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TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRI POINTE HOMES HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRI POINTE HOMES HOLDINGS, INC.
Employer identification number (EIN):273201111
NAIC Classification:236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01JEANIE JUSTICE
0012023-01-01
0012023-01-01JEANIE JUSTICE
0012022-01-01
0012022-01-01JEANIE JUSTICE
0012021-01-01
0012021-01-01JEANIE JUSTICE
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01DOROTHY CANLAS
0012014-01-01DOROTHY CANLAS
0012013-01-01MICHAEL GRUBBS2014-06-30
0012012-01-01MICHAEL GRUBBS2013-07-11
0012011-01-01MICHAEL GRUBBS2012-06-25
0012010-01-01TRIPOINTE HOMES LLC2011-08-01

Financial Data on TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$43,267,523
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$13,538,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$13,148,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$21,300,875
Value of total assets at end of year2023-12-31$153,912,747
Value of total assets at beginning of year2023-12-31$124,183,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$389,609
Total interest from all sources2023-12-31$93,649
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$3,960,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$3,960,391
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$2,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$14,471,862
Participant contributions at end of year2023-12-31$1,674,882
Participant contributions at beginning of year2023-12-31$1,330,249
Participant contributions at end of year2023-12-31$465,237
Participant contributions at beginning of year2023-12-31$455,000
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,024,751
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$2,148
Other income not declared elsewhere2023-12-31$8,598
Administrative expenses (other) incurred2023-12-31$389,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$29,729,340
Value of net assets at end of year (total assets less liabilities)2023-12-31$153,912,747
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$124,183,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$146,082,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$114,904,785
Interest on participant loans2023-12-31$93,649
Value of interest in common/collective trusts at end of year2023-12-31$4,984,571
Value of interest in common/collective trusts at beginning of year2023-12-31$6,723,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$17,904,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$4,804,262
Employer contributions (assets) at end of year2023-12-31$705,343
Employer contributions (assets) at beginning of year2023-12-31$770,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$13,146,426
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WINDES, INC.
Accountancy firm EIN2023-12-31953001179
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$43,267,523
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$13,538,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$13,148,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$21,300,875
Value of total assets at end of year2023-01-01$153,912,747
Value of total assets at beginning of year2023-01-01$124,183,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$389,609
Total interest from all sources2023-01-01$93,649
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$3,960,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$3,960,391
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$2,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$14,471,862
Participant contributions at end of year2023-01-01$1,674,882
Participant contributions at beginning of year2023-01-01$1,330,249
Participant contributions at end of year2023-01-01$465,237
Participant contributions at beginning of year2023-01-01$455,000
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$2,024,751
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-01-01$2,148
Other income not declared elsewhere2023-01-01$8,598
Administrative expenses (other) incurred2023-01-01$389,609
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$29,729,340
Value of net assets at end of year (total assets less liabilities)2023-01-01$153,912,747
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$124,183,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$146,082,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$114,904,785
Interest on participant loans2023-01-01$93,649
Value of interest in common/collective trusts at end of year2023-01-01$4,984,571
Value of interest in common/collective trusts at beginning of year2023-01-01$6,723,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$17,904,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01Yes
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$4,804,262
Employer contributions (assets) at end of year2023-01-01$705,343
Employer contributions (assets) at beginning of year2023-01-01$770,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$13,146,426
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01WINDES, INC.
Accountancy firm EIN2023-01-01953001179
2022 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,806,333
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,304,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,964,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$21,276,331
Value of total assets at end of year2022-12-31$124,183,407
Value of total assets at beginning of year2022-12-31$139,294,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$340,226
Total interest from all sources2022-12-31$58,587
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,028,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,028,584
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$14,044,702
Participant contributions at end of year2022-12-31$1,330,249
Participant contributions at beginning of year2022-12-31$1,281,038
Participant contributions at end of year2022-12-31$455,000
Participant contributions at beginning of year2022-12-31$393,594
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,419,972
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$11,481
Other income not declared elsewhere2022-12-31$39,422
Administrative expenses (other) incurred2022-12-31$340,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-15,110,961
Value of net assets at end of year (total assets less liabilities)2022-12-31$124,183,407
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$139,294,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$114,904,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$132,376,568
Interest on participant loans2022-12-31$58,587
Value of interest in common/collective trusts at end of year2022-12-31$6,723,262
Value of interest in common/collective trusts at beginning of year2022-12-31$4,609,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-31,353,825
Net investment gain or loss from common/collective trusts2022-12-31$144,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,811,657
Employer contributions (assets) at end of year2022-12-31$770,111
Employer contributions (assets) at beginning of year2022-12-31$633,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,952,921
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WINDES, INC.
Accountancy firm EIN2022-12-31953001179
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-1,806,333
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$13,304,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$12,964,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$21,276,331
Value of total assets at end of year2022-01-01$124,183,407
Value of total assets at beginning of year2022-01-01$139,294,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$340,226
Total interest from all sources2022-01-01$58,587
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$8,028,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$8,028,584
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$2,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$14,044,702
Participant contributions at end of year2022-01-01$1,330,249
Participant contributions at beginning of year2022-01-01$1,281,038
Participant contributions at end of year2022-01-01$455,000
Participant contributions at beginning of year2022-01-01$393,594
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$2,419,972
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$11,481
Other income not declared elsewhere2022-01-01$39,422
Administrative expenses (other) incurred2022-01-01$340,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-15,110,961
Value of net assets at end of year (total assets less liabilities)2022-01-01$124,183,407
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$139,294,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$114,904,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$132,376,568
Interest on participant loans2022-01-01$58,587
Value of interest in common/collective trusts at end of year2022-01-01$6,723,262
Value of interest in common/collective trusts at beginning of year2022-01-01$4,609,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-31,353,825
Net investment gain or loss from common/collective trusts2022-01-01$144,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01Yes
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$4,811,657
Employer contributions (assets) at end of year2022-01-01$770,111
Employer contributions (assets) at beginning of year2022-01-01$633,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$12,952,921
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01WINDES, INC.
Accountancy firm EIN2022-01-01953001179
2021 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$33,994,279
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,919,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,555,784
Value of total corrective distributions2021-12-31$1,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$18,164,487
Value of total assets at end of year2021-12-31$139,294,368
Value of total assets at beginning of year2021-12-31$116,220,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$362,862
Total interest from all sources2021-12-31$62,072
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$14,095,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$14,095,671
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$11,906,656
Participant contributions at end of year2021-12-31$1,281,038
Participant contributions at beginning of year2021-12-31$1,382,158
Participant contributions at end of year2021-12-31$393,594
Participant contributions at beginning of year2021-12-31$309,606
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,013,786
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$1,101
Other income not declared elsewhere2021-12-31$22,238
Administrative expenses (other) incurred2021-12-31$362,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$23,074,305
Value of net assets at end of year (total assets less liabilities)2021-12-31$139,294,368
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$116,220,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$132,376,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$110,772,275
Interest on participant loans2021-12-31$62,072
Value of interest in common/collective trusts at end of year2021-12-31$4,609,220
Value of interest in common/collective trusts at beginning of year2021-12-31$3,216,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,549,062
Net investment gain or loss from common/collective trusts2021-12-31$100,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,244,045
Employer contributions (assets) at end of year2021-12-31$633,948
Employer contributions (assets) at beginning of year2021-12-31$539,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,554,683
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDES, INC.
Accountancy firm EIN2021-12-31953001179
2020 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$27,258
Total income from all sources (including contributions)2020-12-31$31,775,135
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$12,176,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,840,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$17,617,551
Value of total assets at end of year2020-12-31$116,220,063
Value of total assets at beginning of year2020-12-31$96,648,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$336,401
Total interest from all sources2020-12-31$83,856
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,532,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,532,183
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,134,385
Participant contributions at end of year2020-12-31$1,382,158
Participant contributions at beginning of year2020-12-31$1,640,802
Participant contributions at end of year2020-12-31$309,606
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,598,447
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$2,178
Other income not declared elsewhere2020-12-31$3,465
Administrative expenses (other) incurred2020-12-31$336,401
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$27,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$19,598,581
Value of net assets at end of year (total assets less liabilities)2020-12-31$116,220,063
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$96,621,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$110,772,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$93,454,453
Interest on participant loans2020-12-31$83,856
Value of interest in common/collective trusts at end of year2020-12-31$3,216,779
Value of interest in common/collective trusts at beginning of year2020-12-31$1,138,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,473,093
Net investment gain or loss from common/collective trusts2020-12-31$64,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,884,719
Employer contributions (assets) at end of year2020-12-31$539,245
Employer contributions (assets) at beginning of year2020-12-31$414,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,837,975
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WINDES, INC.
Accountancy firm EIN2020-12-31953001179
2019 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$27,258
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$33,646,161
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,800,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,505,111
Value of total corrective distributions2019-12-31$13,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,023,855
Value of total assets at end of year2019-12-31$96,648,740
Value of total assets at beginning of year2019-12-31$70,776,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$281,679
Total interest from all sources2019-12-31$83,663
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,347,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,347,678
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,100,228
Participant contributions at end of year2019-12-31$1,640,802
Participant contributions at beginning of year2019-12-31$1,503,803
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,144,847
Other income not declared elsewhere2019-12-31$3,840
Administrative expenses (other) incurred2019-12-31$281,679
Liabilities. Value of operating payables at end of year2019-12-31$27,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$25,845,469
Value of net assets at end of year (total assets less liabilities)2019-12-31$96,621,482
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,776,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$93,454,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$67,440,261
Interest on participant loans2019-12-31$83,663
Value of interest in common/collective trusts at end of year2019-12-31$1,138,902
Value of interest in common/collective trusts at beginning of year2019-12-31$1,439,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,187,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,778,780
Employer contributions (assets) at end of year2019-12-31$414,583
Employer contributions (assets) at beginning of year2019-12-31$392,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,505,111
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINDES, INC.
Accountancy firm EIN2019-12-31953001179
2018 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$12,226,279
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,844,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,675,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,690,211
Value of total assets at end of year2018-12-31$70,776,013
Value of total assets at beginning of year2018-12-31$64,394,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$169,592
Total interest from all sources2018-12-31$74,878
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,727,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,727,860
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,050,082
Participant contributions at end of year2018-12-31$1,503,803
Participant contributions at beginning of year2018-12-31$1,050,807
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$22,185
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,108,267
Other income not declared elsewhere2018-12-31$13,177
Administrative expenses (other) incurred2018-12-31$169,592
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$6,381,296
Value of net assets at end of year (total assets less liabilities)2018-12-31$70,776,013
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,394,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$67,440,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$63,091,588
Interest on participant loans2018-12-31$62,025
Interest earned on other investments2018-12-31$12,853
Value of interest in common/collective trusts at end of year2018-12-31$1,439,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,279,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,531,862
Employer contributions (assets) at end of year2018-12-31$392,240
Employer contributions (assets) at beginning of year2018-12-31$229,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,675,391
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINDES, INC.
Accountancy firm EIN2018-12-31953001179
2017 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$21,693,209
Total of all expenses incurred2017-12-31$3,567,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,539,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$14,009,237
Value of total assets at end of year2017-12-31$64,394,717
Value of total assets at beginning of year2017-12-31$46,269,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$28,071
Total interest from all sources2017-12-31$38,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,020,150
Participant contributions at end of year2017-12-31$1,050,807
Participant contributions at beginning of year2017-12-31$612,228
Participant contributions at end of year2017-12-31$22,185
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,834,094
Other income not declared elsewhere2017-12-31$134,170
Administrative expenses (other) incurred2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$433
Total non interest bearing cash at beginning of year2017-12-31$849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,125,609
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,394,717
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$46,269,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$63,091,588
Value of interest in pooled separate accounts at beginning of year2017-12-31$45,480,985
Interest on participant loans2017-12-31$38,099
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$7,511,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$3,154,993
Employer contributions (assets) at end of year2017-12-31$229,704
Employer contributions (assets) at beginning of year2017-12-31$175,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,539,529
Contract administrator fees2017-12-31$28,071
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINDES, INC.
Accountancy firm EIN2017-12-31953001172
2016 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$0
Total income from all sources (including contributions)2016-12-31$15,976,484
Total of all expenses incurred2016-12-31$2,772,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,761,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,696,331
Value of total assets at end of year2016-12-31$46,269,108
Value of total assets at beginning of year2016-12-31$33,065,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,366
Total interest from all sources2016-12-31$15,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,978,417
Participant contributions at end of year2016-12-31$612,228
Participant contributions at beginning of year2016-12-31$140,391
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,356,373
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,998,368
Other income not declared elsewhere2016-12-31$5,880
Administrative expenses (other) incurred2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$849
Total non interest bearing cash at beginning of year2016-12-31$57,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,203,801
Value of net assets at end of year (total assets less liabilities)2016-12-31$46,269,108
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$33,065,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,480,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,136,672
Interest on participant loans2016-12-31$15,855
Interest earned on other investments2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$3,258,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,719,546
Employer contributions (assets) at end of year2016-12-31$175,046
Employer contributions (assets) at beginning of year2016-12-31$374,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,761,317
Contract administrator fees2016-12-31$11,366
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINDES, INC.
Accountancy firm EIN2016-12-31953001172
2015 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-28$0
Total transfer of assets from this plan2015-12-28$4,490,525
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-28$0
Total income from all sources (including contributions)2015-12-28$1,355,976
Total loss/gain on sale of assets2015-12-28$0
Total of all expenses incurred2015-12-28$95,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-28$93,750
Value of total corrective distributions2015-12-28$880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-28$1,449,000
Value of total assets at end of year2015-12-28$0
Value of total assets at beginning of year2015-12-28$3,230,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-28$975
Total interest from all sources2015-12-28$5,120
Total dividends received (eg from common stock, registered investment company shares)2015-12-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-28Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-28$0
Was this plan covered by a fidelity bond2015-12-28Yes
Value of fidelity bond cover2015-12-28$2,000,000
If this is an individual account plan, was there a blackout period2015-12-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-28$0
Were there any nonexempt tranactions with any party-in-interest2015-12-28No
Contributions received from participants2015-12-28$1,123,673
Participant contributions at end of year2015-12-28$0
Participant contributions at beginning of year2015-12-28$103,592
Income. Received or receivable in cash from other sources (including rollovers)2015-12-28$324,413
Other income not declared elsewhere2015-12-28$1,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-28No
Value of net income/loss2015-12-28$1,260,371
Value of net assets at end of year (total assets less liabilities)2015-12-28$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-28$3,230,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-28No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-28No
Were any leases to which the plan was party in default or uncollectible2015-12-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-28$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-28$2,894,982
Interest on participant loans2015-12-28$5,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-28$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-28$914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-28$914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-28$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-28$0
Net investment gain/loss from pooled separate accounts2015-12-28$-100,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-28No
Was there a failure to transmit to the plan any participant contributions2015-12-28No
Has the plan failed to provide any benefit when due under the plan2015-12-28No
Contributions received in cash from employer2015-12-28$914
Employer contributions (assets) at end of year2015-12-28$0
Employer contributions (assets) at beginning of year2015-12-28$230,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-28$93,750
Contract administrator fees2015-12-28$975
Did the plan have assets held for investment2015-12-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-28Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-28Yes
Opinion of an independent qualified public accountant for this plan2015-12-28Disclaimer
Accountancy firm name2015-12-28WINDES, INC.
Accountancy firm EIN2015-12-28953001172
2014 : TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,598,041
Total of all expenses incurred2014-12-31$39,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$38,326
Value of total corrective distributions2014-12-31$934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,477,827
Value of total assets at end of year2014-12-31$3,230,154
Value of total assets at beginning of year2014-12-31$1,672,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$665
Total interest from all sources2014-12-31$3,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$654,892
Participant contributions at end of year2014-12-31$103,592
Participant contributions at beginning of year2014-12-31$39,829
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$592,269
Other income not declared elsewhere2014-12-31$1,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,558,116
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,230,154
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,672,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,894,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,509,672
Interest on participant loans2014-12-31$3,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$115,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$230,666
Employer contributions (assets) at end of year2014-12-31$230,666
Employer contributions (assets) at beginning of year2014-12-31$122,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$38,326
Contract administrator fees2014-12-31$665
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WINDES, INC.
Accountancy firm EIN2014-12-31953001172

Form 5500 Responses for TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN

2023: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRI POINTE HOMES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115098
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number115098
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number111204
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number111204
Policy instance 1

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