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AMERICAN BRIDGE 21ST CENTURY 401k Plan overview

Plan NameAMERICAN BRIDGE 21ST CENTURY
Plan identification number 001

AMERICAN BRIDGE 21ST CENTURY Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMERICAN BRIDGE 21ST CENTURY has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN BRIDGE 21ST CENTURY
Employer identification number (EIN):274819166
NAIC Classification:517000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN BRIDGE 21ST CENTURY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ANGELO CARUSONE2023-07-07 ANGELO CARUSONE2023-07-07
0012021-01-01ANGELO CARUSONE2022-09-30 ANGELO CARUSONE2022-09-30
0012020-01-01ANGELO CARUSONE2021-09-16 ANGELO CARUSONE2021-09-16
0012019-01-01ANGELO CARUSONE2020-10-02 ANGELO CARUSONE2020-10-02
0012015-01-01
0012014-01-01PILAR MARTINEZ2015-07-01
0012013-01-01PILAR MARTINEZ2014-07-17

Plan Statistics for AMERICAN BRIDGE 21ST CENTURY

401k plan membership statisitcs for AMERICAN BRIDGE 21ST CENTURY

Measure Date Value
2022: AMERICAN BRIDGE 21ST CENTURY 2022 401k membership
Total participants, beginning-of-year2022-01-01325
Total number of active participants reported on line 7a of the Form 55002022-01-01177
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01173
Total of all active and inactive participants2022-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01350
Number of participants with account balances2022-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: AMERICAN BRIDGE 21ST CENTURY 2021 401k membership
Total participants, beginning-of-year2021-01-01272
Total number of active participants reported on line 7a of the Form 55002021-01-01171
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01155
Total of all active and inactive participants2021-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01326
Number of participants with account balances2021-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: AMERICAN BRIDGE 21ST CENTURY 2020 401k membership
Total participants, beginning-of-year2020-01-01317
Total number of active participants reported on line 7a of the Form 55002020-01-01111
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01158
Total of all active and inactive participants2020-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01269
Number of participants with account balances2020-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: AMERICAN BRIDGE 21ST CENTURY 2019 401k membership
Total participants, beginning-of-year2019-01-01290
Total number of active participants reported on line 7a of the Form 55002019-01-01155
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01163
Total of all active and inactive participants2019-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01318
Number of participants with account balances2019-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0117

Financial Data on AMERICAN BRIDGE 21ST CENTURY

Measure Date Value
2022 : AMERICAN BRIDGE 21ST CENTURY 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-542,362
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$258,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$255,272
Value of total corrective distributions2022-12-31$15
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,026,697
Value of total assets at end of year2022-12-31$7,360,580
Value of total assets at beginning of year2022-12-31$8,160,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,725
Total interest from all sources2022-12-31$6,293
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$1,575
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$623,259
Participant contributions at end of year2022-12-31$39,525
Participant contributions at beginning of year2022-12-31$51,037
Participant contributions at end of year2022-12-31$26,761
Participant contributions at beginning of year2022-12-31$26,595
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$42,881
Other income not declared elsewhere2022-12-31$209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-800,374
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,360,580
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,160,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$6,747,911
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,741,713
Interest on participant loans2022-12-31$2,015
Interest earned on other investments2022-12-31$4,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$531,923
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$328,787
Net investment gain/loss from pooled separate accounts2022-12-31$-1,575,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$360,557
Employer contributions (assets) at end of year2022-12-31$14,460
Employer contributions (assets) at beginning of year2022-12-31$12,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$255,272
Contract administrator fees2022-12-31$1,150
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GELMAN, ROSENBERG & FREEDMAN
Accountancy firm EIN2022-12-31521392008
2021 : AMERICAN BRIDGE 21ST CENTURY 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$2,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,006,774
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$439,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$431,292
Value of total corrective distributions2021-12-31$4,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$845,122
Value of total assets at end of year2021-12-31$8,160,954
Value of total assets at beginning of year2021-12-31$6,596,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$3,675
Total interest from all sources2021-12-31$5,452
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$2,025
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$410,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$465,927
Participant contributions at end of year2021-12-31$51,037
Participant contributions at beginning of year2021-12-31$59,762
Participant contributions at end of year2021-12-31$26,595
Participant contributions at beginning of year2021-12-31$10,573
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$111,079
Other income not declared elsewhere2021-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,567,090
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,160,954
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,596,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$7,741,713
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,284,164
Interest on participant loans2021-12-31$2,616
Interest earned on other investments2021-12-31$2,836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$328,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$234,736
Net investment gain/loss from pooled separate accounts2021-12-31$1,156,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$268,116
Employer contributions (assets) at end of year2021-12-31$12,822
Employer contributions (assets) at beginning of year2021-12-31$7,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$431,292
Contract administrator fees2021-12-31$1,650
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GELMAN, ROSENBERG & FREEDMAN
Accountancy firm EIN2021-12-31521392008
2020 : AMERICAN BRIDGE 21ST CENTURY 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$1,262,673
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,521,531
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$169,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$155,411
Value of total corrective distributions2020-12-31$11,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$638,019
Value of total assets at end of year2020-12-31$6,596,687
Value of total assets at beginning of year2020-12-31$6,507,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,925
Total interest from all sources2020-12-31$3,644
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$1,650
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$330,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$386,569
Participant contributions at end of year2020-12-31$59,762
Participant contributions at beginning of year2020-12-31$9,094
Participant contributions at end of year2020-12-31$10,573
Participant contributions at beginning of year2020-12-31$25,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,352,133
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,596,687
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,507,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$6,284,164
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,266,589
Interest on participant loans2020-12-31$787
Interest earned on other investments2020-12-31$2,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$234,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$192,934
Net investment gain/loss from pooled separate accounts2020-12-31$879,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$251,450
Employer contributions (assets) at end of year2020-12-31$7,452
Employer contributions (assets) at beginning of year2020-12-31$13,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$155,411
Contract administrator fees2020-12-31$1,275
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GELMAN, ROSENBERG & FREEDMAN
Accountancy firm EIN2020-12-31521392008
2019 : AMERICAN BRIDGE 21ST CENTURY 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,156,980
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$224,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$221,523
Value of total corrective distributions2019-12-31$785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,036,072
Value of total assets at end of year2019-12-31$6,507,227
Value of total assets at beginning of year2019-12-31$4,575,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,450
Total interest from all sources2019-12-31$2,227
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$1,350
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$390,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$651,920
Participant contributions at end of year2019-12-31$9,094
Participant contributions at beginning of year2019-12-31$1,096
Participant contributions at end of year2019-12-31$25,306
Participant contributions at beginning of year2019-12-31$25,554
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$46,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,932,222
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,507,227
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,575,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$6,266,589
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,373,134
Interest on participant loans2019-12-31$475
Interest earned on other investments2019-12-31$1,752
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$192,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$162,996
Net investment gain/loss from pooled separate accounts2019-12-31$1,118,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$337,314
Employer contributions (assets) at end of year2019-12-31$13,304
Employer contributions (assets) at beginning of year2019-12-31$12,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$221,523
Contract administrator fees2019-12-31$1,100
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GELMAN, ROSENBERG & FREEDMAN
Accountancy firm EIN2019-12-31521392008

Form 5500 Responses for AMERICAN BRIDGE 21ST CENTURY

2022: AMERICAN BRIDGE 21ST CENTURY 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AMERICAN BRIDGE 21ST CENTURY 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMERICAN BRIDGE 21ST CENTURY 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMERICAN BRIDGE 21ST CENTURY 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811392
Policy instance 1
Insurance contract or identification number811392
Number of Individuals Covered319
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811392
Policy instance 1
Insurance contract or identification number811392
Number of Individuals Covered287
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811392
Policy instance 1
Insurance contract or identification number811392
Number of Individuals Covered252
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,713
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2713
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number811392
Policy instance 1
Insurance contract or identification number811392
Number of Individuals Covered288
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,949
Total amount of fees paid to insurance companyUSD $2,620
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,949
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3

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