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NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 401k Plan overview

Plan NameNIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN
Plan identification number 001

NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NIPPON SHARYO MANUFACTURING, LLC has sponsored the creation of one or more 401k plans.

Company Name:NIPPON SHARYO MANUFACTURING, LLC
Employer identification number (EIN):273493531
NAIC Classification:336510
NAIC Description:Railroad Rolling Stock Manufacturing

Additional information about NIPPON SHARYO MANUFACTURING, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4873813

More information about NIPPON SHARYO MANUFACTURING, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01TETSUYA OKUMURA2019-10-18 TETSUYA OKUMURA2019-10-18
0012018-01-01
0012017-01-01RACHEL UNTZ RACHEL UNTZ2018-07-26
0012016-01-01RACHEL UNTZ RACHEL UNTZ2017-07-28
0012015-01-01RACHEL UNTZ RACHEL UNTZ2016-07-29
0012014-01-01RACHEL UNTZ RACHEL UNTZ2015-10-14
0012014-01-01RACHEL UNTZ RACHEL UNTZ2016-02-08
0012013-01-01RACHEL UNTZ RACHEL UNTZ2015-04-15
0012012-09-01RACHEL UNTZ RACHEL UNTZ2013-07-29

Plan Statistics for NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN

401k plan membership statisitcs for NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN

Measure Date Value
2018: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01208
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-0120
Number of other retired or separated participants entitled to future benefits2018-01-0148
Total of all active and inactive participants2018-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0169
Number of participants with account balances2018-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01392
Total number of active participants reported on line 7a of the Form 55002017-01-0137
Number of retired or separated participants receiving benefits2017-01-0162
Number of other retired or separated participants entitled to future benefits2017-01-01108
Total of all active and inactive participants2017-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01208
Number of participants with account balances2017-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01518
Total number of active participants reported on line 7a of the Form 55002016-01-01323
Number of retired or separated participants receiving benefits2016-01-0118
Number of other retired or separated participants entitled to future benefits2016-01-0154
Total of all active and inactive participants2016-01-01395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01396
Number of participants with account balances2016-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0145
2015: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01531
Total number of active participants reported on line 7a of the Form 55002015-01-01434
Number of retired or separated participants receiving benefits2015-01-0131
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01517
Number of participants with account balances2015-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0158
2014: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01393
Total number of active participants reported on line 7a of the Form 55002014-01-01440
Number of retired or separated participants receiving benefits2014-01-0122
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01480
Number of participants with account balances2014-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0123
2013: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01243
Total number of active participants reported on line 7a of the Form 55002013-01-01338
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01354
Number of participants with account balances2013-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-01161
Total number of active participants reported on line 7a of the Form 55002012-09-01180
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-013
Total of all active and inactive participants2012-09-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01183
Number of participants with account balances2012-09-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-013

Financial Data on NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN

Measure Date Value
2018 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,969
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,875,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,854,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$43,240
Value of total assets at end of year2018-12-31$528,457
Value of total assets at beginning of year2018-12-31$2,401,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,154
Total interest from all sources2018-12-31$80
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$41,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$41,331
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$30,729
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,873,158
Value of net assets at end of year (total assets less liabilities)2018-12-31$528,457
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,401,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$20,154
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$517,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,208,472
Value of interest in common/collective trusts at end of year2018-12-31$11,025
Value of interest in common/collective trusts at beginning of year2018-12-31$92,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$121
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$25,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$25,904
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$80
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-82,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$12,511
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$74,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,854,973
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$822,207
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,231,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,209,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$407,016
Value of total assets at end of year2017-12-31$2,401,615
Value of total assets at beginning of year2017-12-31$2,811,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,367
Total interest from all sources2017-12-31$163
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$90,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$90,032
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$284,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-409,443
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,401,615
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,811,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$22,367
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,208,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,580,314
Value of interest in common/collective trusts at end of year2017-12-31$92,248
Value of interest in common/collective trusts at beginning of year2017-12-31$69,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$25,904
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$45,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$45,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$324,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$122,911
Employer contributions (assets) at end of year2017-12-31$74,991
Employer contributions (assets) at beginning of year2017-12-31$116,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,209,283
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$811,592
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$277,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$242,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$580,213
Value of total assets at end of year2016-12-31$2,811,058
Value of total assets at beginning of year2016-12-31$2,277,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,483
Total interest from all sources2016-12-31$107
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$96,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$96,175
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$456,898
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$533,985
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,811,058
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,277,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$35,483
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,580,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,995,736
Value of interest in common/collective trusts at end of year2016-12-31$69,384
Value of interest in common/collective trusts at beginning of year2016-12-31$51,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$45,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$20,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$20,108
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$107
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$135,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$116,117
Employer contributions (assets) at end of year2016-12-31$116,117
Employer contributions (assets) at beginning of year2016-12-31$210,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$242,124
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$33,424
Total income from all sources (including contributions)2015-12-31$777,237
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$174,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$143,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$815,189
Value of total assets at end of year2015-12-31$2,277,073
Value of total assets at beginning of year2015-12-31$1,708,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$31,107
Total interest from all sources2015-12-31$16
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$90,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$90,345
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$586,304
Participant contributions at beginning of year2015-12-31$3,693
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$19,472
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$33,424
Total non interest bearing cash at beginning of year2015-12-31$33,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$602,374
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,277,073
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,674,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$31,107
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,995,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,480,637
Value of interest in common/collective trusts at end of year2015-12-31$51,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$20,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$17,117
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$17,117
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-128,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$209,413
Employer contributions (assets) at end of year2015-12-31$210,042
Employer contributions (assets) at beginning of year2015-12-31$173,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$143,756
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$33,424
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$756,615
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$79,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$62,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$694,948
Value of total assets at end of year2014-12-31$1,708,123
Value of total assets at beginning of year2014-12-31$997,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,416
Total interest from all sources2014-12-31$3
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$57,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$57,636
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$477,093
Participant contributions at end of year2014-12-31$3,693
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$33,997
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$33,424
Total non interest bearing cash at end of year2014-12-31$33,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$677,446
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,674,699
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$997,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$16,416
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,480,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$853,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$17,117
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,947
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$183,858
Employer contributions (assets) at end of year2014-12-31$173,370
Employer contributions (assets) at beginning of year2014-12-31$140,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$62,753
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$747,185
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$58,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$49,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$665,263
Value of total assets at end of year2013-12-31$997,253
Value of total assets at beginning of year2013-12-31$308,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,931
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$33,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$33,854
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$370,441
Participant contributions at beginning of year2013-12-31$219
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$154,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$688,257
Value of net assets at end of year (total assets less liabilities)2013-12-31$997,253
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$308,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$8,931
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$853,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$274,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$48,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$140,795
Employer contributions (assets) at end of year2013-12-31$140,795
Employer contributions (assets) at beginning of year2013-12-31$33,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$49,997
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$309,073
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$77
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$307,852
Value of total assets at end of year2012-12-31$308,996
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$77
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$82,663
Participant contributions at end of year2012-12-31$219
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$191,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$308,996
Value of net assets at end of year (total assets less liabilities)2012-12-31$308,996
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$77
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$274,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$33,874
Employer contributions (assets) at end of year2012-12-31$33,874
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No

Form 5500 Responses for NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN

2018: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NIPPON SHARYO MANUFACTURING, LLC 401(K) PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01First time form 5500 has been submittedYes
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement - TrustYes

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