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NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameNORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH STAR ENERGY & CONSTRUCTION, LLC has sponsored the creation of one or more 401k plans.

Company Name:NORTH STAR ENERGY & CONSTRUCTION, LLC
Employer identification number (EIN):275034048
NAIC Classification:561730
NAIC Description:Landscaping Services

Additional information about NORTH STAR ENERGY & CONSTRUCTION, LLC

Jurisdiction of Incorporation: Wyoming Corporations Division
Incorporation Date: 2011-02-16
Company Identification Number: 000597213
Legal Registered Office Address: 135 Pine St

Buffalo
United States of America (USA)
82834

More information about NORTH STAR ENERGY & CONSTRUCTION, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01
0012014-01-01GARY GARLAND
0012014-01-01GARY GARLAND
0012013-01-01ALEX MANTLE
0012012-01-01ALEX MANTLE
0012011-01-01ALEX MANTLE

Plan Statistics for NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2015: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01113
Total number of active participants reported on line 7a of the Form 55002015-01-0151
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0116
Total of all active and inactive participants2015-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0167
Number of participants with account balances2015-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01264
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-0111
Number of other retired or separated participants entitled to future benefits2014-01-01264
Total of all active and inactive participants2014-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01275
Number of participants with account balances2014-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0141
2013: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01293
Total number of active participants reported on line 7a of the Form 55002013-01-01253
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01264
Number of participants with account balances2013-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0141
2012: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01348
Total number of active participants reported on line 7a of the Form 55002012-01-01275
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0118
Total of all active and inactive participants2012-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01293
Number of participants with account balances2012-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01155
Total number of active participants reported on line 7a of the Form 55002011-01-01138
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01162
Number of participants with account balances2011-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2015 : NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$126,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$567
Total income from all sources (including contributions)2015-12-31$104,327
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,790,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,651,339
Expenses. Certain deemed distributions of participant loans2015-12-31$117,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$107,595
Value of total assets at end of year2015-12-31$1,050,788
Value of total assets at beginning of year2015-12-31$3,610,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,731
Total interest from all sources2015-12-31$5,410
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$8,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$361,033
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$70,981
Participant contributions at end of year2015-12-31$9,662
Participant contributions at beginning of year2015-12-31$130,494
Participant contributions at beginning of year2015-12-31$3,531
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-2,685,858
Value of net assets at end of year (total assets less liabilities)2015-12-31$924,467
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,610,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,241
Value of interest in pooled separate accounts at end of year2015-12-31$894,099
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,254,675
Interest on participant loans2015-12-31$2,045
Interest earned on other investments2015-12-31$3,365
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$147,027
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$220,461
Net investment gain/loss from pooled separate accounts2015-12-31$-8,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$36,614
Employer contributions (assets) at beginning of year2015-12-31$1,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,651,339
Contract administrator fees2015-12-31$7,990
Liabilities. Value of benefit claims payable at end of year2015-12-31$126,321
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$567
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KILLMER & ASSOCIATES, PC
Accountancy firm EIN2015-12-31743084043
2014 : NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$569
Total income from all sources (including contributions)2014-12-31$847,437
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,094,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,080,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$671,689
Value of total assets at end of year2014-12-31$3,653,869
Value of total assets at beginning of year2014-12-31$3,900,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,620
Total interest from all sources2014-12-31$4,750
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$320,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$440,408
Participant contributions at end of year2014-12-31$149,753
Participant contributions at beginning of year2014-12-31$190,650
Participant contributions at end of year2014-12-31$11,175
Participant contributions at beginning of year2014-12-31$11,175
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$153,508
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-28,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-247,062
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,653,300
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,900,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$13,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,475,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,569,551
Interest on participant loans2014-12-31$4,750
Interest earned on other investments2014-12-31$1,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$111,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$170,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$231,281
Employer contributions (assets) at end of year2014-12-31$17,805
Employer contributions (assets) at beginning of year2014-12-31$17,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,080,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Liabilities. Value of benefit claims payable at end of year2014-12-31$569
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$569
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KILLMER & ASSOCIATES, PC
Accountancy firm EIN2014-12-31743084043
2013 : NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$525
Total income from all sources (including contributions)2013-12-31$1,342,084
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$623,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$610,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$822,367
Value of total assets at end of year2013-12-31$3,900,931
Value of total assets at beginning of year2013-12-31$3,181,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,622
Total interest from all sources2013-12-31$4,112
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$320,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$538,034
Participant contributions at end of year2013-12-31$190,650
Participant contributions at beginning of year2013-12-31$109,728
Participant contributions at end of year2013-12-31$11,175
Participant contributions at beginning of year2013-12-31$10,213
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$719,053
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,900,362
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,181,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$12,622
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,569,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,939,272
Interest on participant loans2013-12-31$4,112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$111,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$106,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$515,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$284,333
Employer contributions (assets) at end of year2013-12-31$17,805
Employer contributions (assets) at beginning of year2013-12-31$16,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$610,409
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Liabilities. Value of benefit claims payable at end of year2013-12-31$569
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$525
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KILLMER & ASSOCIATES, PC
Accountancy firm EIN2013-12-31743084043
2012 : NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$509,470
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,056,016
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$202,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$191,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$765,704
Value of total assets at end of year2012-12-31$3,181,834
Value of total assets at beginning of year2012-12-31$1,818,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,506
Total interest from all sources2012-12-31$3,798
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,720
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$320,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$501,478
Participant contributions at end of year2012-12-31$109,728
Participant contributions at beginning of year2012-12-31$3,965
Participant contributions at end of year2012-12-31$16,401
Participant contributions at beginning of year2012-12-31$2,547
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$853,756
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,181,309
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,818,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$9,711
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,939,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,806,607
Interest on participant loans2012-12-31$3,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$106,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$283,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$264,226
Employer contributions (assets) at end of year2012-12-31$10,213
Employer contributions (assets) at beginning of year2012-12-31$4,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$191,754
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Liabilities. Value of benefit claims payable at end of year2012-12-31$525
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KILLMER & ASSOCIATES, PC
Accountancy firm EIN2012-12-31743084043
2011 : NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$431,933
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$395,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$395,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$473,437
Value of total assets at end of year2011-12-31$1,818,083
Value of total assets at beginning of year2011-12-31$1,781,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$85
Total interest from all sources2011-12-31$604
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$15,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$15,329
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$311,224
Participant contributions at end of year2011-12-31$3,965
Participant contributions at beginning of year2011-12-31$20,472
Participant contributions at end of year2011-12-31$2,547
Participant contributions at beginning of year2011-12-31$4,038
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$1
Administrative expenses (other) incurred2011-12-31$85
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$36,155
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,818,083
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,781,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,806,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,755,456
Interest on participant loans2011-12-31$604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-57,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$162,213
Employer contributions (assets) at end of year2011-12-31$4,964
Employer contributions (assets) at beginning of year2011-12-31$1,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$395,693
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KILLMER & ASSOCIATES, PC
Accountancy firm EIN2011-12-31743084043

Form 5500 Responses for NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST

2015: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTH STAR ENERGY & CONSTRUCTION, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 17533
Policy instance 1
Insurance contract or identification numberGP 17533
Number of Individuals Covered75
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,589
Total amount of fees paid to insurance companyUSD $1,558
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees30
Additional information about fees paid to insurance brokerNON-MONETARY COMPENSATION TO SALES REP
Insurance broker organization code?4
Commission paid to Insurance BrokerUSD $2,589
Insurance broker nameLPL FINANCIAL CORPORATION
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 17533
Policy instance 1
Insurance contract or identification numberGP 17533
Number of Individuals Covered142
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,698
Total amount of fees paid to insurance companyUSD $2,935
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,698
Insurance broker organization code?4
Amount paid for insurance broker fees2575
Additional information about fees paid to insurance brokerADMINISTRATION FEES
Insurance broker nameLPL FINANCIAL CORPORATION
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 17533
Policy instance 1
Insurance contract or identification numberGP 17533
Number of Individuals Covered145
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,700
Total amount of fees paid to insurance companyUSD $3,087
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2682
Additional information about fees paid to insurance brokerADMINISTRATION FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,700
Insurance broker nameLPL FINANCIAL CORPORATION
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 17533
Policy instance 1
Insurance contract or identification numberGP 17533
Number of Individuals Covered135
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $15,604
Total amount of fees paid to insurance companyUSD $4,433
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,604
Amount paid for insurance broker fees26
Additional information about fees paid to insurance brokerFEES CONSIST OF NON-MONETARY COMPENSATION TO SALES REP
Insurance broker organization code?4
Insurance broker nameUNITED RETIREMENT PLAN CONSULTANTS

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