405 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $375 |
Total interest from all sources | 2014-12-31 | $5,102 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $744,329 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $744,329 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,788,635 |
Participant contributions at end of year | 2014-12-31 | $85,393 |
Participant contributions at beginning of year | 2014-12-31 | $118,721 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $297,499 |
Administrative expenses (other) incurred | 2014-12-31 | $375 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,912,028 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $19,120,433 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $15,208,405 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $11,901,633 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,834,097 |
Interest on participant loans | 2014-12-31 | $5,102 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $7,133,407 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $5,255,587 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-48,339 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $628,874 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,130,965 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $633,890 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2014-12-31 | 135381590 |
2013 : CARLSON CAPITAL, L.P. 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,684,689 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $495,725 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $494,285 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $740 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,034,777 |
Value of total assets at end of year | 2013-12-31 | $15,208,405 |
Value of total assets at beginning of year | 2013-12-31 | $11,019,441 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $700 |
Total interest from all sources | 2013-12-31 | $3,870 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $482,088 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $482,088 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,636,583 |
Participant contributions at end of year | 2013-12-31 | $118,721 |
Participant contributions at beginning of year | 2013-12-31 | $72,524 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $398,194 |
Administrative expenses (other) incurred | 2013-12-31 | $700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,188,964 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $15,208,405 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $11,019,441 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,834,097 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,827,792 |
Interest on participant loans | 2013-12-31 | $3,870 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $5,255,587 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $4,119,125 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,120,046 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,043,908 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $494,285 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BDO USA, LLP |
Accountancy firm EIN | 2013-12-31 | 135381590 |
2012 : CARLSON CAPITAL, L.P. 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,806,519 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $715,189 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $713,777 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $712 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,526,554 |
Value of total assets at end of year | 2012-12-31 | $11,019,441 |
Value of total assets at beginning of year | 2012-12-31 | $8,928,111 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $700 |
Total interest from all sources | 2012-12-31 | $2,435 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $151,453 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $151,453 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,526,554 |
Participant contributions at end of year | 2012-12-31 | $72,524 |
Participant contributions at beginning of year | 2012-12-31 | $35,900 |
Administrative expenses (other) incurred | 2012-12-31 | $700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,091,330 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $11,019,441 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,928,111 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,827,792 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,434,879 |
Interest on participant loans | 2012-12-31 | $2,435 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $4,119,125 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,457,332 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $703,156 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $422,921 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $713,777 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | HARTMAN LEITO & BOLT, LLP |
Accountancy firm EIN | 2012-12-31 | 752407989 |
2011 : CARLSON CAPITAL, L.P. 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,137,873 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,103,345 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,065,142 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $16,709 |
Value of total corrective distributions | 2011-12-31 | $20,994 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,605,273 |
Value of total assets at end of year | 2011-12-31 | $8,928,111 |
Value of total assets at beginning of year | 2011-12-31 | $8,893,583 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $500 |
Total interest from all sources | 2011-12-31 | $2,277 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $127,734 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $127,734 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,533,105 |
Participant contributions at end of year | 2011-12-31 | $35,900 |
Participant contributions at beginning of year | 2011-12-31 | $58,978 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $72,168 |
Administrative expenses (other) incurred | 2011-12-31 | $500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $34,528 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,928,111 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,893,583 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,434,879 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,571,120 |
Interest on participant loans | 2011-12-31 | $2,277 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,457,332 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,263,485 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-636,471 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $39,060 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,065,142 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HARTMAN LEITO & BOLT, LLP |
Accountancy firm EIN | 2011-12-31 | 752407989 |
2010 : CARLSON CAPITAL, L.P. 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,735,245 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $446,393 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $445,993 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,618,196 |
Value of total assets at end of year | 2010-12-31 | $8,893,583 |
Value of total assets at beginning of year | 2010-12-31 | $6,604,731 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $400 |
Total interest from all sources | 2010-12-31 | $2,385 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $121,682 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $121,682 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,525,067 |
Participant contributions at end of year | 2010-12-31 | $58,978 |
Participant contributions at beginning of year | 2010-12-31 | $78,514 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $93,129 |
Administrative expenses (other) incurred | 2010-12-31 | $400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,288,852 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,893,583 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,604,731 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,571,120 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,237,530 |
Interest on participant loans | 2010-12-31 | $2,385 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,263,485 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,288,687 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $671,756 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $321,226 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $445,993 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | HARTMAN LEITO & BOLT, LLP |
Accountancy firm EIN | 2010-12-31 | 752407989 |
2022: CARLSON CAPITAL, L.P. 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: CARLSON CAPITAL, L.P. 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | Yes |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: CARLSON CAPITAL, L.P. 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: CARLSON CAPITAL, L.P. 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: CARLSON CAPITAL, L.P. 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: CARLSON CAPITAL, L.P. 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: CARLSON CAPITAL, L.P. 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: CARLSON CAPITAL, L.P. 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: CARLSON CAPITAL, L.P. 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: CARLSON CAPITAL, L.P. 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: CARLSON CAPITAL, L.P. 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: CARLSON CAPITAL, L.P. 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |