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EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameEDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC has sponsored the creation of one or more 401k plans.

Company Name:EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC
Employer identification number (EIN):273607949
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01ANTHONY WARREN2024-04-30
0012022-01-01ANTHONY WARREN2023-07-12
0012021-01-01ANTHONY WARREN2022-07-01
0012020-01-01ADAM WARREN2021-08-17
0012019-01-01ADAM WARREN2020-04-28
0012018-01-01DAVID VAUGHAN2019-08-08
0012017-01-01EDWARD J. ROMAN2018-02-08 EDWARD J. ROMAN2018-02-08
0012016-01-01EDWARD J. ROMAN2017-02-16 EDWARD J. ROMAN2017-02-16
0012015-01-01EDWARD J. ROMAN2016-03-17 EDWARD J. ROMAN2016-03-17
0012014-01-01EDWARD J. ROMAN2015-02-18
0012013-01-01EDWARD J. ROMAN2014-02-22
0012012-01-01EDWARD J. ROMAN2013-03-14
0012011-01-01EDWARD J. ROMAN2012-03-04 EDWARD J. ROMAN2012-03-04

Plan Statistics for EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-05-2914
Total number of particpants at end of year2025-05-2915
Number of Participants With Account Balances2025-05-2910
2024: EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-04-3010
Total number of particpants at end of year2024-04-307
Number of Participants With Account Balances2024-04-307
2022: EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-07-0111
Total number of particpants at end of year2022-07-0110
Number of Participants With Account Balances2022-07-0110

Financial Data on EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-05-298796
Net assets as of the end of the plan year2025-05-29720636
Total assets as of the beginning of the plan year2025-05-29508800
Value of plan covered by a fidelity bond2025-05-29265000
Participant contributions to plan in this plan year2025-05-2995311
Value of participant loans at end of plan year2025-05-292141
Other contributions to plan in this plan year2025-05-293528
Other income to plan in this plan year2025-05-2962027
Plan net income in this plan year2025-05-29211836
Net assets as of the end of the plan year2025-05-29720636
Net assets as of the beginning of the plan year2025-05-29508800
Employer contributions to plan in this plan year2025-05-2959766
Expensese paid to adminstrative service provicers from plan in this plan year2025-05-297350
2024 : EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-04-3072929
Net assets as of the end of the plan year2024-04-30508800
Total assets as of the beginning of the plan year2024-04-30382766
Value of plan covered by a fidelity bond2024-04-30265000
Participant contributions to plan in this plan year2024-04-3065255
Other income to plan in this plan year2024-04-3065648
Plan net income in this plan year2024-04-30126034
Net assets as of the end of the plan year2024-04-30508800
Net assets as of the beginning of the plan year2024-04-30382766
Employer contributions to plan in this plan year2024-04-3068060
Expensese paid to adminstrative service provicers from plan in this plan year2024-04-305590
2022 : EDWARD J. ROMAN, DDS AND DAVID N. VAUGHAN, DMD, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-07-01140085
Net assets as of the end of the plan year2022-07-01419441
Total assets as of the beginning of the plan year2022-07-01418227
Value of plan covered by a fidelity bond2022-07-01265000
Participant contributions to plan in this plan year2022-07-0171783
Other income to plan in this plan year2022-07-0160013
Plan net income in this plan year2022-07-011214
Net assets as of the end of the plan year2022-07-01419441
Net assets as of the beginning of the plan year2022-07-01418227
Employer contributions to plan in this plan year2022-07-019503
Expensese paid to adminstrative service provicers from plan in this plan year2022-07-015598

Potentially related plans

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