401k Plan data: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN plan

TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRI POINTE HOMES, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRI POINTE HOMES, INC.

Employer identification number (EIN): 273201111

NAIC Classification: 236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01 DOROTHY CANLAS
001 2014-01-01 DOROTHY CANLAS
001 2013-01-01 MICHAEL GRUBBS 2014-06-30
001 2012-01-01 MICHAEL GRUBBS 2013-07-11
001 2011-01-01 MICHAEL GRUBBS 2012-06-25
001 2010-01-01 TRIPOINTE HOMES LLC 2011-08-01

Plan Statistics for TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,918
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,456
Number of retired or separated participants receiving benefits 2022-01-01 11
Number of other retired or separated participants entitled to future benefits 2022-01-01 575
Total of all active and inactive participants 2022-01-01 2,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 9
Total participants 2022-01-01 2,051
Number of participants with account balances 2022-01-01 2,031
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 173
2021: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,649
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,359
Number of retired or separated participants receiving benefits 2021-01-01 14
Number of other retired or separated participants entitled to future benefits 2021-01-01 541
Total of all active and inactive participants 2021-01-01 1,914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 1,918
Number of participants with account balances 2021-01-01 1,885
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 98
2020: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,677
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,119
Number of retired or separated participants receiving benefits 2020-01-01 8
Number of other retired or separated participants entitled to future benefits 2020-01-01 519
Total of all active and inactive participants 2020-01-01 1,646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 1,649
Number of participants with account balances 2020-01-01 1,604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 28
2019: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,561
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,336
Number of retired or separated participants receiving benefits 2019-01-01 9
Number of other retired or separated participants entitled to future benefits 2019-01-01 329
Total of all active and inactive participants 2019-01-01 1,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 1,677
Number of participants with account balances 2019-01-01 1,652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 152
2018: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,428
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,323
Number of retired or separated participants receiving benefits 2018-01-01 3
Number of other retired or separated participants entitled to future benefits 2018-01-01 233
Total of all active and inactive participants 2018-01-01 1,559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 1,561
Number of participants with account balances 2018-01-01 1,551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 88
2017: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,317
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,225
Number of retired or separated participants receiving benefits 2017-01-01 203
Total of all active and inactive participants 2017-01-01 1,428
Total participants 2017-01-01 1,428
Number of participants with account balances 2017-01-01 1,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 93
2016: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,159
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,127
Number of retired or separated participants receiving benefits 2016-01-01 172
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 1,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,299
Number of participants with account balances 2016-01-01 1,204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 59
2015: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
2014: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 204
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 211
Number of participants with account balances 2014-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5

Measure	Date	Value
2022: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,918
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,456
Number of retired or separated participants receiving benefits	2022-01-01	11
Number of other retired or separated participants entitled to future benefits	2022-01-01	575
Total of all active and inactive participants	2022-01-01	2,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	9
Total participants	2022-01-01	2,051
Number of participants with account balances	2022-01-01	2,031
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	173
2021: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,649
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,359
Number of retired or separated participants receiving benefits	2021-01-01	14
Number of other retired or separated participants entitled to future benefits	2021-01-01	541
Total of all active and inactive participants	2021-01-01	1,914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	1,918
Number of participants with account balances	2021-01-01	1,885
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	98
2020: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,677
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,119
Number of retired or separated participants receiving benefits	2020-01-01	8
Number of other retired or separated participants entitled to future benefits	2020-01-01	519
Total of all active and inactive participants	2020-01-01	1,646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	1,649
Number of participants with account balances	2020-01-01	1,604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	28
2019: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,561
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,336
Number of retired or separated participants receiving benefits	2019-01-01	9
Number of other retired or separated participants entitled to future benefits	2019-01-01	329
Total of all active and inactive participants	2019-01-01	1,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	1,677
Number of participants with account balances	2019-01-01	1,652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	152
2018: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,428
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,323
Number of retired or separated participants receiving benefits	2018-01-01	3
Number of other retired or separated participants entitled to future benefits	2018-01-01	233
Total of all active and inactive participants	2018-01-01	1,559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	1,561
Number of participants with account balances	2018-01-01	1,551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	88
2017: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,317
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,225
Number of retired or separated participants receiving benefits	2017-01-01	203
Total of all active and inactive participants	2017-01-01	1,428
Total participants	2017-01-01	1,428
Number of participants with account balances	2017-01-01	1,351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	93
2016: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,159
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,127
Number of retired or separated participants receiving benefits	2016-01-01	172
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	1,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,299
Number of participants with account balances	2016-01-01	1,204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	59
2015: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
2014: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	204
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	211
Number of participants with account balances	2014-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5

Financial Data on TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,806,333
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$13,304,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$12,964,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$21,276,331
Value of total assets at end of year	2022-12-31	$124,183,407
Value of total assets at beginning of year	2022-12-31	$139,294,368
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$340,226
Total interest from all sources	2022-12-31	$58,587
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,028,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$8,028,584
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$14,044,702
Participant contributions at end of year	2022-12-31	$1,330,249
Participant contributions at beginning of year	2022-12-31	$1,281,038
Participant contributions at end of year	2022-12-31	$455,000
Participant contributions at beginning of year	2022-12-31	$393,594
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,419,972
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$11,481
Other income not declared elsewhere	2022-12-31	$39,422
Administrative expenses (other) incurred	2022-12-31	$340,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-15,110,961
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$124,183,407
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$139,294,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$114,904,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$132,376,568
Interest on participant loans	2022-12-31	$58,587
Value of interest in common/collective trusts at end of year	2022-12-31	$6,723,262
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,609,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-31,353,825
Net investment gain or loss from common/collective trusts	2022-12-31	$144,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,811,657
Employer contributions (assets) at end of year	2022-12-31	$770,111
Employer contributions (assets) at beginning of year	2022-12-31	$633,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$12,952,921
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WINDES, INC.
Accountancy firm EIN	2022-12-31	953001179
2021 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$33,994,279
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$10,919,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$10,555,784
Value of total corrective distributions	2021-12-31	$1,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$18,164,487
Value of total assets at end of year	2021-12-31	$139,294,368
Value of total assets at beginning of year	2021-12-31	$116,220,063
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$362,862
Total interest from all sources	2021-12-31	$62,072
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$14,095,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$14,095,671
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$11,906,656
Participant contributions at end of year	2021-12-31	$1,281,038
Participant contributions at beginning of year	2021-12-31	$1,382,158
Participant contributions at end of year	2021-12-31	$393,594
Participant contributions at beginning of year	2021-12-31	$309,606
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,013,786
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$1,101
Other income not declared elsewhere	2021-12-31	$22,238
Administrative expenses (other) incurred	2021-12-31	$362,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$23,074,305
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$139,294,368
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$116,220,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$132,376,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$110,772,275
Interest on participant loans	2021-12-31	$62,072
Value of interest in common/collective trusts at end of year	2021-12-31	$4,609,220
Value of interest in common/collective trusts at beginning of year	2021-12-31	$3,216,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,549,062
Net investment gain or loss from common/collective trusts	2021-12-31	$100,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$4,244,045
Employer contributions (assets) at end of year	2021-12-31	$633,948
Employer contributions (assets) at beginning of year	2021-12-31	$539,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$10,554,683
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WINDES, INC.
Accountancy firm EIN	2021-12-31	953001179
2020 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$27,258
Total income from all sources (including contributions)	2020-12-31	$31,775,135
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$12,176,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$11,840,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$17,617,551
Value of total assets at end of year	2020-12-31	$116,220,063
Value of total assets at beginning of year	2020-12-31	$96,648,740
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$336,401
Total interest from all sources	2020-12-31	$83,856
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$4,532,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,532,183
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$11,134,385
Participant contributions at end of year	2020-12-31	$1,382,158
Participant contributions at beginning of year	2020-12-31	$1,640,802
Participant contributions at end of year	2020-12-31	$309,606
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,598,447
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$2,178
Other income not declared elsewhere	2020-12-31	$3,465
Administrative expenses (other) incurred	2020-12-31	$336,401
Liabilities. Value of operating payables at end of year	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$27,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$19,598,581
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$116,220,063
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$96,621,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$110,772,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$93,454,453
Interest on participant loans	2020-12-31	$83,856
Value of interest in common/collective trusts at end of year	2020-12-31	$3,216,779
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,138,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$9,473,093
Net investment gain or loss from common/collective trusts	2020-12-31	$64,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$3,884,719
Employer contributions (assets) at end of year	2020-12-31	$539,245
Employer contributions (assets) at beginning of year	2020-12-31	$414,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$11,837,975
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WINDES, INC.
Accountancy firm EIN	2020-12-31	953001179
2019 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$27,258
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$33,646,161
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$7,800,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$7,505,111
Value of total corrective distributions	2019-12-31	$13,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$18,023,855
Value of total assets at end of year	2019-12-31	$96,648,740
Value of total assets at beginning of year	2019-12-31	$70,776,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$281,679
Total interest from all sources	2019-12-31	$83,663
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$9,347,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$9,347,678
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$11,100,228
Participant contributions at end of year	2019-12-31	$1,640,802
Participant contributions at beginning of year	2019-12-31	$1,503,803
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,144,847
Other income not declared elsewhere	2019-12-31	$3,840
Administrative expenses (other) incurred	2019-12-31	$281,679
Liabilities. Value of operating payables at end of year	2019-12-31	$27,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$25,845,469
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$96,621,482
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$70,776,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$93,454,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$67,440,261
Interest on participant loans	2019-12-31	$83,663
Value of interest in common/collective trusts at end of year	2019-12-31	$1,138,902
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,439,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,187,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,778,780
Employer contributions (assets) at end of year	2019-12-31	$414,583
Employer contributions (assets) at beginning of year	2019-12-31	$392,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$7,505,111
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WINDES, INC.
Accountancy firm EIN	2019-12-31	953001179
2018 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$12,226,279
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$5,844,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$5,675,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$17,690,211
Value of total assets at end of year	2018-12-31	$70,776,013
Value of total assets at beginning of year	2018-12-31	$64,394,717
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$169,592
Total interest from all sources	2018-12-31	$74,878
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,727,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,727,860
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$10,050,082
Participant contributions at end of year	2018-12-31	$1,503,803
Participant contributions at beginning of year	2018-12-31	$1,050,807
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$22,185
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$4,108,267
Other income not declared elsewhere	2018-12-31	$13,177
Administrative expenses (other) incurred	2018-12-31	$169,592
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$6,381,296
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$70,776,013
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$64,394,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$67,440,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$63,091,588
Interest on participant loans	2018-12-31	$62,025
Interest earned on other investments	2018-12-31	$12,853
Value of interest in common/collective trusts at end of year	2018-12-31	$1,439,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-9,279,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$3,531,862
Employer contributions (assets) at end of year	2018-12-31	$392,240
Employer contributions (assets) at beginning of year	2018-12-31	$229,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$5,675,391
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WINDES, INC.
Accountancy firm EIN	2018-12-31	953001179
2017 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$21,693,209
Total of all expenses incurred	2017-12-31	$3,567,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,539,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$14,009,237
Value of total assets at end of year	2017-12-31	$64,394,717
Value of total assets at beginning of year	2017-12-31	$46,269,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$28,071
Total interest from all sources	2017-12-31	$38,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$9,020,150
Participant contributions at end of year	2017-12-31	$1,050,807
Participant contributions at beginning of year	2017-12-31	$612,228
Participant contributions at end of year	2017-12-31	$22,185
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,834,094
Other income not declared elsewhere	2017-12-31	$134,170
Administrative expenses (other) incurred	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$433
Total non interest bearing cash at beginning of year	2017-12-31	$849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$18,125,609
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$64,394,717
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$46,269,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$0
Value of interest in pooled separate accounts at end of year	2017-12-31	$63,091,588
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$45,480,985
Interest on participant loans	2017-12-31	$38,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$7,511,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$3,154,993
Employer contributions (assets) at end of year	2017-12-31	$229,704
Employer contributions (assets) at beginning of year	2017-12-31	$175,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,539,529
Contract administrator fees	2017-12-31	$28,071
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WINDES, INC.
Accountancy firm EIN	2017-12-31	953001172
2016 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$15,976,484
Total of all expenses incurred	2016-12-31	$2,772,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,761,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$12,696,331
Value of total assets at end of year	2016-12-31	$46,269,108
Value of total assets at beginning of year	2016-12-31	$33,065,307
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$11,366
Total interest from all sources	2016-12-31	$15,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$7,978,417
Participant contributions at end of year	2016-12-31	$612,228
Participant contributions at beginning of year	2016-12-31	$140,391
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,356,373
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,998,368
Other income not declared elsewhere	2016-12-31	$5,880
Administrative expenses (other) incurred	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$849
Total non interest bearing cash at beginning of year	2016-12-31	$57,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$13,203,801
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$46,269,108
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$33,065,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$45,480,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$31,136,672
Interest on participant loans	2016-12-31	$15,855
Interest earned on other investments	2016-12-31	$0
Net investment gain/loss from pooled separate accounts	2016-12-31	$3,258,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,719,546
Employer contributions (assets) at end of year	2016-12-31	$175,046
Employer contributions (assets) at beginning of year	2016-12-31	$374,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,761,317
Contract administrator fees	2016-12-31	$11,366
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WINDES, INC.
Accountancy firm EIN	2016-12-31	953001172
2015 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-28	$0
Total transfer of assets from this plan	2015-12-28	$4,490,525
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-28	$0
Total income from all sources (including contributions)	2015-12-28	$1,355,976
Total loss/gain on sale of assets	2015-12-28	$0
Total of all expenses incurred	2015-12-28	$95,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-28	$93,750
Value of total corrective distributions	2015-12-28	$880
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-28	$1,449,000
Value of total assets at end of year	2015-12-28	$0
Value of total assets at beginning of year	2015-12-28	$3,230,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-28	$975
Total interest from all sources	2015-12-28	$5,120
Total dividends received (eg from common stock, registered investment company shares)	2015-12-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-28	$0
Was this plan covered by a fidelity bond	2015-12-28	Yes
Value of fidelity bond cover	2015-12-28	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-28	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-28	No
Contributions received from participants	2015-12-28	$1,123,673
Participant contributions at end of year	2015-12-28	$0
Participant contributions at beginning of year	2015-12-28	$103,592
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-28	$324,413
Other income not declared elsewhere	2015-12-28	$1,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-28	No
Value of net income/loss	2015-12-28	$1,260,371
Value of net assets at end of year (total assets less liabilities)	2015-12-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-28	$3,230,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-28	No
Were any leases to which the plan was party in default or uncollectible	2015-12-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-28	$2,894,982
Interest on participant loans	2015-12-28	$5,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-28	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-28	$914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-28	$914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-28	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-28	$0
Net investment gain/loss from pooled separate accounts	2015-12-28	$-100,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-28	No
Was there a failure to transmit to the plan any participant contributions	2015-12-28	No
Has the plan failed to provide any benefit when due under the plan	2015-12-28	No
Contributions received in cash from employer	2015-12-28	$914
Employer contributions (assets) at end of year	2015-12-28	$0
Employer contributions (assets) at beginning of year	2015-12-28	$230,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-28	$93,750
Contract administrator fees	2015-12-28	$975
Did the plan have assets held for investment	2015-12-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-28	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-28	Disclaimer
Accountancy firm name	2015-12-28	WINDES, INC.
Accountancy firm EIN	2015-12-28	953001172
2014 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,598,041
Total of all expenses incurred	2014-12-31	$39,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$38,326
Value of total corrective distributions	2014-12-31	$934
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,477,827
Value of total assets at end of year	2014-12-31	$3,230,154
Value of total assets at beginning of year	2014-12-31	$1,672,038
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$665
Total interest from all sources	2014-12-31	$3,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$654,892
Participant contributions at end of year	2014-12-31	$103,592
Participant contributions at beginning of year	2014-12-31	$39,829
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$592,269
Other income not declared elsewhere	2014-12-31	$1,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,558,116
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,230,154
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,672,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,894,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,509,672
Interest on participant loans	2014-12-31	$3,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$115,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$230,666
Employer contributions (assets) at end of year	2014-12-31	$230,666
Employer contributions (assets) at beginning of year	2014-12-31	$122,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$38,326
Contract administrator fees	2014-12-31	$665
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WINDES, INC.
Accountancy firm EIN	2014-12-31	953001172

Form 5500 Responses for TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

2022: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

115098

Policy instance

Insurance contract or identification number	115098
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-02-12
Total amount of commissions paid to insurance broker	USD $16,316
Total amount of fees paid to insurance company	USD $12,406
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $16,316
Insurance broker organization code?	4
Amount paid for insurance broker fees	7150
Additional information about fees paid to insurance broker	ADMINISTRATIVE SERVICES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

115098

Policy instance

Insurance contract or identification number	115098
Number of Individuals Covered	1381
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $82,889
Total amount of fees paid to insurance company	USD $48,189
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $31,326
Insurance broker organization code?	4
Amount paid for insurance broker fees	48189
Additional information about fees paid to insurance broker	ADMINISTRATIVE SERVICES
Insurance broker name	MORGAN STANLEY & CO., INCORPORATED

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

111204

Policy instance

Insurance contract or identification number	111204
Number of Individuals Covered	151
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-28
Total amount of commissions paid to insurance broker	USD $11,491
Total amount of fees paid to insurance company	USD $1,901
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,383
Insurance broker organization code?	4
Amount paid for insurance broker fees	1901
Additional information about fees paid to insurance broker	MARKETING ALLOWANCE, SUBSCRIPTIONS, WEBINARS
Insurance broker name	MORGAN STANLEY & CO., INCORPORATED

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

111204

Policy instance

Insurance contract or identification number	111204
Number of Individuals Covered	91
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $11,662
Total amount of fees paid to insurance company	USD $7,629
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,662
Insurance broker organization code?	4
Amount paid for insurance broker fees	7521
Additional information about fees paid to insurance broker	MARKETING ALLOWANCE, SUBSCRIPTIONS, WEBINARS
Insurance broker name	MORGAN STANLEY & CO., INCORPORATED

Potentially related plans

TRI POINTE HOLDINGS, INC. 401(K) PROFIT SHARING PLAN [EIN = 910861867]

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Company Name:	TRI POINTE HOMES, INC.
Employer identification number (EIN):	273201111
NAIC Classification:	236110