NUVEEN ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : INTERNATIONAL FUND LLC 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-22,621,662 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-22,621,662 |
| Total transfer of assets to this plan | 2022-12-31 | $16,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $95,648 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $730,710 |
| Total income from all sources (including contributions) | 2022-12-31 | $-21,147,684 |
| Total loss/gain on sale of assets | 2022-12-31 | $-528,918 |
| Total of all expenses incurred | 2022-12-31 | $384,734 |
| Value of total assets at end of year | 2022-12-31 | $96,736,833 |
| Value of total assets at beginning of year | 2022-12-31 | $102,904,313 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $384,734 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,128,343 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $342,768 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $126,193 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $95,648 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $730,710 |
| Other income not declared elsewhere | 2022-12-31 | $-125,447 |
| Total non interest bearing cash at end of year | 2022-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $340,361 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-21,532,418 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $96,641,185 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $102,173,603 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $384,734 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,587,148 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $1,753,945 |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Income. Dividends from common stock | 2022-12-31 | $2,128,343 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $94,806,917 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $100,683,814 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Aggregate proceeds on sale of assets | 2022-12-31 | $47,507,458 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $48,036,376 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ERNST & YOUNG U.S. LLP |
| Accountancy firm EIN | 2022-12-31 | 346565596 |
| 2021 : INTERNATIONAL FUND LLC 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-1,472,303 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-1,472,303 |
| Total transfer of assets from this plan | 2021-12-31 | $2,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $730,710 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $13,913,804 |
| Total income from all sources (including contributions) | 2021-12-31 | $15,799,866 |
| Total loss/gain on sale of assets | 2021-12-31 | $15,604,748 |
| Total of all expenses incurred | 2021-12-31 | $448,200 |
| Value of total assets at end of year | 2021-12-31 | $102,904,313 |
| Value of total assets at beginning of year | 2021-12-31 | $102,735,741 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $448,200 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,701,799 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $163 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $126,193 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $1,825,531 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $730,710 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $13,913,804 |
| Other income not declared elsewhere | 2021-12-31 | $-34,378 |
| Total non interest bearing cash at end of year | 2021-12-31 | $340,361 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $5,656 |
| Value of net income/loss | 2021-12-31 | $15,351,666 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $102,173,603 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $88,821,937 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $448,200 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,753,945 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $1,349,872 |
| Income. Dividends from common stock | 2021-12-31 | $1,701,636 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $100,683,814 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $99,554,682 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2021-12-31 | $95,320,352 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $79,715,604 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | KPMG LLP |
| Accountancy firm EIN | 2021-12-31 | 135565207 |
