401k Plan data: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST plan

TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST
Plan identification number	001

TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TATE & KIRLIN ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: TATE & KIRLIN ASSOCIATES, INC.

Employer identification number (EIN): 300229586

NAIC Classification: 561440
NAIC Description: Collection Agencies

Additional information about TATE & KIRLIN ASSOCIATES, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3983897

More information about TATE & KIRLIN ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 HARRY KIRLIN
001 2011-01-01 HARRY KIRLIN
001 2010-01-01 HARRY KIRLIN 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2012-01-01	HARRY KIRLIN
001	2011-01-01	HARRY KIRLIN
001	2010-01-01	HARRY KIRLIN	2011-10-17

Plan Statistics for TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST

Measure Date Value
2012: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 136
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 136
Number of participants with account balances 2011-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2012: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	136
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	136
Number of participants with account balances	2011-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST

Measure	Date	Value
2012 : TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$4,077
Total income from all sources (including contributions)	2012-12-31	$81,345
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$606,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$601,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$50,365
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$528,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,881
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$4,881
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$1
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$46,016
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$3,055
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,507
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-524,753
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$524,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$506,532
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$11,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$4,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$4,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$30,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$4,349
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$3,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$601,217
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$2,190
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MARION & BLACK LLC
Accountancy firm EIN	2012-12-31	141853408
2011 : TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,077
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,440
Total income from all sources (including contributions)	2011-12-31	$92,429
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$59,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$52,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$112,429
Value of total assets at end of year	2011-12-31	$528,830
Value of total assets at beginning of year	2011-12-31	$493,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,156
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$6,156
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$50,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$1
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$85,692
Participant contributions at end of year	2011-12-31	$3,055
Participant contributions at beginning of year	2011-12-31	$3,494
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,507
Liabilities. Value of operating payables at end of year	2011-12-31	$380
Liabilities. Value of operating payables at beginning of year	2011-12-31	$356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$33,398
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$524,753
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$491,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$506,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$470,438
Value of interest in common/collective trusts at end of year	2011-12-31	$11,920
Value of interest in common/collective trusts at beginning of year	2011-12-31	$13,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$4,078
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-20,062
Net investment gain or loss from common/collective trusts	2011-12-31	$62
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$26,737
Employer contributions (assets) at end of year	2011-12-31	$3,245
Employer contributions (assets) at beginning of year	2011-12-31	$3,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$52,875
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$2,190
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$2,084
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MARION & BLACK, LLC
Accountancy firm EIN	2011-12-31	141853408

Form 5500 Responses for TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST

2012: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TATE & KIRLIN ASSOCIATES, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TATE & KIRLIN ASSOCIATES, INC.
Employer identification number (EIN):	300229586
NAIC Classification:	561440
NAIC Description:	Collection Agencies

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3983897