SOUTHWEST SPINE AND PAIN CARE SPECIALISTS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SOUTHWEST SPINE & PAIN, LLC 401(K) PLAN
Measure | Date | Value |
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2022 : SOUTHWEST SPINE & PAIN, LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-32,678 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $312,055 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $279,332 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $454,375 |
Value of total assets at end of year | 2022-12-31 | $3,676,234 |
Value of total assets at beginning of year | 2022-12-31 | $4,020,967 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $32,723 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $109,091 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $109,091 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $331,988 |
Participant contributions at end of year | 2022-12-31 | $9,003 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $12,629 |
Total non interest bearing cash at end of year | 2022-12-31 | $-4,576 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-344,733 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $3,676,234 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,020,967 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $16,841 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $3,631,924 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $4,019,862 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $30,986 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $1,105 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $1,105 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-596,144 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $109,758 |
Employer contributions (assets) at end of year | 2022-12-31 | $8,897 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $279,332 |
Contract administrator fees | 2022-12-31 | $15,882 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | COOK MARTIN POULSON, P.C. |
Accountancy firm EIN | 2022-12-31 | 870517946 |
2021 : SOUTHWEST SPINE & PAIN, LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,403,079 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $98,514 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $66,920 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $860,381 |
Value of total assets at end of year | 2021-12-31 | $4,020,967 |
Value of total assets at beginning of year | 2021-12-31 | $2,716,402 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $31,594 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $113,684 |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $113,684 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $402,097 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $343,957 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $167,741 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,304,565 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $4,020,967 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,716,402 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $18,756 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $4,019,862 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,676,614 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $1,105 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $4,132 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $4,132 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $429,014 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $348,683 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $35,656 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $66,920 |
Contract administrator fees | 2021-12-31 | $12,838 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COOK MARTIN POULSON, P.C. |
Accountancy firm EIN | 2021-12-31 | 870517946 |
2020 : SOUTHWEST SPINE & PAIN, LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,064,426 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $125,771 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $106,783 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $928,777 |
Value of total assets at end of year | 2020-12-31 | $2,716,402 |
Value of total assets at beginning of year | 2020-12-31 | $1,777,747 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $18,988 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $33,621 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $33,621 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $275,201 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $9,598 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $279,424 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $938,655 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,716,402 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,777,747 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $12,568 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,676,614 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $1,726,071 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $4,132 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $614 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $614 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $102,028 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $374,152 |
Employer contributions (assets) at end of year | 2020-12-31 | $35,656 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $41,464 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $106,783 |
Contract administrator fees | 2020-12-31 | $6,420 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | COOK MARTIN POULSON, P.C. |
Accountancy firm EIN | 2020-12-31 | 870517946 |
2019 : SOUTHWEST SPINE & PAIN, LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $840,283 |
Total income from all sources (including contributions) | 2019-12-31 | $840,283 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $32,798 |
Total of all expenses incurred | 2019-12-31 | $32,798 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $22,943 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $22,943 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $655,043 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $655,043 |
Value of total assets at end of year | 2019-12-31 | $1,777,747 |
Value of total assets at end of year | 2019-12-31 | $1,777,747 |
Value of total assets at beginning of year | 2019-12-31 | $970,262 |
Value of total assets at beginning of year | 2019-12-31 | $970,262 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $9,855 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $9,855 |
Total interest from all sources | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $44,648 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $44,648 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $44,648 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $44,648 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $70,000 |
Value of fidelity bond cover | 2019-12-31 | $70,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $257,379 |
Contributions received from participants | 2019-12-31 | $257,379 |
Participant contributions at end of year | 2019-12-31 | $9,598 |
Participant contributions at end of year | 2019-12-31 | $9,598 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $27,451 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $27,451 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $807,485 |
Value of net income/loss | 2019-12-31 | $807,485 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $1,777,747 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $1,777,747 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $970,262 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $970,262 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $9,405 |
Investment advisory and management fees | 2019-12-31 | $9,405 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $1,726,071 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $1,726,071 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $966,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $966,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $614 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $614 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $4,262 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $4,262 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $4,262 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $4,262 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $140,592 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $140,592 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $370,213 |
Contributions received in cash from employer | 2019-12-31 | $370,213 |
Employer contributions (assets) at end of year | 2019-12-31 | $41,464 |
Employer contributions (assets) at end of year | 2019-12-31 | $41,464 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $22,943 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $22,943 |
Contract administrator fees | 2019-12-31 | $450 |
Contract administrator fees | 2019-12-31 | $450 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COOK MARTIN POULSON, P.C. |
Accountancy firm name | 2019-12-31 | COOK MARTIN POULSON, P.C. |
Accountancy firm EIN | 2019-12-31 | 870517946 |
Accountancy firm EIN | 2019-12-31 | 870517946 |