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THE STEPHENSON COMPANY 401(K) PLAN 401k Plan overview

Plan NameTHE STEPHENSON COMPANY 401(K) PLAN
Plan identification number 001

THE STEPHENSON COMPANY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE STEPHENSON COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE STEPHENSON COMPANY
Employer identification number (EIN):300224441
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE STEPHENSON COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01HAROLD STEPHENSON2016-07-05
0012013-01-01HAROLD STEPHENSON2014-09-10
0012011-01-01HAROLD STEPHENSON HAROLD STEPHENSON2012-04-18
0012010-01-01HAROLD STEPHENSON HAROLD STEPHENSON2011-04-19
0012009-01-01HAROLD STEPHENSON HAROLD STEPHENSON2010-08-05
0012009-01-01HAROLD STEPHENSON HAROLD STEPHENSON2010-08-09

Plan Statistics for THE STEPHENSON COMPANY 401(K) PLAN

401k plan membership statisitcs for THE STEPHENSON COMPANY 401(K) PLAN

Measure Date Value
2011: THE STEPHENSON COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013
Number of participants with account balances2011-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE STEPHENSON COMPANY 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013
Total number of active participants reported on line 7a of the Form 55002010-01-013
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-013
Number of participants with account balances2010-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE STEPHENSON COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013
Number of participants with account balances2009-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE STEPHENSON COMPANY 401(K) PLAN

Measure Date Value
2012 : THE STEPHENSON COMPANY 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$-65,757
Expenses. Total of all expenses incurred2012-12-31$16,284
Benefits paid (including direct rollovers)2012-12-31$14,800
Total plan assets at end of year2012-12-31$458,409
Total plan assets at beginning of year2012-12-31$540,450
Value of fidelity bond covering the plan2012-12-31$380,000
Total contributions received or receivable from participants2012-12-31$28,050
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$-108,638
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-82,041
Net plan assets at end of year (total assets less liabilities)2012-12-31$458,409
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$540,450
Total contributions received or receivable from employer(s)2012-12-31$14,831
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,484
2011 : THE STEPHENSON COMPANY 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$64,427
Expenses. Total of all expenses incurred2011-12-31$360
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$540,450
Total plan assets at beginning of year2011-12-31$476,383
Value of fidelity bond covering the plan2011-12-31$380,000
Total contributions received or receivable from participants2011-12-31$42,717
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$1,979
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$64,067
Net plan assets at end of year (total assets less liabilities)2011-12-31$540,450
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$476,383
Total contributions received or receivable from employer(s)2011-12-31$19,731
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$360
2010 : THE STEPHENSON COMPANY 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$103,212
Expenses. Total of all expenses incurred2010-12-31$13
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$476,383
Total plan assets at beginning of year2010-12-31$373,184
Value of fidelity bond covering the plan2010-12-31$380,000
Total contributions received or receivable from participants2010-12-31$28,799
Assets. Value of loans (other than to participants)2010-12-31$70,000
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$30,911
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$103,199
Net plan assets at end of year (total assets less liabilities)2010-12-31$476,383
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$373,184
Total contributions received or receivable from employer(s)2010-12-31$43,502
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$13
2009 : THE STEPHENSON COMPANY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE STEPHENSON COMPANY 401(K) PLAN

2011: THE STEPHENSON COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE STEPHENSON COMPANY 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE STEPHENSON COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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