RICHARD M. WHALEN, MD, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2019 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $67,477 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $105,000 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $105,000 |
| Total plan assets at end of year | 2019-12-31 | $497,176 |
| Total plan assets at beginning of year | 2019-12-31 | $534,699 |
| Value of fidelity bond covering the plan | 2019-12-31 | $150,000 |
| Other income received | 2019-12-31 | $67,477 |
| Net income (gross income less expenses) | 2019-12-31 | $-37,523 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $497,176 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $534,699 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $0 |
| Assets. Value of real-estate (other than employer real property) | 2019-12-31 | $8,220 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total plan liabilities at end of year | 2018-12-31 | $0 |
| Total plan liabilities at beginning of year | 2018-12-31 | $0 |
| Total income from all sources | 2018-12-31 | $-77,715 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $107,197 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $101,955 |
| Total plan assets at end of year | 2018-12-31 | $534,699 |
| Total plan assets at beginning of year | 2018-12-31 | $719,611 |
| Value of fidelity bond covering the plan | 2018-12-31 | $150,000 |
| Other income received | 2018-12-31 | $-77,715 |
| Net income (gross income less expenses) | 2018-12-31 | $-184,912 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $534,699 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $719,611 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $14,226 |
| Assets. Value of real-estate (other than employer real property) | 2018-12-31 | $18,557 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $5,242 |
| 2017 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-12-31 | $0 |
| Total plan liabilities at beginning of year | 2017-12-31 | $0 |
| Total income from all sources | 2017-12-31 | $106,185 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $104,087 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $101,250 |
| Total plan assets at end of year | 2017-12-31 | $719,611 |
| Total plan assets at beginning of year | 2017-12-31 | $717,513 |
| Value of fidelity bond covering the plan | 2017-12-31 | $150,000 |
| Other income received | 2017-12-31 | $106,185 |
| Net income (gross income less expenses) | 2017-12-31 | $2,098 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $719,611 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $717,513 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $14,161 |
| Assets. Value of real-estate (other than employer real property) | 2017-12-31 | $18,558 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $2,837 |
| 2016 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $0 |
| Total plan liabilities at beginning of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $9,635 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $175,372 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $168,750 |
| Total plan assets at end of year | 2016-12-31 | $717,513 |
| Total plan assets at beginning of year | 2016-12-31 | $883,250 |
| Value of fidelity bond covering the plan | 2016-12-31 | $150,000 |
| Other income received | 2016-12-31 | $9,635 |
| Net income (gross income less expenses) | 2016-12-31 | $-165,737 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $717,513 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $883,250 |
| Assets. Value of participant loans | 2016-12-31 | $462 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $13,045 |
| Assets. Value of real-estate (other than employer real property) | 2016-12-31 | $16,016 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $6,622 |
| 2015 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-31 | $0 |
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $-83,298 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $163,012 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $154,600 |
| Total plan assets at end of year | 2015-12-31 | $883,250 |
| Total plan assets at beginning of year | 2015-12-31 | $1,129,560 |
| Value of fidelity bond covering the plan | 2015-12-31 | $150,000 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $103 |
| Other income received | 2015-12-31 | $-83,298 |
| Net income (gross income less expenses) | 2015-12-31 | $-246,310 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $883,250 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,129,560 |
| Assets. Value of participant loans | 2015-12-31 | $5,838 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $25,952 |
| Assets. Value of real-estate (other than employer real property) | 2015-12-31 | $16,016 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $8,309 |
| 2014 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-12-31 | $0 |
| Total plan liabilities at beginning of year | 2014-12-31 | $0 |
| Total income from all sources | 2014-12-31 | $83,238 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $119,511 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $110,266 |
| Total plan assets at end of year | 2014-12-31 | $1,129,560 |
| Total plan assets at beginning of year | 2014-12-31 | $1,165,833 |
| Value of fidelity bond covering the plan | 2014-12-31 | $150,000 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $207 |
| Other income received | 2014-12-31 | $83,238 |
| Net income (gross income less expenses) | 2014-12-31 | $-36,273 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,129,560 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,165,833 |
| Assets. Value of participant loans | 2014-12-31 | $10,940 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $16,867 |
| Assets. Value of real-estate (other than employer real property) | 2014-12-31 | $16,017 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $9,038 |
| 2013 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total plan liabilities at beginning of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $48,920 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $80,093 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $71,286 |
| Total plan assets at end of year | 2013-12-31 | $1,165,833 |
| Total plan assets at beginning of year | 2013-12-31 | $1,197,006 |
| Value of fidelity bond covering the plan | 2013-12-31 | $150,000 |
| Other income received | 2013-12-31 | $48,920 |
| Net income (gross income less expenses) | 2013-12-31 | $-31,173 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,165,833 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,197,006 |
| Assets. Value of participant loans | 2013-12-31 | $15,781 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $22,685 |
| Assets. Value of real-estate (other than employer real property) | 2013-12-31 | $16,017 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $8,807 |
| 2012 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-31 | $0 |
| Total plan liabilities at beginning of year | 2012-12-31 | $0 |
| Total income from all sources | 2012-12-31 | $90,162 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $141,795 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $132,607 |
| Total plan assets at end of year | 2012-12-31 | $1,197,006 |
| Total plan assets at beginning of year | 2012-12-31 | $1,248,639 |
| Value of fidelity bond covering the plan | 2012-12-31 | $150,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $113 |
| Other income received | 2012-12-31 | $90,162 |
| Net income (gross income less expenses) | 2012-12-31 | $-51,633 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,197,006 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,248,639 |
| Assets. Value of participant loans | 2012-12-31 | $20,375 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $48,767 |
| Assets. Value of real-estate (other than employer real property) | 2012-12-31 | $17,563 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $9,075 |
| 2011 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-12-31 | $0 |
| Total plan liabilities at beginning of year | 2011-12-31 | $0 |
| Total income from all sources | 2011-12-31 | $137,875 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $225,070 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $216,017 |
| Total plan assets at end of year | 2011-12-31 | $1,248,639 |
| Total plan assets at beginning of year | 2011-12-31 | $1,335,834 |
| Value of fidelity bond covering the plan | 2011-12-31 | $150,000 |
| Other income received | 2011-12-31 | $137,875 |
| Net income (gross income less expenses) | 2011-12-31 | $-87,195 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,248,639 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,335,834 |
| Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $62,837 |
| Assets. Value of real-estate (other than employer real property) | 2011-12-31 | $16,860 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $9,053 |
| 2010 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $113,566 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $326,477 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $316,250 |
| Total plan assets at end of year | 2010-12-31 | $1,335,834 |
| Total plan assets at beginning of year | 2010-12-31 | $1,548,745 |
| Value of fidelity bond covering the plan | 2010-12-31 | $150,000 |
| Other income received | 2010-12-31 | $113,566 |
| Net income (gross income less expenses) | 2010-12-31 | $-212,911 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,335,834 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,548,745 |
| Assets. Value of assets in partnership/joint-venture interests | 2010-12-31 | $6,284 |
| Assets. Value of real-estate (other than employer real property) | 2010-12-31 | $1,028 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $10,227 |
| 2009 : RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $39,705 |
| 2019: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: RICHARD M. WHALEN, MD, LLC PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
